organization · Reporting owner

New Mountain Capital Group, L.P.

Disclosed activity across 4 companies

Tapewire entity: 85648
SEC CIK: 0001777024

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
New Mountain Private Credit FundNONE · Entity 83207	10% owner	November 26, 2024	November 26, 2024
Signify Health, Inc.SGFY · Entity 114996	Director · 10% owner	May 19, 2022	May 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

New Mountain Private Credit Fund

Report date November 26, 2024 · Filed November 26, 2024

Jointly reported with New Mountain Finance Advisers, L.L.C., NM Holdings GP, L.L.C., KLINSKY STEVEN B

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common shares of ben. interest, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnote	40	Reported balance Holding disclosure · report date 2024-11-26 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 40 F1: Represents securities held by New Mountain Finance Advisers, L.L.C. New Mountain Capital Group L.P. is the managing member of New Mountain Finance Advisers, L.L.C. NM Holdings GP, L.L.C. is the general partner of New Mountain Capital Group L.P. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein

Filing footnotes · ownership attribution and instrument terms

F1: Represents securities held by New Mountain Finance Advisers, L.L.C. New Mountain Capital Group L.P. is the managing member of New Mountain Finance Advisers, L.L.C. NM Holdings GP, L.L.C. is the general partner of New Mountain Capital Group L.P. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein

Signify Health, Inc.

Report date May 19, 2022 · Filed May 23, 2022

Jointly reported with New Mountain Capital, L.L.C., New Mountain Partners V, L.P., New Mountain Partners V (AIV-C), L.P., New Mountain Partners V (AIV-C2), L.P., New Mountain Investments V, L.L.C., Remedy Investment GP, LLC, Remedy Acquisition L.P., KLINSKY STEVEN B, NM Holdings GP, L.L.C.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy New Mountain Directors	67,764	Reported balance After 2022-05-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-05-19 · Grant · Acquired 44,016 · Balance 67,764 F1: Represents a grant of restricted stock units ("RSUs") relating to 14,672 shares of Class A common stock to each of Matthew S. Holt, Albert A. Notini and Kyle B. Peterson (collectively, the "New Mountain Directors"). Each of the New Mountain Directors has assigned all rights, title and interest in the RSUs reported herein to New Mountain Capital, L.L.C. ("NMC"). F2: The RSUs are scheduled to vest on May 19, 2023. F3: Each of the New Mountain Directors is a member of the Issuer's Board of Directors and a member of New Mountain Investments V, L.L.C. ("NM V"). F7: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy New Mountain Partners V (AIV-C2), L.P.	48,378,865	Reported balance Holding disclosure · report date 2022-05-19 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 48,378,865 F4: NMC may be deemed to have beneficial ownership of the shares of Class A common stock directly held by each of New Mountain Partners V (AIV-C2), L.P. ("AIV-C2") and Remedy Acquisition, L.P. ("Remedy Acquisition"). F5: The general partner of New Mountain Partners V (AIV-C), L.P. ("AIV-C"), AIV-C2 and Remedy Acquisition is NM V and the manager of AIV-C is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. NMC also has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds. F6: The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C, AIV-C2 and Remedy Acquisition and (b) NMC has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C, AIV-C2 and Remedy Acquisition hold of record or may be deemed to beneficially own. F7: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Class A Common StockSEC Table I · non-derivative	IndirectBy Remedy Acquisition, L.P.	48,330,828	Reported balance Holding disclosure · report date 2022-05-19 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 48,330,828 F4: NMC may be deemed to have beneficial ownership of the shares of Class A common stock directly held by each of New Mountain Partners V (AIV-C2), L.P. ("AIV-C2") and Remedy Acquisition, L.P. ("Remedy Acquisition"). F5: The general partner of New Mountain Partners V (AIV-C), L.P. ("AIV-C"), AIV-C2 and Remedy Acquisition is NM V and the manager of AIV-C is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. NMC also has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds. F6: The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C, AIV-C2 and Remedy Acquisition and (b) NMC has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C, AIV-C2 and Remedy Acquisition hold of record or may be deemed to beneficially own. F7: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs") relating to 14,672 shares of Class A common stock to each of Matthew S. Holt, Albert A. Notini and Kyle B. Peterson (collectively, the "New Mountain Directors"). Each of the New Mountain Directors has assigned all rights, title and interest in the RSUs reported herein to New Mountain Capital, L.L.C. ("NMC").

F2: The RSUs are scheduled to vest on May 19, 2023.

F3: Each of the New Mountain Directors is a member of the Issuer's Board of Directors and a member of New Mountain Investments V, L.L.C. ("NM V").

F4: NMC may be deemed to have beneficial ownership of the shares of Class A common stock directly held by each of New Mountain Partners V (AIV-C2), L.P. ("AIV-C2") and Remedy Acquisition, L.P. ("Remedy Acquisition").

F5: The general partner of New Mountain Partners V (AIV-C), L.P. ("AIV-C"), AIV-C2 and Remedy Acquisition is NM V and the manager of AIV-C is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. NMC also has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds.

F6: The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C, AIV-C2 and Remedy Acquisition and (b) NMC has voting power over the shares of portfolio investments of AIV-C, AIV-C2 and Remedy Acquisition, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C, AIV-C2 and Remedy Acquisition hold of record or may be deemed to beneficially own.

F7: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Avantor, Inc.

Report date November 10, 2020 · Filed November 10, 2020

Jointly reported with New Mountain Investments III, LLC, New Mountain Partners III LP, New Mountain Capital, L.L.C., NM Holdings GP, L.L.C., KLINSKY STEVEN B

Section 16 reporting ended · disclosed 2020-11-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	28,000,000	Reported balance After 2020-11-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-11-10 · Sale · Disposed 36,016,093 · Balance 28,000,000 F1: This amount represents the $25.25 public offering price per share of common stock of the Issuer ("Common Stock"), less the underwriting discount of $0.441875 per share of Common Stock. F2: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: This amount represents the $25.25 public offering price per share of common stock of the Issuer ("Common Stock"), less the underwriting discount of $0.441875 per share of Common Stock.

F2: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

R1 RCM Inc. /DE

Report date November 19, 2024 · Filed November 22, 2024

Jointly reported with New Mountain Capital, L.L.C., CoyCo 1, L.P., CoyCo 2, L.P., CoyCo GP, L.L.C., New Mountain Partners V (AIV-D), L.P., New Mountain Investments V, L.L.C., NM Holdings GP, L.L.C., KLINSKY STEVEN B

Section 16 reporting ended · disclosed 2024-11-22. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2024-11-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-11-19 · Other · Disposed 124,910,408 · Balance 0 F1: On November 19, 2024, R1 RCM Inc. completed its merger with Project Raven Merger Sub, Inc. and all shares of common stock beneficially owned by the Reporting Persons were cancelled and converted into the right to receive $14.30 per share in cash. F2: Held directly by CoyCo 1. F3: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F4: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2024-11-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2024-11-19 · Other · Disposed 11,075,180 · Balance 0 F1: On November 19, 2024, R1 RCM Inc. completed its merger with Project Raven Merger Sub, Inc. and all shares of common stock beneficially owned by the Reporting Persons were cancelled and converted into the right to receive $14.30 per share in cash. F3: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F4: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein. F5: Held directly by CoyCo 2.

Filing footnotes · ownership attribution and instrument terms

F1: On November 19, 2024, R1 RCM Inc. completed its merger with Project Raven Merger Sub, Inc. and all shares of common stock beneficially owned by the Reporting Persons were cancelled and converted into the right to receive $14.30 per share in cash.

F2: Held directly by CoyCo 1.

F3: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP.

F4: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein.

F5: Held directly by CoyCo 2.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 19, 2024 Filed Nov 22, 2024 16:05 UTC	R1 RCM Inc. /DE RCM · Entity 85753	OtherCommon Stock	11,075,180	$14.30	$158,375,074.00	Disclosure SEC source: 0000950170-24-130183 · ownership.xml · nonDerivative · entry 2 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner CoyCo 1, L.P. · CIK 0001933650 · Director · 10% owner CoyCo 2, L.P. · CIK 0001933942 · Director · 10% owner CoyCo GP, L.L.C. · CIK 0001933937 · Director · 10% owner New Mountain Partners V (AIV-D), L.P. · CIK 0001933971 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 0 F1 · kind: On November 19, 2024, R1 RCM Inc. completed its merger with Project Raven Merger Sub, Inc. and all shares of common stock beneficially owned by the Reporting Persons were cancelled and converted into the right to receive $14.30 per share in cash. F3 · ownership.nature: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F4 · ownership.nature: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein. F5 · ownership.nature: Held directly by CoyCo 2. Read SEC document
November 19, 2024 Filed Nov 22, 2024 16:05 UTC	R1 RCM Inc. /DE RCM · Entity 85753	OtherCommon Stock	124,910,408	$14.30	$1,786,218,834.40	Disclosure SEC source: 0000950170-24-130183 · ownership.xml · nonDerivative · entry 1 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner CoyCo 1, L.P. · CIK 0001933650 · Director · 10% owner CoyCo 2, L.P. · CIK 0001933942 · Director · 10% owner CoyCo GP, L.L.C. · CIK 0001933937 · Director · 10% owner New Mountain Partners V (AIV-D), L.P. · CIK 0001933971 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Notes Disclosed balance after: 0 F1 · kind: On November 19, 2024, R1 RCM Inc. completed its merger with Project Raven Merger Sub, Inc. and all shares of common stock beneficially owned by the Reporting Persons were cancelled and converted into the right to receive $14.30 per share in cash. F2 · ownership.nature: Held directly by CoyCo 1. F3 · ownership.nature: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F4 · ownership.nature: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein. Read SEC document
October 26, 2022 Filed Oct 28, 2022 18:59 UTC	R1 RCM Inc. /DE RCM · Entity 85753	OtherCommon Stock	9,454	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-034483 · doc4.xml · nonDerivative · entry 2 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner CoyCo 1, L.P. · CIK 0001933650 · Director · 10% owner CoyCo 2, L.P. · CIK 0001933942 · Director · 10% owner CoyCo GP, L.L.C. · CIK 0001933937 · Director · 10% owner New Mountain Partners V (AIV-D), L.P. · CIK 0001933971 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 11,075,180 F1 · kind: On January 9, 2022, CoyCo 1, L.P. ("CoyCo 1") and CoyCo 2, L.P. ("CoyCo 2") entered into a Transaction Agreement and Plan of Merger (the "Transaction Agreement") with R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.), formerly the Issuer's parent, Project Roadrunner Merger Sub Inc., formerly a wholly owned subsidiary of the Issuer, and Revint Holdings, LLC, a Delaware limited liability company ("Cloudmed"), pursuant to which CoyCo 1 and CoyCo 2 contributed 100% of the equity of a blocker parent of their subsidiaries, which included Cloudmed, to the Issuer in exchange for 135,929,742 shares of common stock of the Issuer and $1,000,000 (the "Acquisition"). The Acquisition closed on June 21, 2022 (the "Closing Date"). F2 · kind: The Transaction Agreement included a purchase price adjustment provision which provided that the consideration received by the Reporting Persons in connection with the Acquisition would be adjusted based on Cloudmed's net debt as of closing, transaction expenses and certain cash payments and issuances of securities between signing and closing and in connection with certain incentive plans. The number of shares issuable pursuant to the purchase price adjustment provision was determined on October 26, 2022, pursuant to a formula set forth in the Transaction Agreement which provided that, for the purpose of determining the number of shares issuable, the Issuer's common stock would be valued at $24.83 per share. Pursuant to the purchase price adjustment provision, 55,846 shares are issuable to the Reporting Persons. The Reporting Persons' right to receive such additional shares became fixed and irrevocable on the Closing Date. F1 · price: On January 9, 2022, CoyCo 1, L.P. ("CoyCo 1") and CoyCo 2, L.P. ("CoyCo 2") entered into a Transaction Agreement and Plan of Merger (the "Transaction Agreement") with R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.), formerly the Issuer's parent, Project Roadrunner Merger Sub Inc., formerly a wholly owned subsidiary of the Issuer, and Revint Holdings, LLC, a Delaware limited liability company ("Cloudmed"), pursuant to which CoyCo 1 and CoyCo 2 contributed 100% of the equity of a blocker parent of their subsidiaries, which included Cloudmed, to the Issuer in exchange for 135,929,742 shares of common stock of the Issuer and $1,000,000 (the "Acquisition"). The Acquisition closed on June 21, 2022 (the "Closing Date"). F2 · price: The Transaction Agreement included a purchase price adjustment provision which provided that the consideration received by the Reporting Persons in connection with the Acquisition would be adjusted based on Cloudmed's net debt as of closing, transaction expenses and certain cash payments and issuances of securities between signing and closing and in connection with certain incentive plans. The number of shares issuable pursuant to the purchase price adjustment provision was determined on October 26, 2022, pursuant to a formula set forth in the Transaction Agreement which provided that, for the purpose of determining the number of shares issuable, the Issuer's common stock would be valued at $24.83 per share. Pursuant to the purchase price adjustment provision, 55,846 shares are issuable to the Reporting Persons. The Reporting Persons' right to receive such additional shares became fixed and irrevocable on the Closing Date. F4 · ownership.nature: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F5 · ownership.nature: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein. F6 · ownership.nature: Held directly by CoyCo 2. Read SEC document
October 26, 2022 Filed Oct 28, 2022 18:59 UTC	R1 RCM Inc. /DE RCM · Entity 85753	OtherCommon Stock	46,392	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-22-034483 · doc4.xml · nonDerivative · entry 1 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner CoyCo 1, L.P. · CIK 0001933650 · Director · 10% owner CoyCo 2, L.P. · CIK 0001933942 · Director · 10% owner CoyCo GP, L.L.C. · CIK 0001933937 · Director · 10% owner New Mountain Partners V (AIV-D), L.P. · CIK 0001933971 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 124,910,408 F1 · kind: On January 9, 2022, CoyCo 1, L.P. ("CoyCo 1") and CoyCo 2, L.P. ("CoyCo 2") entered into a Transaction Agreement and Plan of Merger (the "Transaction Agreement") with R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.), formerly the Issuer's parent, Project Roadrunner Merger Sub Inc., formerly a wholly owned subsidiary of the Issuer, and Revint Holdings, LLC, a Delaware limited liability company ("Cloudmed"), pursuant to which CoyCo 1 and CoyCo 2 contributed 100% of the equity of a blocker parent of their subsidiaries, which included Cloudmed, to the Issuer in exchange for 135,929,742 shares of common stock of the Issuer and $1,000,000 (the "Acquisition"). The Acquisition closed on June 21, 2022 (the "Closing Date"). F2 · kind: The Transaction Agreement included a purchase price adjustment provision which provided that the consideration received by the Reporting Persons in connection with the Acquisition would be adjusted based on Cloudmed's net debt as of closing, transaction expenses and certain cash payments and issuances of securities between signing and closing and in connection with certain incentive plans. The number of shares issuable pursuant to the purchase price adjustment provision was determined on October 26, 2022, pursuant to a formula set forth in the Transaction Agreement which provided that, for the purpose of determining the number of shares issuable, the Issuer's common stock would be valued at $24.83 per share. Pursuant to the purchase price adjustment provision, 55,846 shares are issuable to the Reporting Persons. The Reporting Persons' right to receive such additional shares became fixed and irrevocable on the Closing Date. F1 · price: On January 9, 2022, CoyCo 1, L.P. ("CoyCo 1") and CoyCo 2, L.P. ("CoyCo 2") entered into a Transaction Agreement and Plan of Merger (the "Transaction Agreement") with R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.), formerly the Issuer's parent, Project Roadrunner Merger Sub Inc., formerly a wholly owned subsidiary of the Issuer, and Revint Holdings, LLC, a Delaware limited liability company ("Cloudmed"), pursuant to which CoyCo 1 and CoyCo 2 contributed 100% of the equity of a blocker parent of their subsidiaries, which included Cloudmed, to the Issuer in exchange for 135,929,742 shares of common stock of the Issuer and $1,000,000 (the "Acquisition"). The Acquisition closed on June 21, 2022 (the "Closing Date"). F2 · price: The Transaction Agreement included a purchase price adjustment provision which provided that the consideration received by the Reporting Persons in connection with the Acquisition would be adjusted based on Cloudmed's net debt as of closing, transaction expenses and certain cash payments and issuances of securities between signing and closing and in connection with certain incentive plans. The number of shares issuable pursuant to the purchase price adjustment provision was determined on October 26, 2022, pursuant to a formula set forth in the Transaction Agreement which provided that, for the purpose of determining the number of shares issuable, the Issuer's common stock would be valued at $24.83 per share. Pursuant to the purchase price adjustment provision, 55,846 shares are issuable to the Reporting Persons. The Reporting Persons' right to receive such additional shares became fixed and irrevocable on the Closing Date. F3 · ownership.nature: Held directly by CoyCo 1. F4 · ownership.nature: CoyCo GP, L.L.C. ("CoyCo GP") is the general partner of each of CoyCo 1 and CoyCo 2. New Mountain Partners V (AIV-D), L.P. ("AIV-D") is the manager of CoyCo GP. New Mountain Investments V, L.L.C. ("Investments V") has decision-making power over the disposition and voting of securities of portfolio investments of AIV-D. New Mountain Capital, L.L.C. ("New Mountain Capital") also has voting power over the securities of portfolio investments of AIV-D. New Mountain Capital Group, L.P. ("New Mountain Capital Group") is the managing member of New Mountain Capital. NM Holdings GP, L.L.C. ("NM Holdings GP") is the general partner of New Mountain Capital Group. Steven B. Klinsky is the managing member of New Mountain Investments V and managing member of NM Holdings GP. F5 · ownership.nature: Because of their relationships, each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP may be deemed to beneficially own the Common Shares held by CoyCo 1 and CoyCo 2. Each of Mr. Klinsky, CoyCo GP, AIV-D, New Mountain Investments V, New Mountain Capital, New Mountain Capital Group and NM Holdings GP expressly disclaim beneficial ownership over the securities held by CoyCo 1 and CoyCo 2 except to the extent of their pecuniary interest therein. Read SEC document
May 19, 2022 Filed May 23, 2022 20:44 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantClass A Common Stock	44,016	$0.00	$0.00	Disclosure SEC source: 0000950103-22-009040 · dp173702_4-newmountain.xml · nonDerivative · entry 1 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By New Mountain Directors Disclosed balance after: 67,764 F1 · shares: Represents a grant of restricted stock units ("RSUs") relating to 14,672 shares of Class A common stock to each of Matthew S. Holt, Albert A. Notini and Kyle B. Peterson (collectively, the "New Mountain Directors"). Each of the New Mountain Directors has assigned all rights, title and interest in the RSUs reported herein to New Mountain Capital, L.L.C. ("NMC"). F2 · shares: The RSUs are scheduled to vest on May 19, 2023. F3 · ownership.nature: Each of the New Mountain Directors is a member of the Issuer's Board of Directors and a member of New Mountain Investments V, L.L.C. ("NM V"). F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:35 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantClass A Common Stock	23,748	$0.00	$0.00	Disclosure SEC source: 0000950103-21-002476 · dp146216_4-nmcllc.xml · nonDerivative · entry 4 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By New Mountain Directors Disclosed balance after: 23,748 F4 · shares: Represents a grant of restricted stock units ("RSUs") relating to 7,916 shares of Class A common stock to each of Matthew S. Holt, Albert A. Notini and Kyle B. Peterson (collectively, the "New Mountain Directors"). Each of the New Mountain Directors has assigned all rights, title and interest in the RSUs reported herein to New Mountain Capital, L.L.C. ("NMC"). F5 · shares: The RSUs are scheduled to vest on February 16, 2022. F9 · ownership.nature: Each of the New Mountain Directors is a member of the Issuer's Board of Directors and a member of NM V. F11 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantLLC Units in Cure TopCo, LLC · Derivative	42,905,113	$0.00	$0.00	Disclosure SEC source: 0000950103-21-002476 · dp146216_4-nmcllc.xml · derivative · entry 5 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By New Mountain Partners V (AIV-C), L.P. Disclosed balance after: 42,905,113 Underlying: Class A Common Stock · 42,905,113 shares Expires not disclosed F6 · derivative.exercise_price: Each LLC Unit may be redeemed, together with the cancellation of a share of Class B common stock, at any time following the Issuer's initial public offering for one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire. F3 · shares: These securities are directly held by New Mountain Partners V (AIV-C), L.P. ("AIV-C") and were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by AIV-C in Cure TopCo, LLC. F6 · derivative.exercise_date: Each LLC Unit may be redeemed, together with the cancellation of a share of Class B common stock, at any time following the Issuer's initial public offering for one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire. F6 · derivative.expiration_date: Each LLC Unit may be redeemed, together with the cancellation of a share of Class B common stock, at any time following the Issuer's initial public offering for one share of Class A common stock or a cash payment equal to the volume weighted average market price of one share of Class A common stock for each LLC Unit redeemed. The LLC Units do not expire. F7 · ownership.nature: New Mountain Capital, L.L.C. may be deemed to have beneficial ownership of (i) the shares of Class A common stock directly held by each of AIV-C2 and Remedy Acquisition and (ii) the shares of Class B common stock and the LLC Units directly held by AIV-C. F8 · ownership.nature: The general partner of both AIV-C and AIV-C2 is New Mountain Investments V, L.L.C. ("NM V") and the manager of both such entities is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C and AIV-C2. NMC also has voting power over the shares of portfolio investments of AIV-C and AIV-C2. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds. The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C and AIV-C2 and (b) NMC has voting power over the shares of portfolio investments of AIV-C and AIV-C2, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C and AIV-C2 hold of record or may be deemed to beneficially own. F11 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantClass B Common Stock	42,905,113	$0.01	$429,051.13	Disclosure SEC source: 0000950103-21-002476 · dp146216_4-nmcllc.xml · nonDerivative · entry 3 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By New Mountain Partners V (AIV-C), L.P. Disclosed balance after: 42,905,113 F3 · shares: These securities are directly held by New Mountain Partners V (AIV-C), L.P. ("AIV-C") and were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by AIV-C in Cure TopCo, LLC. F7 · ownership.nature: New Mountain Capital, L.L.C. may be deemed to have beneficial ownership of (i) the shares of Class A common stock directly held by each of AIV-C2 and Remedy Acquisition and (ii) the shares of Class B common stock and the LLC Units directly held by AIV-C. F8 · ownership.nature: The general partner of both AIV-C and AIV-C2 is New Mountain Investments V, L.L.C. ("NM V") and the manager of both such entities is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C and AIV-C2. NMC also has voting power over the shares of portfolio investments of AIV-C and AIV-C2. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds. The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C and AIV-C2 and (b) NMC has voting power over the shares of portfolio investments of AIV-C and AIV-C2, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C and AIV-C2 hold of record or may be deemed to beneficially own. F11 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantClass A Common Stock	48,330,828	$0.00	$0.00	Disclosure SEC source: 0000950103-21-002476 · dp146216_4-nmcllc.xml · nonDerivative · entry 2 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Remedy Acquisition, L.P. Disclosed balance after: 48,330,828 F2 · shares: These securities are directly held by Remedy Acquisition, L.P. ("Remedy Acquisition") and were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by Remedy Acquisition in New Remedy Corp. F7 · ownership.nature: New Mountain Capital, L.L.C. may be deemed to have beneficial ownership of (i) the shares of Class A common stock directly held by each of AIV-C2 and Remedy Acquisition and (ii) the shares of Class B common stock and the LLC Units directly held by AIV-C. F10 · ownership.nature: The general partner of Remedy Acquisition is Remedy Investment GP, LLC, a wholly owned subsidiary of New Mountain Partners V, L.P. F11 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:35 UTC	Signify Health, Inc. SGFY · Entity 114996	GrantClass A Common Stock	48,378,865	$0.00	$0.00	Disclosure SEC source: 0000950103-21-002476 · dp146216_4-nmcllc.xml · nonDerivative · entry 1 New Mountain Capital, L.L.C. · CIK 0001407718 · Director · 10% owner New Mountain Partners V, L.P. · CIK 0001707375 · Director · 10% owner New Mountain Partners V (AIV-C), L.P. · CIK 0001844949 · Director · 10% owner New Mountain Partners V (AIV-C2), L.P. · CIK 0001844973 · Director · 10% owner New Mountain Investments V, L.L.C. · CIK 0001844960 · Director · 10% owner Remedy Investment GP, LLC · CIK 0001845166 · Director · 10% owner Remedy Acquisition L.P. · CIK 0001844946 · Director · 10% owner KLINSKY STEVEN B · CIK 0001018327 · Director · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · Director · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By New Mountain Partners V (AIV-C2), L.P. Disclosed balance after: 48,378,865 F1 · shares: These securities are directly held by New Mountain Partners V (AIV-C2), L.P. ("AIV-C2") and were acquired through the conversion prior to the completion of the Issuer's initial public offering of historical interests held by AIV-C2 in Cure TopCo, LLC. F7 · ownership.nature: New Mountain Capital, L.L.C. may be deemed to have beneficial ownership of (i) the shares of Class A common stock directly held by each of AIV-C2 and Remedy Acquisition and (ii) the shares of Class B common stock and the LLC Units directly held by AIV-C. F8 · ownership.nature: The general partner of both AIV-C and AIV-C2 is New Mountain Investments V, L.L.C. ("NM V") and the manager of both such entities is NMC. Steven B. Klinsky is the managing member of NM V, which has decision-making power over the disposition and voting of shares of portfolio investments of AIV-C and AIV-C2. NMC also has voting power over the shares of portfolio investments of AIV-C and AIV-C2. Mr. Klinsky, as the managing member of NM V, has voting and investment power over the shares it holds. The managing member of NMC is New Mountain Capital Group, L.P., whose general partner is NM Holdings GP, L.L.C (whose managing member is Mr. Klinsky). Since (a) NM V has decision-making power over AIV-C and AIV-C2 and (b) NMC has voting power over the shares of portfolio investments of AIV-C and AIV-C2, Mr. Klinsky may be deemed to beneficially own the shares that AIV-C and AIV-C2 hold of record or may be deemed to beneficially own. F11 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document
November 10, 2020 Filed Nov 10, 2020 21:24 UTC	Avantor, Inc. AVTR · Entity 3546	SaleCommon Stock	36,016,093	$24.81	$893,490,836.75	Disclosure SEC source: 0000899243-20-030762 · doc4.xml · nonDerivative · entry 1 New Mountain Investments III, LLC · CIK 0001515175 · 10% owner New Mountain Partners III LP · CIK 0001403510 · 10% owner New Mountain Capital, L.L.C. · CIK 0001407718 · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,000,000 F1 · price: This amount represents the $25.25 public offering price per share of common stock of the Issuer ("Common Stock"), less the underwriting discount of $0.441875 per share of Common Stock. F2 · ownership.nature: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document
August 21, 2020 Filed Aug 25, 2020 17:08 UTC	Avantor, Inc. AVTR · Entity 3546	SaleCommon Stock	25,575,472	$19.51	$498,887,944.57	Disclosure SEC source: 0000899243-20-023373 · doc4.xml · nonDerivative · entry 1 New Mountain Investments III, LLC · CIK 0001515175 · 10% owner New Mountain Partners III LP · CIK 0001403510 · 10% owner New Mountain Capital, L.L.C. · CIK 0001407718 · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 64,016,093 F1 · price: This amount represents the $19.5065 sale price per share of the Common Stock of the Issuer received by the Reporting Persons in connection with a secondary block trade which closed on August 21, 2020. F2 · ownership.nature: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document
May 26, 2020 Filed May 28, 2020 18:01 UTC	Avantor, Inc. AVTR · Entity 3546	SaleCommon Stock	20,886,424	$15.90	$332,192,307.79	Disclosure SEC source: 0000899243-20-014436 · doc4.xml · nonDerivative · entry 1 New Mountain Investments III, LLC · CIK 0001515175 · 10% owner New Mountain Partners III LP · CIK 0001403510 · 10% owner New Mountain Capital, L.L.C. · CIK 0001407718 · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 89,591,565 F1 · price: This amount represents the $16.25 sale price per share of the Common Stock of the Issuer, less the underwriting discount of $0.3453125 per share. F2 · ownership.nature: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC	Avantor, Inc. AVTR · Entity 3546	SaleCommon Stock	100	$14.00	$1,400.00	Disclosure SEC source: 0000899243-19-014609 · doc4.xml · nonDerivative · entry 1 New Mountain Investments III, LLC · CIK 0001515175 · 10% owner New Mountain Partners III LP · CIK 0001403510 · 10% owner New Mountain Capital, L.L.C. · CIK 0001407718 · 10% owner New Mountain Capital Group, L.P. · CIK 0001777024 · 10% owner NM Holdings GP, L.L.C. · CIK 0001776766 · 10% owner KLINSKY STEVEN B · CIK 0001018327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 110,477,989 F1 · ownership.nature: These securities are directly held by New Mountain Partners III, L.P. The general partner of New Mountain Partners III, L.P. is New Mountain Investments III, L.L.C. and the manager of New Mountain Partners III, L.P. is New Mountain Capital, L.L.C. Steven B. Klinsky is the managing member of New Mountain Investments III, L.L.C. The managing member of New Mountain Capital, L.L.C. is New Mountain Capital Group, L.P. The general partner of New Mountain Capital Group, L.P. is NM Holdings GP, L.L.C. Steven B. Klinsky is the managing member of NM Holdings GP, L.L.C. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.