Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARDELYX, INC.ARDX · Entity 4972 | Chief Development Officer | November 20, 2024 | November 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARDELYX, INC.
Report date November 20, 2024 · Filed November 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,005 |
Reported balance
After 2024-11-20 transaction · row 1
1 source rowRow 1 · 2024-11-20 · Sale · Disposed 4,941 · Balance 297,005 F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 151,373 |
Reported balance
After 2024-11-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-11-20 · Sale · Disposed 2,243 · Balance 151,373 F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2: The shares are directly held by the Reporting Person's wife. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 77,592 |
Reported balance
Holding disclosure · report date 2024-11-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 77,592 F3: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.
F2: The shares are directly held by the Reporting Person's wife.
F3: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2024 Filed Nov 22, 2024 23:34 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,243 | $4.79 | $10,754.06 |
DisclosureSEC source: 0001628280-24-049055 · wk-form4_1732318487.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 151,373 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 23:34 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 4,941 | $4.79 | $23,689.62 |
DisclosureSEC source: 0001628280-24-049055 · wk-form4_1732318487.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,005 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 23:00 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,171 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001628280-24-046753 · wk-form4_1731106849.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 0 Underlying: Common Stock · 27,171 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable as it vested and the shares subject to the option vested in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 23:00 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 27,171 | $6.10 | $165,743.10 |
DisclosureSEC source: 0001628280-24-046753 · wk-form4_1731106849.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 153,616 F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 23:00 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionCommon Stock | 27,171 | $2.32 | $63,036.72 |
DisclosureSEC source: 0001628280-24-046753 · wk-form4_1731106849.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 180,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 27,172 | $2.32 Strike: $2.32 | $63,039.04 |
DisclosureSEC source: 0001628280-24-045862 · wk-form4_1730933963.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 27,171 Underlying: Common Stock · 27,172 shares Expires 2029-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable as it vested and the shares subject to the option vested in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 27,172 | $5.95 | $161,673.40 |
DisclosureSEC source: 0001628280-24-045862 · wk-form4_1730933963.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 153,616 F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionCommon Stock | 27,172 | $2.32 | $63,039.04 |
DisclosureSEC source: 0001628280-24-045862 · wk-form4_1730933963.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 180,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| September 27, 2024 Filed Oct 1, 2024 20:34 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 49,564 | $6.92 | $342,982.88 |
DisclosureSEC source: 0001628280-24-041739 · wk-form4_1727814839.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 301,946 F1 · kind: Transaction was made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 17, 2024. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 22:14 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,312 | $6.26 | $33,253.65 |
DisclosureSEC source: 0001628280-24-040556 · wk-form4_1726524865.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 153,616 F1 · price: Transaction was executed in multiple trades in prices ranging from $6.2601 to $6.265, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote F2 · balance_after: Reflects the adjusted total which includes the purchase of 2,676 shares under the Ardelyx Employee Stock Purchase Plan in August 2024. F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,507 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001628280-24-037942 · wk-form4_1724194759.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Wife Disclosed balance after: 49,806 Underlying: Common Stock · 20,507 shares Expires 2032-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 6, 2022, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 20,507 | $6.00 | $123,042.00 |
DisclosureSEC source: 0001628280-24-037942 · wk-form4_1724194759.xml · nonDerivative · entry 3 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Wife Disclosed balance after: 158,502 F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2024 Filed Aug 20, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | Exercise / conversionCommon Stock | 20,507 | $0.99 | $20,301.93 |
DisclosureSEC source: 0001628280-24-037942 · wk-form4_1724194759.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Wife Disclosed balance after: 179,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 22:26 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,250 | $5.86 | $13,185.68 |
DisclosureSEC source: 0001628280-24-038293 · wk-form4_1724365582.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 156,252 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 22:26 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 4,969 | $5.86 | $29,119.83 |
DisclosureSEC source: 0001628280-24-038293 · wk-form4_1724365582.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,510 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 22:59 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 20,000 | $5.94 | $118,740.00 |
DisclosureSEC source: 0001628280-24-037942 · wk-form4_1724194759.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 356,479 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 17, 2024. F2 · price: Transaction was executed in multiple trades in prices ranging from $5.92 to $5.97, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| June 03, 2024 Filed Jun 6, 2024 00:00 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 17,872 | $7.00 | $125,104.00 |
DisclosureSEC source: 0001628280-24-026948 · wk-form4_1717632047.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 158,502 F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:19 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,198 | $7.81 | $17,168.58 |
DisclosureSEC source: 0001628280-24-024951 · wk-form4_1716495544.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 176,374 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F3 · balance_after: Reflects the adjusted total which includes the purchase of 2,636 shares under the Ardelyx Employee Stock Purchase Plan in February 2024. F4 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:19 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 4,855 | $7.81 | $37,922.41 |
DisclosureSEC source: 0001628280-24-024951 · wk-form4_1716495544.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,479 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · balance_after: Reflects the adjusted total which includes the purchase of 2,349 shares under the Ardelyx Employee Stock Purchase Plan in February 2024. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 23:57 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,183 | $9.20 | $47,683.60 |
DisclosureSEC source: 0001610717-24-000103 · form4.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 175,936 F1 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 23:30 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,294 | $8.75 | $20,064.01 |
DisclosureSEC source: 0001610717-24-000089 · form4.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 181,119 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 23:30 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,017 | $8.75 | $43,880.19 |
DisclosureSEC source: 0001610717-24-000089 · form4.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,985 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:14 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 15,344 | $9.18 | $140,845.64 |
DisclosureSEC source: 0001610717-24-000050 · form4.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 384,002 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: This transaction was executed in multiple trades in prices ranging from $8.97 to $9.49, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 99,000 | $0.00 Strike: $8.78 | $0.00 |
DisclosureSEC source: 0001628280-24-001689 · wk-form4_1705613880.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 99,000 Underlying: Common Stock · 99,000 shares Expires 2034-01-16 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2024, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 145,000 | $0.00 Strike: $8.78 | $0.00 |
DisclosureSEC source: 0001628280-24-001689 · wk-form4_1705613880.xml · derivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,000 Underlying: Common Stock · 145,000 shares Expires 2034-01-16 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2024, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 70,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001689 · wk-form4_1705613880.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 183,413 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 112,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-001689 · wk-form4_1705613880.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,346 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:36 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 30,000 | $6.64 | $199,200.00 |
DisclosureSEC source: 0001628280-24-001059 · wk-form4_1704926150.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 286,596 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: This transaction was executed in multiple trades in prices ranging from $6.46 to $7.00, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,675 | $6.07 | $34,447.25 |
DisclosureSEC source: 0001628280-23-042268 · wk-form4_1703108983.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 316,596 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 23:13 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 7,000 | $5.55 | $38,850.00 |
DisclosureSEC source: 0001628280-23-041699 · wk-form4_1702682026.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 322,271 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| December 08, 2023 Filed Dec 8, 2023 22:58 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 20,000 | $5.27 | $105,476.00 |
DisclosureSEC source: 0001628280-23-041167 · wk-form4_1702076302.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 329,271 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. F2 · price: This transaction was executed in multiple trades in prices ranging from $5.18 to $5.32, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 05, 2023 Filed Dec 6, 2023 21:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 10,272 | $5.00 | $51,360.00 |
DisclosureSEC source: 0001628280-23-040906 · wk-form4_1701899354.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 349,271 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:47 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,000 | $4.50 | $13,500.00 |
DisclosureSEC source: 0001628280-23-040465 · wk-form4_1701467244.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,543 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 22:21 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 932 | $4.36 | $4,065.57 |
DisclosureSEC source: 0001628280-23-039905 · wk-form4_1700691669.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 113,293 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 22:21 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,835 | $4.36 | $12,366.84 |
DisclosureSEC source: 0001628280-23-039905 · wk-form4_1700691669.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362,543 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 21:09 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,644 | $4.00 | $6,576.00 |
DisclosureSEC source: 0001628280-23-034296 · wk-form4_1697144972.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 365,378 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023 Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 21:24 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,897 | $4.55 | $13,181.35 |
DisclosureSEC source: 0001610717-23-000278 · form4.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 367,022 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 937 | $3.55 | $3,328.04 |
DisclosureSEC source: 0001628280-23-030408 · wk-form4_1692823491.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 111,225 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 20:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,846 | $3.55 | $10,108.42 |
DisclosureSEC source: 0001628280-23-030408 · wk-form4_1692823491.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,919 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $3.5103 to $3.551843, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| May 23, 2023 Filed May 25, 2023 12:52 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 934 | $3.65 | $3,412.09 |
DisclosureSEC source: 0001104659-23-064388 · tm2316962-2_4seq1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 112,162 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 23, 2023 Filed May 25, 2023 12:52 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,835 | $3.65 | $10,356.82 |
DisclosureSEC source: 0001104659-23-064388 · tm2316962-2_4seq1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,765 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 22:50 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,000 | $4.63 | $13,887.90 |
DisclosureSEC source: 0001140361-23-015490 · form4.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Wife Disclosed balance after: 113,096 F1 · balance_after: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2023. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 22:36 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,114 | $3.00 | $3,343.11 |
DisclosureSEC source: 0001567619-23-003767 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 113,096 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 21, 2023 Filed Feb 24, 2023 22:36 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,394 | $3.00 | $10,185.39 |
DisclosureSEC source: 0001567619-23-003767 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,600 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:29 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 116,250 | $0.00 Strike: $2.73 | $0.00 |
DisclosureSEC source: 0001567619-23-000652 · doc1.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 116,250 Underlying: Common Stock · 116,250 shares Expires 2033-01-05 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2023, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:29 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 351,000 | $0.00 Strike: $2.73 | $0.00 |
DisclosureSEC source: 0001567619-23-000652 · doc1.xml · derivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,000 Underlying: Common Stock · 351,000 shares Expires 2033-01-05 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2023, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:29 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 25,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000652 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 114,210 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:29 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 78,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-000652 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,994 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 471 | $1.95 | $918.12 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 6 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 88,885 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2 | $1.95 | $3.89 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,356 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.