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WP CA Holdco GP, LLC

Disclosed activity across 1 company

Tapewire entity
86105
SEC CIK
0001884577

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2024-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class D Common StockSEC Table I · non-derivativeIndirectSee Footnotes6,088,609 Reported balance After 2024-11-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-11-13 · Exercise / conversion · Disposed 3,103,450 · Balance 6,088,609

F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes0 Last balance in matching sequence After 2024-11-13 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2024-11-13 · Exercise / conversion · Acquired 3,103,450 · Balance 3,103,450

F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Row 3 · 2024-11-13 · Sale · Disposed 3,103,450 · Balance 0

F4: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.

F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

F4: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2024 Filed Nov 14, 2024 21:05 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 SaleClass A Common Stock 3,103,450 $29.11 $90,341,429.50
Disclosure

SEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 3

WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner

WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner

WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F4 · price: This amount represents a price to the underwriter of $29.11 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:05 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass A Common Stock 3,103,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 2

WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner

WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner

WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,103,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:05 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass D Common Stock 3,103,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-127028 · ownership.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Former 10% Owner

WP CA Holdco, L.P. · CIK 0001884575 · Former 10% Owner

WP CA Holdco GP, LLC · CIK 0001884577 · Former 10% Owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · Former 10% Owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Former 10% Owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Former 10% Owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Former 10% Owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,088,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
August 08, 2024 Filed Aug 13, 2024 01:17 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 SaleClass A Common Stock 9,000,000 $22.41 $201,690,000.00
Disclosure

SEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 3

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F4 · security: The reported shares of Class A common stock were sold by WP Holdco pursuant to Rule 144 under the Securities Act of 1933, as amended.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
August 08, 2024 Filed Aug 13, 2024 01:17 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass A Common Stock 9,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 2

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
August 08, 2024 Filed Aug 13, 2024 01:17 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass D Common Stock 9,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-095694 · ownership.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,192,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 21:30 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 SaleClass A Common Stock 7,000,000 $19.71 $137,970,000.00
Disclosure

SEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 3

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F4 · price: This amount represents a price to the underwriter of $19.71 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 21:30 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass A Common Stock 7,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 2

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
June 12, 2024 Filed Jun 12, 2024 21:30 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass D Common Stock 7,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-072569 · ownership.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 18,192,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 21:15 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 SaleClass A Common Stock 3,689,812 $19.75 $72,873,787.00
Disclosure

SEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 3

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F4 · price: This amount represents a price to the underwriter of $19.75 per share of Class A Common Stock. The underwriter may offer the shares of Class A Common Stock from time to time in one or more transactions on the NYSE, in the over-the-counter market or through negotiated transactions at market prices or at negotiated prices.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 21:15 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass A Common Stock 3,689,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 2

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,689,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 21:15 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass D Common Stock 3,689,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-020545 · doc4.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 25,192,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F2 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F3 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 12:01 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 SaleClass A Common Stock 4,340,955 $17.31 $75,141,931.05
Disclosure

SEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 3

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F2 · price: This amount represents a public offering price of $17.50 per share of Class A Common Stock less an underwriting discount of $0.19 per share for shares sold in an underwritten public offering.

F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 12:01 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass A Common Stock 4,340,955 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 2

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,340,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 12:01 UTC Clearwater Analytics Holdings, Inc. CWAN · Entity 35410 Exercise / conversionClass D Common Stock 4,340,955 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-020328 · doc4.xml · nonDerivative · entry 1

WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner

WP CA Holdco, L.P. · CIK 0001884575 · Director · 10% owner

WP CA Holdco GP, LLC · CIK 0001884577 · Director · 10% owner

Warburg Pincus (Callisto) Global Growth (Cayman), L.P. · CIK 0001813766 · 10% owner

Warburg Pincus Financial Sector (Cayman), L.P. · CIK 0001813788 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP, L.P. · CIK 0001813787 · 10% owner

Warburg Pincus (Cayman) Financial Sector GP, L.P. · CIK 0001813791 · Director · 10% owner

Warburg Pincus (Cayman) Global Growth GP LLC · CIK 0001813785 · Director · 10% owner

Warburg Pincus (Cayman) Financial Sector GP LLC · CIK 0001813792 · Director · 10% owner

Warburg Pincus Partners II (Cayman), L.P. · CIK 0001658820 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 28,881,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F1 · price: Upon the earlier of (i) the date that affiliates of Welsh, Carson, Anderson & Stowe own less than 5% of the Issuer's common stock and (ii) the seventh anniversary of the closing of the Issuer's initial public offering, each share of Class D Common Stock will automatically convert into a share of Class A Common Stock.

F3 · ownership.nature: Reflects securities held directly by WP CA Holdco, L.P. ("WP Holdco"). The general partner of WP Holdco is WP CA Holdco GP, LLC ("WP Holdco GP"). The managing members of WP Holdco GP are Warburg Pincus (Callisto) Global Growth (Cayman), L.P. ("WP Callisto") and Warburg Pincus Financial Sector (Cayman), L.P. ("WP FS," and together with WP Callisto, the "Holdco GP Managers"). WP LLC is the manager of the Holdco GP Managers. Warburg Pincus (Cayman) Global Growth GP, L.P. ("WP GG Cayman GP") is the general partner of WP Callisto. Warburg Pincus (Cayman) Financial Sector GP, L.P. ("WP FS Cayman GP") is the general partner of WP FS. Warburg Pincus (Cayman) Global Growth GP LLC ("WP GG Cayman GP LLC") is the general partner of WP GG Cayman GP.

F4 · ownership.nature: Warburg Pincus (Cayman) Financial Sector GP LLC ("WP FS Cayman GP LLC") is the general partner of WP FS Cayman GP. Warburg Pincus Partners II (Cayman), L.P. ("WPP II Cayman") is the managing member of each of WP GG Cayman GP LLC and WP FS Cayman GP LLC. Warburg Pincus (Bermuda) Private Equity GP Ltd. is the general partner of WPP II Cayman. Investment and voting decisions with respect to the Issuer's shares held by WP Holdco are made by a committee comprised of three or more individuals and all members of such committee disclaim beneficial ownership of the Issuer's shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.