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McVey Richard M

Disclosed activity across 1 company

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86083
SEC CIK
0001296466

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARKETAXESS HOLDINGS INCMKTX · Entity 3821Director · Executive ChairmanNovember 12, 2024November 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARKETAXESS HOLDINGS INC

Report date November 12, 2024 · Filed November 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect562,029 Ending reported balance After 2024-11-14 transaction · row 13
13 source rows · reconciled sequence

Row 1 · 2024-11-12 · Sale · Disposed 8,573 · Balance 603,456

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 2 · 2024-11-12 · Sale · Disposed 7,266 · Balance 596,190

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 3 · 2024-11-12 · Sale · Disposed 3,233 · Balance 592,957

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 4 · 2024-11-12 · Sale · Disposed 928 · Balance 592,029

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 5 · 2024-11-13 · Sale · Disposed 8,159 · Balance 583,870

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 6 · 2024-11-13 · Sale · Disposed 1,937 · Balance 581,933

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 7 · 2024-11-13 · Sale · Disposed 1,474 · Balance 580,459

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 8 · 2024-11-13 · Sale · Disposed 949 · Balance 579,510

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 9 · 2024-11-13 · Sale · Disposed 5,143 · Balance 574,367

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 10 · 2024-11-13 · Sale · Disposed 2,188 · Balance 572,179

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 11 · 2024-11-13 · Sale · Disposed 150 · Balance 572,029

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 12 · 2024-11-14 · Sale · Disposed 6,710 · Balance 565,319

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 13 · 2024-11-14 · Sale · Disposed 3,290 · Balance 562,029

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Immediate Family Members2,000 Reported balance Holding disclosure · report date 2024-11-12 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2020 Filed Dec 4, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 26,779 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001209191-20-061806 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,779 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 13,999 $555.63 $7,778,264.37
Disclosure

SEC source: 0001209191-20-061806 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,063

Read SEC document
December 03, 2020 Filed Dec 4, 2020 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 26,779 $21.56 $577,355.24
Disclosure

SEC source: 0001209191-20-061806 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 100 $529.90 $52,990.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 28

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,283

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 910 $528.63 $481,053.30
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 27

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,383

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F27 · price: The transactions were executed in multiple trades at prices ranging from $528.26 to $528.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 490 $527.69 $258,568.10
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 26

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,293

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F26 · price: The transactions were executed in multiple trades at prices ranging from $527.19 to $528.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,401 $526.39 $737,472.39
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 25

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,783

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F25 · price: The transactions were executed in multiple trades at prices ranging from $526.05 to $526.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,715 $525.42 $901,095.30
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 24

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,184

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F24 · price: The transactions were executed in multiple trades at prices ranging from $525.02 to $525.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,455 $524.44 $1,287,500.20
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 23

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,899

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F23 · price: The transactions were executed in multiple trades at prices ranging from $523.98 to $524.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,104 $523.48 $577,921.92
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 22

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F22 · price: The transactions were executed in multiple trades at prices ranging from $522.98 to $523.97. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 400 $522.32 $208,928.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 21

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,458

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F21 · price: The transactions were executed in multiple trades at prices ranging from $521.93 to $522.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $520.60 $156,180.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 20

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,858

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F20 · price: The transactions were executed in multiple trades at prices ranging from $520 to $520.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 200 $518.63 $103,726.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 19

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,158

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F19 · price: The transactions were executed in multiple trades at prices ranging from $518.58 to $518.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 170 $517.81 $88,027.70
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 18

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,358

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · price: The transactions were executed in multiple trades at prices ranging from $517.43 to $518. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 153 $516.45 $79,016.85
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 17

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,528

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F17 · price: The transactions were executed in multiple trades at prices ranging from $516.18 to $517.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 831 $515.45 $428,338.95
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 16

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,681

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F16 · price: The transactions were executed in multiple trades at prices ranging from $515.08 to $515.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 196 $514.48 $100,838.08
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 15

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,512

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F15 · price: The transactions were executed in multiple trades at prices ranging from $514.04 to $515. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $513.28 $153,984.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 14

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849,708

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F14 · price: The transactions were executed in multiple trades at prices ranging from $513.04 to $513.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $512.10 $153,630.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 13

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,008

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The transactions were executed in multiple trades at prices ranging from $511.93 to $512.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 600 $510.51 $306,306.00
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 12

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,308

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The transactions were executed in multiple trades at prices ranging from $510.06 to $510.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 522 $509.31 $265,859.82
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 11

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The transactions were executed in multiple trades at prices ranging from $508.90 to $509.87. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:21 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 878 $508.46 $446,427.88
Disclosure

SEC source: 0001209191-20-057938 · doc4.xml · nonDerivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,430

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The transactions were executed in multiple trades at prices ranging from $507.86 to $508.76. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 973 $565.46 $550,192.58
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 30

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,622

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F31 · price: The transactions were executed in multiple trades at prices ranging from $565 to $565.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,038 $564.31 $585,753.78
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 29

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,595

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F30 · price: The transactions were executed in multiple trades at prices ranging from $563.92 to $564.85. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 343 $563.22 $193,184.46
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 28

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,633

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F29 · price: The transactions were executed in multiple trades at prices ranging from $562.78 to $563.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,400 $562.28 $787,192.00
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 27

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,976

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F28 · price: The transactions were executed in multiple trades at prices ranging from $561.72 to $562.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,324 $561.17 $1,304,159.08
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 26

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,376

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F27 · price: The transactions were executed in multiple trades at prices ranging from $560.71 to $561.66. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,499 $560.15 $839,664.85
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 25

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,700

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F26 · price: The transactions were executed in multiple trades at prices ranging from $559.68 to $560.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,105 $559.14 $617,849.70
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 24

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,199

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F25 · price: The transactions were executed in multiple trades at prices ranging from $558.65 to $559.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 606 $557.97 $338,129.82
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 23

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,304

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F24 · price: The transactions were executed in multiple trades at prices ranging from $557.64 to $558.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 568 $556.95 $316,347.60
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 22

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,910

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F23 · price: The transactions were executed in multiple trades at prices ranging from $556.54 to $557.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 469 $555.71 $260,627.99
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 21

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,478

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F22 · price: The transactions were executed in multiple trades at prices ranging from $555.49 to $556.31. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,435 $554.98 $796,396.30
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 20

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,947

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F21 · price: The transactions were executed in multiple trades at prices ranging from $554.45 to $555.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 922 $554.07 $510,852.54
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 19

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,382

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F20 · price: The transactions were executed in multiple trades at prices ranging from $553.43 to $554.41. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 680 $552.61 $375,774.80
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 18

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,304

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F19 · price: The transactions were executed in multiple trades at prices ranging from $552.40 to $553.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 698 $551.83 $385,177.34
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 17

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,984

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F18 · price: The transactions were executed in multiple trades at prices ranging from $551.39 to $552.35. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 325 $550.57 $178,935.25
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 16

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,682

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F17 · price: The transactions were executed in multiple trades at prices ranging from $550.05 to $551. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 510 $549.31 $280,148.10
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 15

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,007

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F16 · price: The transactions were executed in multiple trades at prices ranging from $549.04 to $549.64. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 333 $548.55 $182,667.15
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 14

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,517

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F15 · price: The transactions were executed in multiple trades at prices ranging from $548.04 to $548.98. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,406 $547.52 $769,813.12
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 13

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,850

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F14 · price: The transactions were executed in multiple trades at prices ranging from $547.04 to $548.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,048 $546.36 $572,585.28
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 12

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,256

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F13 · price: The transactions were executed in multiple trades at prices ranging from $545.92 to $546.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 569 $545.31 $310,281.39
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 11

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,304

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · price: The transactions were executed in multiple trades at prices ranging from $544.80 to $545.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 302 $543.93 $164,266.86
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,873

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The transactions were executed in multiple trades at prices ranging from $543.47 to $544.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 200 $542.24 $108,448.00
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,175

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The transactions were executed in multiple trades at prices ranging from $542.15 to $542.33. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $540.84 $162,252.00
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,375

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The transactions were executed in multiple trades at prices ranging from $540.37 to $541.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,402 $539.63 $756,561.26
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,675

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $539.26 to $540.15. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 968 $538.64 $521,403.52
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,077

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $538.23 to $538.97. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 985 $537.38 $529,319.30
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,045

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $537.19 to $537.78. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $536.39 $160,917.00
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,030

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $536.14 to $536.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 16:19 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,461 $535.60 $782,511.60
Disclosure

SEC source: 0001209191-20-057932 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,330

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $535.13 to $535.99. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.