Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | SVP, General Counsel, Secy. | November 19, 2024 | November 21, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date November 19, 2024 · Filed November 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 112,564 |
Reported balance
After 2024-11-19 transaction · row 1
1 source rowRow 1 · 2024-11-19 · Sale · Disposed 1,139 · Balance 112,564 F1: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2024 of 3,638 restricted stock units from three grants held by the reporting person and previously reported on Form 4. F2: Represents the weighted average price for shares sold between November 18, 2024 and November 19, 2024 at a range between $38.83 and $41.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2024 of 3,638 restricted stock units from three grants held by the reporting person and previously reported on Form 4.
F2: Represents the weighted average price for shares sold between November 18, 2024 and November 19, 2024 at a range between $38.83 and $41.48. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2018 Filed Dec 3, 2018 22:15 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 5,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060601 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,014 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2019. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 22:35 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 3,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060012 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,658 F1 · shares: Special incentive award of restricted stock units to the Reporting Person. No amount was paid upon grant of the units. The shares will vest 100% on November 15, 2019. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:34 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 1,946 | $28.59 | $55,636.14 |
DisclosureSEC source: 0001209191-18-059439 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,762 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2018 of 7,546 restricted stock units from two grants (5,333 and 2,213, respectively) held by the reporting person. F2 · price: This represents the weighted average price for shares sold at a range between $28.58 and $28.94. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:40 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 20,704 | $30.93 | $640,374.72 |
DisclosureSEC source: 0001209191-18-058547 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,708 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 51,570 restricted stock units held by the reporting person. F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:21 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 21,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057649 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,412 F2 · shares: An initial grant of 40,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 30,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 51,570 of the performance-based units. This transaction represents a grant of an additional 21,570 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:21 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 1,026 | $31.76 | $32,585.76 |
DisclosureSEC source: 0001209191-18-057649 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,842 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 3,334 restricted stock units held by the reporting person. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 20:24 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 1,965 | $38.00 | $74,670.00 |
DisclosureSEC source: 0001209191-18-048797 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,868 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:11 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 216 | $23.90 | $5,162.40 |
DisclosureSEC source: 0001209191-18-044701 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,833 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:10 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 5,594 | $36.00 | $201,384.00 |
DisclosureSEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 3 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,617 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:10 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 6,015 | $35.00 | $210,525.00 |
DisclosureSEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,211 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:10 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 4,000 | $34.00 | $136,000.00 |
DisclosureSEC source: 0001209191-18-038364 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,226 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| May 25, 2018 Filed May 30, 2018 20:53 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 4,000 | $32.00 | $128,000.00 |
DisclosureSEC source: 0001209191-18-034161 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,226 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:14 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,024 | $27.88 | $223,709.12 |
DisclosureSEC source: 0001209191-18-028554 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,226 F1 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $27.79 to $27.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:26 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 4,000 | $30.00 | $120,000.00 |
DisclosureSEC source: 0001209191-18-021248 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,250 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2017. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:04 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 770 | $20.88 | $16,077.60 |
DisclosureSEC source: 0001209191-18-006505 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,250 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 1,083 | $27.13 | $29,381.79 |
DisclosureSEC source: 0001209191-17-061782 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,480 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 2,917 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:02 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 5,159 | $28.55 | $147,289.45 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 3 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,563 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 13,183 restricted stock units held by the reporting person. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 2 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,722 F2 · shares: An initial grant of 42,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 12,600 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 13,183 of the performance-based units. This transaction represents a grant of an additional 583 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:02 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060422 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,139 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:13 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 2,257 | $33.80 | $76,286.60 |
DisclosureSEC source: 0001209191-17-059738 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,157 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 3,333 restricted stock units and with the vesting on November 5, 2017 of 3,500 restricted stock units held by the reporting person. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:25 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 383 | $15.02 | $5,752.66 |
DisclosureSEC source: 0001209191-17-047158 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,414 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:22 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,350 | $19.58 | $163,493.00 |
DisclosureSEC source: 0001209191-17-007591 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,031 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at $18.50 (2,334 shares) and $20.00 (6,016 shares). Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:40 UTC | Azenta, Inc. BRKS · Entity 4724 | OtherCommon Stock | 1,463 | $10.59 | $15,493.17 |
DisclosureSEC source: 0001209191-17-007121 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,381 F1 · kind: Purchase by Reporting Person under the Brooks Automation, Inc. 1995 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 21:36 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 4,884 | $17.50 | $85,470.00 |
DisclosureSEC source: 0001209191-17-003865 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,918 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:08 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,256 | $16.77 | $138,453.12 |
DisclosureSEC source: 0001209191-17-001969 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,802 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: This represents the weighted average price for shares sold at a range between $16.65 (low) and $16.85 (high). The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 21, 2016 13:32 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 12,126 | $15.35 | $186,134.10 |
DisclosureSEC source: 0001209191-16-151327 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,058 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 36,688 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2016 Filed Nov 15, 2016 00:32 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149963 · doc4.xml · nonDerivative · entry 1 Joseph Jason · CIK 0001485448 · VP, General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,184 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017. F2 · balance_after: The amount of securities beneficially owned reflects the forfeiture of 18,900 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.