organization · Reporting owner
Warburg Pincus Financial Sector (Cayman), L.P.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Clearwater Analytics Holdings, Inc.
Report date November 13, 2024 · Filed November 14, 2024
Jointly reported with WARBURG PINCUS LLC, WP CA Holdco, L.P., WP CA Holdco GP, LLC, Warburg Pincus (Callisto) Global Growth (Cayman), L.P., Warburg Pincus (Cayman) Global Growth GP, L.P., Warburg Pincus (Cayman) Financial Sector GP, L.P., Warburg Pincus (Cayman) Global Growth GP LLC, Warburg Pincus (Cayman) Financial Sector GP LLC, Warburg Pincus Partners II (Cayman), L.P.
Section 16 reporting ended · disclosed 2024-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class D Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 6,088,609 |
Reported balance
After 2024-11-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-11-13 · Exercise / conversion · Disposed 3,103,450 · Balance 6,088,609 F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Last balance in matching sequence
After 2024-11-13 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2024-11-13 · Exercise / conversion · Acquired 3,103,450 · Balance 3,103,450 F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Row 3 · 2024-11-13 · Sale · Disposed 3,103,450 · Balance 0 F4: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices. F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.
F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.
F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.
F4: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.
Watford Holdings Ltd.
Report date July 01, 2021 · Filed July 09, 2021
Jointly reported with WP Windstar Investments Ltd, Warburg Pincus (Callisto) Global Growth (Cayman), L.P., Warburg Pincus (Europa) Global Growth (Cayman), L.P., Warburg Pincus Global Growth-B (Cayman), L.P., Warburg Pincus Global Growth-E (Cayman), L.P., Warburg Pincus Global Growth Partners (Cayman), L.P., WP Global Growth Partners (Cayman), L.P., Warburg Pincus (Cayman) Global Growth GP, L.P., Warburg Pincus (Cayman) Global Growth GP LLC
Section 16 reporting ended · disclosed 2021-07-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-01 · Other · Disposed 230,400 · Balance 0 F1: On July 1, 2021, in connection with the acquisition of Watford Holdings Ltd., a Bermuda company limited by shares (the "Issuer"), by Greysbridge Holdings Ltd., a Bermuda exempted company limited by shares ("Greysbridge Holdings"), WP Windstar Investments Ltd, a Cayman Islands exempted company with limited liability ("WP Windstar"), transferred 230,400 common shares, par value $0.01 per share, of the Issuer (the "common shares") to Greysbridge Holdings in a transaction valued at $35.00 per share. Following consummation of the acquisition and certain related transactions, the Issuer is a wholly owned subsidiary of Greysbridge Holdings and the Warburg Pincus Reporting Persons (defined below) indirectly own, in the aggregate, 30% of Greysbridge Holdings. F2: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Warburg Pincus (Callisto) Global Growth (Cayman), L.P., Warburg Pincus (Europa) Global Growth (Cayman), L.P., Warburg Pincus Global Growth-B (Cayman), L.P., Warburg Pincus Global Growth-E (Cayman), L.P., Warburg Pincus Global Growth Partners (Cayman), L.P., and WP Global Growth Partners (Cayman), L.P. (collectively, the "WP Global Growth Funds") and Warburg Pincus Financial Sector (Cayman), L.P., Warburg Pincus Financial Sector-D (Cayman), L.P., and Warburg Pincus Financial Sector Partners (Cayman), L.P. (collectively, the "WP Financial Sector Funds"), (Continued in Footnote 3) F3: each a Cayman Islands exempted company with limited liability that holds the equity interests of WP Windstar; Warburg Pincus (Cayman) Global Growth GP, L.P., a Cayman Islands exempted limited partnership ("WPGG Cayman GP") and the general partner of each of the WP Global Growth Funds; Warburg Pincus (Cayman) Global Growth GP LLC, a Delaware limited liability company ("WPGG Cayman GP LLC") and the general partner of WPGG Cayman GP; Warburg Pincus (Cayman) Financial Sector GP, L.P., a Cayman Islands exempted limited partnership ("WPFS Cayman GP") and the general partner of each of the WP Financial Sector Funds; Warburg Pincus (Cayman) Financial Sector GP LLC, a Delaware limited liability company ("WPFS Cayman GP LLC") and the general partner of WPFS Cayman GP; (Continued in Footnote 4) F4: Warburg Pincus Partners II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WPP II Cayman") and the managing member of WPGG Cayman GP LLC and WPFS Cayman GP LLC; Warburg Pincus (Bermuda) Private Equity GP Ltd., a Bermuda exempted company ("WP Bermuda GP") and the general partner of WPP II Cayman; and Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages the WP Global Growth Funds and WP Financial Sector Funds, may be deemed to be the beneficial owner of the common shares held by WP Windstar. Parties listed above are collectively referred to as the "Warburg Pincus Reporting Persons". (Continued in Footnote 5) F5: Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Persons, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP Windstar, herein states that this filing shall not be deemed an admission that it or he is the beneficial owner of any of the common shares covered by this Statement. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the common shares, except to the extent of its or his pecuniary interest in such common shares. This filing constitutes a Form 4 exit filing for the Warburg Pincus Reporting Persons. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 1, 2021, in connection with the acquisition of Watford Holdings Ltd., a Bermuda company limited by shares (the "Issuer"), by Greysbridge Holdings Ltd., a Bermuda exempted company limited by shares ("Greysbridge Holdings"), WP Windstar Investments Ltd, a Cayman Islands exempted company with limited liability ("WP Windstar"), transferred 230,400 common shares, par value $0.01 per share, of the Issuer (the "common shares") to Greysbridge Holdings in a transaction valued at $35.00 per share. Following consummation of the acquisition and certain related transactions, the Issuer is a wholly owned subsidiary of Greysbridge Holdings and the Warburg Pincus Reporting Persons (defined below) indirectly own, in the aggregate, 30% of Greysbridge Holdings.
F2: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Warburg Pincus (Callisto) Global Growth (Cayman), L.P., Warburg Pincus (Europa) Global Growth (Cayman), L.P., Warburg Pincus Global Growth-B (Cayman), L.P., Warburg Pincus Global Growth-E (Cayman), L.P., Warburg Pincus Global Growth Partners (Cayman), L.P., and WP Global Growth Partners (Cayman), L.P. (collectively, the "WP Global Growth Funds") and Warburg Pincus Financial Sector (Cayman), L.P., Warburg Pincus Financial Sector-D (Cayman), L.P., and Warburg Pincus Financial Sector Partners (Cayman), L.P. (collectively, the "WP Financial Sector Funds"), (Continued in Footnote 3)
F3: each a Cayman Islands exempted company with limited liability that holds the equity interests of WP Windstar; Warburg Pincus (Cayman) Global Growth GP, L.P., a Cayman Islands exempted limited partnership ("WPGG Cayman GP") and the general partner of each of the WP Global Growth Funds; Warburg Pincus (Cayman) Global Growth GP LLC, a Delaware limited liability company ("WPGG Cayman GP LLC") and the general partner of WPGG Cayman GP; Warburg Pincus (Cayman) Financial Sector GP, L.P., a Cayman Islands exempted limited partnership ("WPFS Cayman GP") and the general partner of each of the WP Financial Sector Funds; Warburg Pincus (Cayman) Financial Sector GP LLC, a Delaware limited liability company ("WPFS Cayman GP LLC") and the general partner of WPFS Cayman GP; (Continued in Footnote 4)
F4: Warburg Pincus Partners II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WPP II Cayman") and the managing member of WPGG Cayman GP LLC and WPFS Cayman GP LLC; Warburg Pincus (Bermuda) Private Equity GP Ltd., a Bermuda exempted company ("WP Bermuda GP") and the general partner of WPP II Cayman; and Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages the WP Global Growth Funds and WP Financial Sector Funds, may be deemed to be the beneficial owner of the common shares held by WP Windstar. Parties listed above are collectively referred to as the "Warburg Pincus Reporting Persons". (Continued in Footnote 5)
F5: Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Persons, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP Windstar, herein states that this filing shall not be deemed an admission that it or he is the beneficial owner of any of the common shares covered by this Statement. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the common shares, except to the extent of its or his pecuniary interest in such common shares. This filing constitutes a Form 4 exit filing for the Warburg Pincus Reporting Persons.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 13, 2024 Filed Nov 14, 2024 21:05 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | SaleClass A Common Stock | 3,103,450 | $29.11 | $90,341,429.50 |
DisclosureSEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 3 WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · price: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:05 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass A Common Stock | 3,103,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 2 WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,103,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:05 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass D Common Stock | 3,103,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,088,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| August 08, 2024 Filed Aug 13, 2024 01:17 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | SaleClass A Common Stock | 9,000,000 | $22.41 | $201,690,000.00 |
DisclosureSEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 3 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · security: The reported shares of Class A common stock were sold by WP Holdco pursuant to Rule 144 under the Securities Act of 1933, as amended. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| August 08, 2024 Filed Aug 13, 2024 01:17 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass A Common Stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 2 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 9,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| August 08, 2024 Filed Aug 13, 2024 01:17 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass D Common Stock | 9,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 9,192,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 21:30 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | SaleClass A Common Stock | 7,000,000 | $19.71 | $137,970,000.00 |
DisclosureSEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 3 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · price: This amount represents a price to the underwriter of $19.71 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 21:30 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass A Common Stock | 7,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 2 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 7,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| June 12, 2024 Filed Jun 12, 2024 21:30 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass D Common Stock | 7,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 18,192,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 21:15 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | SaleClass A Common Stock | 3,689,812 | $19.75 | $72,873,787.00 |
DisclosureSEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 3 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F4 · price: This amount represents a price to the underwriter of $19.75 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 21:15 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass A Common Stock | 3,689,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 2 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,689,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| December 05, 2023 Filed Dec 5, 2023 21:15 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass D Common Stock | 3,689,812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 25,192,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 12:01 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | SaleClass A Common Stock | 4,340,955 | $17.31 | $75,141,931.05 |
DisclosureSEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 3 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 F2 · price: This amount represents a public offering price of $17.50 per share of Class A Common Stock less an underwriting discount of $0.19 per share for shares sold in an underwritten public offering. F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 12:01 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass A Common Stock | 4,340,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 2 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,340,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 12:01 UTC | Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 | Exercise / conversionClass D Common Stock | 4,340,955 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 1 WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 28,881,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock. F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP. F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares. Read SEC document |
| July 01, 2021 Filed Jul 9, 2021 15:04 UTC | Watford Holdings Ltd. WTRE · Entity 137416 | OtherCommon Shares, $0.01 par value per share | 230,400 | $35.00 | $8,064,000.00 |
DisclosureSEC source: 0001209191-21-046146 · doc4.xml · nonDerivative · entry 1 WP Windstar Investments Ltd · CIK 0001848332 · See Remarks Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · See Remarks Warburg Pincus (Europa) Global Growth (Cayman), L.P. · CIK 0001813768 · See Remarks Warburg Pincus Global Growth-B (Cayman), L.P. · CIK 0001813776 · See Remarks Warburg Pincus Global Growth-E (Cayman), L.P. · CIK 0001813778 · See Remarks Warburg Pincus Global Growth Partners (Cayman), L.P. · CIK 0001813782 · See Remarks WP Global Growth Partners (Cayman), L.P. · CIK 0001813867 · See Remarks Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · See Remarks Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · See Remarks Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On July 1, 2021, in connection with the acquisition of Watford Holdings Ltd., a Bermuda company limited by shares (the "Issuer"), by Greysbridge Holdings Ltd., a Bermuda exempted company limited by shares ("Greysbridge Holdings"), WP Windstar Investments Ltd, a Cayman Islands exempted company with limited liability ("WP Windstar"), transferred 230,400 common shares, par value $0.01 per share, of the Issuer (the "common shares") to Greysbridge Holdings in a transaction valued at $35.00 per share. Following consummation of the acquisition and certain related transactions, the Issuer is a wholly owned subsidiary of Greysbridge Holdings and the Warburg Pincus Reporting Persons (defined below) indirectly own, in the aggregate, 30% of Greysbridge Holdings. F2 · ownership.direct: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Warburg Pincus (Callisto) Global Growth (Cayman), L.P., Warburg Pincus (Europa) Global Growth (Cayman), L.P., Warburg Pincus Global Growth-B (Cayman), L.P., Warburg Pincus Global Growth-E (Cayman), L.P., Warburg Pincus Global Growth Partners (Cayman), L.P., and WP Global Growth Partners (Cayman), L.P. (collectively, the "WP Global Growth Funds") and Warburg Pincus Financial Sector (Cayman), L.P., Warburg Pincus Financial Sector-D (Cayman), L.P., and Warburg Pincus Financial Sector Partners (Cayman), L.P. (collectively, the "WP Financial Sector Funds"), (Continued in Footnote 3) F3 · ownership.direct: each a Cayman Islands exempted company with limited liability that holds the equity interests of WP Windstar; Warburg Pincus (Cayman) Global Growth GP, L.P., a Cayman Islands exempted limited partnership ("WPGG Cayman GP") and the general partner of each of the WP Global Growth Funds; Warburg Pincus (Cayman) Global Growth GP LLC, a Delaware limited liability company ("WPGG Cayman GP LLC") and the general partner of WPGG Cayman GP; Warburg Pincus (Cayman) Financial Sector GP, L.P., a Cayman Islands exempted limited partnership ("WPFS Cayman GP") and the general partner of each of the WP Financial Sector Funds; Warburg Pincus (Cayman) Financial Sector GP LLC, a Delaware limited liability company ("WPFS Cayman GP LLC") and the general partner of WPFS Cayman GP; (Continued in Footnote 4) F4 · ownership.direct: Warburg Pincus Partners II (Cayman), L.P., a Cayman Islands exempted limited partnership ("WPP II Cayman") and the managing member of WPGG Cayman GP LLC and WPFS Cayman GP LLC; Warburg Pincus (Bermuda) Private Equity GP Ltd., a Bermuda exempted company ("WP Bermuda GP") and the general partner of WPP II Cayman; and Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages the WP Global Growth Funds and WP Financial Sector Funds, may be deemed to be the beneficial owner of the common shares held by WP Windstar. Parties listed above are collectively referred to as the "Warburg Pincus Reporting Persons". (Continued in Footnote 5) F5 · ownership.direct: Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Persons, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP Windstar, herein states that this filing shall not be deemed an admission that it or he is the beneficial owner of any of the common shares covered by this Statement. Each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of the common shares, except to the extent of its or his pecuniary interest in such common shares. This filing constitutes a Form 4 exit filing for the Warburg Pincus Reporting Persons. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.