Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARDELYX, INC.ARDX · Entity 4972 | Chief Development Officer | November 20, 2024 | November 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARDELYX, INC.
Report date November 20, 2024 · Filed November 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 297,005 |
Reported balance
After 2024-11-20 transaction · row 1
1 source rowRow 1 · 2024-11-20 · Sale · Disposed 4,941 · Balance 297,005 F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 151,373 |
Reported balance
After 2024-11-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-11-20 · Sale · Disposed 2,243 · Balance 151,373 F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2: The shares are directly held by the Reporting Person's wife. |
| Common StockSEC Table I · non-derivative | IndirectFamily Trust | 77,592 |
Reported balance
Holding disclosure · report date 2024-11-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 77,592 F3: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.
F2: The shares are directly held by the Reporting Person's wife.
F3: The shares are directly held by David Paul Rosenbaum and Susan Edelstein Rosenbaum, Trustees of the David Paul Rosenbaum Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 11 | $1.94 | $21.34 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,358 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,405 | $1.95 | $2,738.77 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 3 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,994 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 33 | $1.95 | $64.25 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,399 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 21:18 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 26 | $1.94 | $50.48 |
DisclosureSEC source: 0001567619-22-020850 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,432 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 23:04 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,000 | $0.92 | $2,760.30 |
DisclosureSEC source: 0001567619-22-016959 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,369 F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 23:04 UTC | ARDELYX, INC. ARDX · Entity 4972 | PurchaseCommon Stock | 3,000 | $0.62 | $1,856.40 |
DisclosureSEC source: 0001567619-22-016959 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 92,369 F1 · balance_after: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2022. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1 | $0.98 | $0.98 |
DisclosureSEC source: 0001567619-22-016646 · doc1.xml · nonDerivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,369 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 496 | $0.98 | $487.92 |
DisclosureSEC source: 0001567619-22-016646 · doc1.xml · nonDerivative · entry 3 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,370 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 17 | $0.98 | $16.66 |
DisclosureSEC source: 0001567619-22-016646 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,458 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:45 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,441 | $0.98 | $1,417.51 |
DisclosureSEC source: 0001567619-22-016646 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,475 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| June 06, 2022 Filed Jun 9, 2022 00:01 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 366 | $0.64 | $232.67 |
DisclosureSEC source: 0001567619-22-012553 · doc1.xml · nonDerivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 89,866 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| June 06, 2022 Filed Jun 9, 2022 00:01 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 17,270 | $0.65 | $11,241.04 |
DisclosureSEC source: 0001567619-22-012553 · doc1.xml · nonDerivative · entry 3 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 90,232 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| June 06, 2022 Filed Jun 9, 2022 00:01 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 911 | $0.64 | $579.12 |
DisclosureSEC source: 0001567619-22-012553 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,916 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| June 06, 2022 Filed Jun 9, 2022 00:01 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 43,093 | $0.65 | $28,049.23 |
DisclosureSEC source: 0001567619-22-012553 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,827 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:37 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 524 | $0.67 | $351.81 |
DisclosureSEC source: 0001567619-22-011526 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 107,502 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · balance_after: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2022. F3 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:37 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,489 | $0.67 | $999.71 |
DisclosureSEC source: 0001567619-22-011526 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,920 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 21:55 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 601 | $0.67 | $402.67 |
DisclosureSEC source: 0001567619-22-005660 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 105,026 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 21:55 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 1,752 | $0.67 | $1,173.84 |
DisclosureSEC source: 0001567619-22-005660 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,409 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| January 06, 2022 Filed Jan 13, 2022 00:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 70,313 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001567619-22-001141 · doc1.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 70,313 Underlying: Common Stock · 70,313 shares Expires 2032-01-06 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 6, 2022, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 06, 2022 Filed Jan 13, 2022 00:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 190,000 | $0.00 Strike: $0.99 | $0.00 |
DisclosureSEC source: 0001567619-22-001141 · doc1.xml · derivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2032-01-06 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 6, 2022, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| January 06, 2022 Filed Jan 13, 2022 00:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001141 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 105,627 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 06, 2022 Filed Jan 13, 2022 00:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-001141 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,161 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:08 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 184 | $0.99 | $182.49 |
DisclosureSEC source: 0001567619-21-021165 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 90,627 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 21:08 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 643 | $0.99 | $637.79 |
DisclosureSEC source: 0001567619-21-021165 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,161 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| October 08, 2021 Filed Oct 29, 2021 23:57 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-019032 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 90,811 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · balance_after: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2021. F3 · balance_after: Reflects the adjusted total which includes the purchase of 1,237 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2021. F4 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| October 08, 2021 Filed Oct 29, 2021 23:57 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-019032 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,804 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · balance_after: Reflects the adjusted total which includes the purchase of 3,000 shares under the Ardelyx Employee Stock Purchase Plan on February 28, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 22:08 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 176 | $1.32 | $232.32 |
DisclosureSEC source: 0001567619-21-016287 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 26,574 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 22:08 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 631 | $1.32 | $832.92 |
DisclosureSEC source: 0001567619-21-016287 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,804 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 23:23 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,062 | $7.22 | $22,098.15 |
DisclosureSEC source: 0001567619-21-011569 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 26,750 F1 · price: The transaction was executed in multiple trades in prices ranging from $7.215 to $7.221, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 157 | $7.09 | $1,112.78 |
DisclosureSEC source: 0001567619-21-010925 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 29,812 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 612 | $7.09 | $4,337.73 |
DisclosureSEC source: 0001567619-21-010925 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,435 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 22:20 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,000 | $8.00 | $40,000.00 |
DisclosureSEC source: 0001567619-21-007840 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,047 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 26, 2020. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 193 | $6.88 | $1,328.32 |
DisclosureSEC source: 0001567619-21-004772 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 29,969 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:38 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 612 | $6.88 | $4,212.09 |
DisclosureSEC source: 0001567619-21-004772 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,047 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:39 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 37,500 | $0.00 Strike: $6.35 | $0.00 |
DisclosureSEC source: 0001567619-21-000771 · doc1.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2031-01-05 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:39 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 146,755 | $0.00 Strike: $6.35 | $0.00 |
DisclosureSEC source: 0001567619-21-000771 · doc1.xml · derivative · entry 4 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,755 Underlying: Common Stock · 146,755 shares Expires 2031-01-05 F4 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 5, 2021, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:39 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000771 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 30,162 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 05, 2021 Filed Jan 8, 2021 00:39 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantCommon Stock | 32,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000771 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,659 F1 · shares: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 22:34 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,470 | $5.51 | $19,131.15 |
DisclosureSEC source: 0001567619-20-016850 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 21,662 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F4 · price: This transaction was executed in multiple trades in prices ranging from $5.30 to $5.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F5 · balance_after: Reflects the adjusted total which includes the purchase of 2,183 shares on February 28, 2020 and 2,311 shares on August 31, 2020 under the Ardelyx Employee Stock Purchase Plan. F6 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 22:34 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 34,656 | $5.52 | $191,301.12 |
DisclosureSEC source: 0001567619-20-016850 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,047 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $5.30 to $5.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Reflects the adjusted total which includes the purchase of 2,062 shares on February 28, 2020 and 2,675 shares on August 31, 2020 under the Ardelyx Employee Stock Purchase Plan. Read SEC document |
| January 21, 2020 Filed Feb 20, 2020 22:36 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 47,500 | $0.00 Strike: $7.17 | $0.00 |
DisclosureSEC source: 0001567619-20-004497 · doc1.xml · derivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 47,500 Underlying: Common Stock · 47,500 shares Expires 2030-01-21 F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest with respect to 1/48 of the shares subject thereto on each monthly anniversary of January 21, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 09, 2020 Filed Jan 13, 2020 23:40 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option · Derivative | 139,365 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001567619-20-000948 · doc1.xml · derivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,365 Underlying: Common Stock · 139,365 shares Expires 2030-01-09 F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 9, 2020, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| September 05, 2019 Filed Feb 20, 2020 21:35 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 3,000 | $5.03 | $15,101.70 |
DisclosureSEC source: 0001567619-20-004459 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 20,638 F1 · balance_after: Reflects the adjusted total which includes the purchase of 2,609 shares under the Ardelyx Employee Stock Purchase Plan on August 31, 2019. F2 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 01:12 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 2,856 | $2.54 | $7,258.24 |
DisclosureSEC source: 0001567619-19-012996 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,171 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $2.5200 to $2.5722, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 3,000 shares acquired under the Issuer's Employee Stock Purchase Plan on February 28, 2019. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 22:09 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option · Derivative | 54,343 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001567619-19-001444 · doc1.xml · derivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 54,343 Underlying: Common Stock · 54,343 shares Expires 2029-01-17 F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F2 · ownership.nature: The options are directly held by the Reporting Person's wife. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 22:09 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option · Derivative | 120,000 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001567619-19-001444 · doc1.xml · derivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2029-01-17 F1 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 17, 2019, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 00:13 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 801 | $1.70 | $1,362.90 |
DisclosureSEC source: 0001567619-19-000643 · doc1.xml · nonDerivative · entry 2 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,029 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F3 · price: This transaction was executed in multiple trades in prices ranging from $1.70 to $1.7326, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 00:13 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,585 | $1.70 | $9,502.88 |
DisclosureSEC source: 0001567619-19-000643 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,027 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $1.70 to $1.7335, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:39 UTC | ARDELYX, INC. ARDX · Entity 4972 | SaleCommon Stock | 5,570 | $2.84 | $15,818.80 |
DisclosureSEC source: 0001567619-18-006485 · doc1.xml · nonDerivative · entry 1 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,612 F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes. F2 · price: This transaction was executed in multiple trades in prices ranging from $2.81 to $2.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 2,627 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2018. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:49 UTC | ARDELYX, INC. ARDX · Entity 4972 | GrantStock Option (Right to Buy) · Derivative | 8,220 | $0.00 Strike: $4.30 | $0.00 |
DisclosureSEC source: 0001140361-18-034301 · doc1.xml · derivative · entry 5 Rosenbaum David P. · CIK 0001611311 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,220 Underlying: Common Stock · 8,220 shares Expires 2028-07-26 F6 · derivative.exercise_date: The option becomes exercisable as it vests and the shares subject to the option vest with respect to 1/48 of the shares subject thereto on each monthly anniversary of July 26, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. F4 · ownership.nature: The shares are directly held by the Reporting Person's wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.