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McVey Richard M

Disclosed activity across 1 company

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86083
SEC CIK
0001296466

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARKETAXESS HOLDINGS INCMKTX · Entity 3821Director · Executive ChairmanNovember 12, 2024November 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARKETAXESS HOLDINGS INC

Report date November 12, 2024 · Filed November 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect562,029 Ending reported balance After 2024-11-14 transaction · row 13
13 source rows · reconciled sequence

Row 1 · 2024-11-12 · Sale · Disposed 8,573 · Balance 603,456

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 2 · 2024-11-12 · Sale · Disposed 7,266 · Balance 596,190

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 3 · 2024-11-12 · Sale · Disposed 3,233 · Balance 592,957

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 4 · 2024-11-12 · Sale · Disposed 928 · Balance 592,029

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 5 · 2024-11-13 · Sale · Disposed 8,159 · Balance 583,870

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 6 · 2024-11-13 · Sale · Disposed 1,937 · Balance 581,933

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 7 · 2024-11-13 · Sale · Disposed 1,474 · Balance 580,459

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 8 · 2024-11-13 · Sale · Disposed 949 · Balance 579,510

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 9 · 2024-11-13 · Sale · Disposed 5,143 · Balance 574,367

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 10 · 2024-11-13 · Sale · Disposed 2,188 · Balance 572,179

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 11 · 2024-11-13 · Sale · Disposed 150 · Balance 572,029

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 12 · 2024-11-14 · Sale · Disposed 6,710 · Balance 565,319

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Row 13 · 2024-11-14 · Sale · Disposed 3,290 · Balance 562,029

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Common Stock, par value $0.003 per shareSEC Table I · non-derivativeIndirectBy Immediate Family Members2,000 Reported balance Holding disclosure · report date 2024-11-12 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 2,000

Filing footnotes · ownership attribution and instrument terms

F1: The transactions were executed in multiple trades at prices ranging from $270.49 to $271.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F2: The transactions were executed in multiple trades at prices ranging from $271.49 to $272.48. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F3: The transactions were executed in multiple trades at prices ranging from $272.51 to $273.42. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F4: The transactions were executed in multiple trades at prices ranging from $273.56 to $274.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5: The transactions were executed in multiple trades at prices ranging from $267.12 to $268.10. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F6: The transactions were executed in multiple trades at prices ranging from $268.12 to $269.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F7: The transactions were executed in multiple trades at prices ranging from $269.20 to $270.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F8: The transactions were executed in multiple trades at prices ranging from $270.31 to $271.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F9: The transactions were executed in multiple trades at prices ranging from $271.33 to $272.32. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F10: The transactions were executed in multiple trades at prices ranging from $272.34 to $272.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F11: The transactions were executed in multiple trades at prices ranging from $273.53 to $273.56. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F12: The transactions were executed in multiple trades at prices ranging from $266.83 to $267.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F13: The transactions were executed in multiple trades at prices ranging from $267.84 to $268.71. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006352 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,133

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 16:16 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 6,810 $371.54 $2,530,187.40
Disclosure

SEC source: 0001209191-22-003710 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,833

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069959 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,643

F1 · kind: The transaction reported involved a gift by the reporting person of 25,000 shares of Common Stock to a charitable donor advised fund.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 200 $485.00 $97,000.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 11

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,643

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 200 $484.06 $96,812.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,843

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · price: The transactions were executed in multiple trades at prices ranging from $483.61 to $484.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 300 $482.35 $144,705.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,043

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · price: The transactions were executed in multiple trades at prices ranging from $482.16 to $482.55. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 600 $481.28 $288,768.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,343

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · price: The transactions were executed in multiple trades at prices ranging from $481.07 to $481.74. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 212 $489.75 $103,827.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,943

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $489.68 to $489.75. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 488 $489.10 $238,680.80
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,155

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $488.60 to $489.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 800 $487.05 $389,640.00
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,643

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $486.79 to $487.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 490 $486.15 $238,213.50
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,443

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $485.74 to $486.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,315 $485.07 $1,122,937.05
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,933

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $484.66 to $485.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 5,491 $484.14 $2,658,412.74
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,248

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $483.66 to $484.65. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 16:38 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,321 $483.36 $1,121,878.56
Disclosure

SEC source: 0001209191-21-050861 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,739

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $482.64 to $483.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 17:40 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 27,020 $0.00 Strike: $101.77 $0.00
Disclosure

SEC source: 0001209191-21-038727 · doc4.xml · derivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,020 shares

Expires 2022-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 17:40 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 16,391 $444.21 $7,281,046.11
Disclosure

SEC source: 0001209191-21-038727 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,060

Read SEC document
June 03, 2021 Filed Jun 7, 2021 17:40 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 27,020 $101.77 $2,749,825.40
Disclosure

SEC source: 0001209191-21-038727 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 100 $532.76 $53,276.00
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 15

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,073

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 100 $530.96 $53,096.00
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 14

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,173

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 100 $528.61 $52,861.00
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 13

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,273

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 200 $525.00 $105,000.00
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 12

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,373

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 400 $523.68 $209,472.00
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 11

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,573

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F12 · shares: The transactions were executed in multiple trades at prices ranging from $523.50 to $523.76. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 985 $522.98 $515,135.30
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 10

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,973

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F11 · shares: The transactions were executed in multiple trades at prices ranging from $522.45 to $523.33. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 879 $521.68 $458,556.72
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 9

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,958

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F10 · shares: The transactions were executed in multiple trades at prices ranging from $521.43 to $522.14. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,076 $520.83 $1,081,243.08
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,837

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F9 · shares: The transactions were executed in multiple trades at prices ranging from $520.40 to $521.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 4,169 $519.90 $2,167,463.10
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,913

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · shares: The transactions were executed in multiple trades at prices ranging from $519.35 to $520.34. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,430 $518.81 $741,898.30
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,082

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · shares: The transactions were executed in multiple trades at prices ranging from $518.33 to $519.28. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,851 $517.81 $1,476,276.31
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,512

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · shares: The transactions were executed in multiple trades at prices ranging from $517.33 to $518.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,603 $516.73 $1,345,048.19
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,363

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · shares: The transactions were executed in multiple trades at prices ranging from $516.31 to $517.28. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,846 $515.84 $1,468,080.64
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,966

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · shares: The transactions were executed in multiple trades at prices ranging from $515.31 to $516.30. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 771 $514.82 $396,926.22
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,812

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · shares: The transactions were executed in multiple trades at prices ranging from $514.29 to $515.24. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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March 15, 2021 Filed Mar 17, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 490 $513.76 $251,742.40
Disclosure

SEC source: 0001209191-21-021358 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,583

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: The transactions were executed in multiple trades at prices ranging from $513.18 to $514.06. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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February 15, 2021 Filed Feb 16, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 3,692 $552.55 $2,040,014.60
Disclosure

SEC source: 0001209191-21-010751 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,073

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

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February 15, 2021 Filed Feb 16, 2021 16:33 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 6,606 $552.55 $3,650,145.30
Disclosure

SEC source: 0001209191-21-010751 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,765

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey.

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January 31, 2021 Filed Feb 2, 2021 16:56 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 1,180 $540.76 $638,096.80
Disclosure

SEC source: 0001209191-21-006823 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,371

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

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January 31, 2021 Filed Feb 2, 2021 16:56 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 1,345 $540.76 $727,322.20
Disclosure

SEC source: 0001209191-21-006823 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,551

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

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January 31, 2021 Filed Feb 2, 2021 16:56 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 450 $540.76 $243,342.00
Disclosure

SEC source: 0001209191-21-006823 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,896

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey.

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January 15, 2021 Filed Jan 20, 2021 17:43 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantStock Option (right to buy) · Derivative 6,187 $0.00 Strike: $523.00 $0.00
Disclosure

SEC source: 0001209191-21-004424 · doc4.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 6,187 shares

Expires 2027-01-15

F2 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

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January 15, 2021 Filed Jan 20, 2021 17:43 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 3,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004424 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,346

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

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January 15, 2021 Filed Apr 27, 2021 16:32 UTC Amendment MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantStock Option (right to buy) · Derivative 6,187 $0.00 Strike: $523.00 $0.00
Disclosure

SEC source: 0001209191-21-028572 · doc4a.xml · derivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 6,187 shares

Expires 2027-01-15

F3 · derivative.exercise_date: The stock options will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

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January 15, 2021 Filed Apr 27, 2021 16:32 UTC Amendment MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 1,641 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028572 · doc4a.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,704

F1 · shares: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 20, 2021, solely to correct the amount of securities acquired in Column 4 of Table I and amount of securities beneficially owned following the reported transaction in Column 5 of Table I, each of which incorrectly reported the amount of restricted stock units acquired by the reporting person on January 15, 2021. Except as amended herein, the information set forth in the original Form 4 remains unchanged.

F2 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

F1 · balance_after: This amendment on Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 20, 2021, solely to correct the amount of securities acquired in Column 4 of Table I and amount of securities beneficially owned following the reported transaction in Column 5 of Table I, each of which incorrectly reported the amount of restricted stock units acquired by the reporting person on January 15, 2021. Except as amended herein, the information set forth in the original Form 4 remains unchanged.

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December 14, 2020 Filed Dec 15, 2020 17:00 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GiftCommon Stock, par value $0.003 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063522 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,063

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 100 $568.92 $56,892.00
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 8

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,063

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,463 $567.40 $1,397,506.20
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 7

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,163

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F8 · price: The transactions were executed in multiple trades at prices ranging from $567.09 to $568.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 8,969 $566.46 $5,080,579.74
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 6

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,626

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · price: The transactions were executed in multiple trades at prices ranging from $566.08 to $567.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 12,253 $565.56 $6,929,806.68
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 5

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,595

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $565.08 to $566.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 10,718 $564.65 $6,051,918.70
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 4

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,848

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $564.08 to $565.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,790 $563.53 $1,572,248.70
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 3

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,566

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $563.07 to $564.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,000 $562.39 $1,124,780.00
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 2

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,356

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The transactions were executed in multiple trades at prices ranging from $561.99 to $562.95. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,707 $561.38 $958,275.66
Disclosure

SEC source: 0001209191-20-062518 · doc4.xml · nonDerivative · entry 1

McVey Richard M · CIK 0001296466 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,356

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The transactions were executed in multiple trades at prices ranging from $560.95 to $561.69. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.