TapewireFind a company

person · Reporting owner

ROYSTON IVOR

Disclosed activity across 3 companies

Tapewire entity
85617
SEC CIK
0001026765

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BIOCEPT INCBIOC · Entity 112149DirectorJuly 08, 2022September 08, 2022
Syndax Pharmaceuticals IncSNDX · Entity 4578DirectorMarch 20, 2017March 22, 2017
Viracta Therapeutics, Inc.VIRX · Entity 85616DirectorNovember 25, 2024November 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BIOCEPT INC

Report date July 08, 2022 · Filed September 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.03 · Expires 2032-07-07Direct10,000 Reported balance After 2022-07-08 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-07-08 · Grant · Acquired 10,000 · Balance 10,000

F1: The shares subject to the option shall be 100% vested and exercisable on July 8, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option shall be 100% vested and exercisable on July 8, 2023.

Syndax Pharmaceuticals Inc

Report date March 20, 2017 · Filed March 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote625,545 Reported balance After 2017-03-20 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-03-20 · Disposition to issuer · Disposed 125,000 · Balance 625,545

F1: The securities are owned directly by Forward Ventures V, LP ("Forward V"), Forward Ventures IV, LP ("Forward IV") and Forward Ventures IVB, LP ("Forward IVB" and collectively, the "Forward Entities"). Dr. Royston is a member of Forward V and a managing member of Forward IV Associates, LLC which is the general partner of each of Forward IV and Forward IVB. As a result, Dr. Royston shares voting and investment power over the shares owned by the Forward Entities. Dr. Royston disclaims beneficial ownership of all shares held by the Forward Entities, except to the extent of his actual pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities are owned directly by Forward Ventures V, LP ("Forward V"), Forward Ventures IV, LP ("Forward IV") and Forward Ventures IVB, LP ("Forward IVB" and collectively, the "Forward Entities"). Dr. Royston is a member of Forward V and a managing member of Forward IV Associates, LLC which is the general partner of each of Forward IV and Forward IVB. As a result, Dr. Royston shares voting and investment power over the shares owned by the Forward Entities. Dr. Royston disclaims beneficial ownership of all shares held by the Forward Entities, except to the extent of his actual pecuniary interest therein.

Viracta Therapeutics, Inc.

Report date November 25, 2024 · Filed November 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect839,741 Reported balance After 2024-11-25 transaction · row 1
1 source row

Row 1 · 2024-11-25 · Exercise / conversion · Acquired 25,219 · Balance 839,741

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect50,438 Reported balance After 2024-11-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-25 · Exercise / conversion · Disposed 25,219 · Balance 50,438

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Common StockSEC Table I · non-derivativeIndirectBy Spouse18,599 Reported balance Holding disclosure · report date 2024-11-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 18,599

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2024 Filed Nov 27, 2024 16:08 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131479 · ownership.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,438

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 16:08 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131479 · ownership.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 25, 2024 Filed Sep 12, 2024 18:13 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106031 · ownership.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,657

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
August 25, 2024 Filed Sep 12, 2024 18:13 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106031 · ownership.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 19:50 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.57 $0.00
Disclosure

SEC source: 0000950170-24-077012 · ownership.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 25, 2024 Filed May 29, 2024 19:07 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-066144 · ownership.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,876

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25, and November 25 of each year.

Read SEC document
May 25, 2024 Filed May 29, 2024 19:07 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-066144 · ownership.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 789,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 19:58 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004041 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 19:58 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004041 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 19:03 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056840 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,314

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
November 25, 2023 Filed Nov 28, 2023 19:03 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056840 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 738,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 18:52 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047671 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,533

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
August 25, 2023 Filed Aug 29, 2023 18:52 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047671 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 713,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 18:34 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-23-036024 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-06-08

F1 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest each month following the date of grant, or if earlier 100% of the shares subject to the option shall vest on the date of the Issuer's next annual stockholder meeting, in each case subject to the reporting person remaining a Service Provider (as defined in the 2021 Equity Incentive Plan) through the applicable vesting date.

Read SEC document
May 25, 2023 Filed May 26, 2023 19:32 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032711 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,752

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
May 25, 2023 Filed May 26, 2023 19:32 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032711 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013871 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,971

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
February 25, 2023 Filed Feb 28, 2023 18:30 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013871 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 17:18 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058970 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,190

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F2 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 17:18 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-058970 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 21:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 SaleCommon Stock 13,379 $4.01 $53,656.48
Disclosure

SEC source: 0001209191-22-047947 · doc4.xml · nonDerivative · entry 2

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,770

F2 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: Represents the weighted average share price of an aggregate total of 13,379 shares sold in the price range of $4.01 to $4.02 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047947 · doc4.xml · derivative · entry 4

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,409

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F4 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F4 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:11 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047947 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
July 08, 2022 Filed Sep 8, 2022 14:32 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001209191-22-049125 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2032-07-07

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on July 8, 2023.

Read SEC document
May 26, 2022 Filed May 27, 2022 17:34 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 SaleCommon Stock 13,162 $1.90 $25,022.28
Disclosure

SEC source: 0001209191-22-032673 · doc4.xml · nonDerivative · entry 2

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,930

F2 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: Represents the weighted average share price of an aggregate total of 13,162 shares sold in the price range of $1.90 to $1.95 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:34 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032673 · doc4.xml · derivative · entry 4

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,628

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F4 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F4 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
May 25, 2022 Filed May 27, 2022 17:34 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032673 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 17:32 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 412,500 $0.00 Strike: $3.04 $0.00
Disclosure

SEC source: 0001209191-22-020076 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,500

Underlying: Common Stock · 412,500 shares

Expires 2032-03-17

F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option shall vest on the date one month following February 23, 2022 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 21:13 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 SaleCommon Stock 14,635 $2.78 $40,677.98
Disclosure

SEC source: 0001209191-22-014442 · doc4.xml · nonDerivative · entry 2

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,873

F2 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: Represents the weighted average share price of an aggregate total of 14,365 shares sold in the price range of $2.7101 to $2.84 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:13 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014442 · doc4.xml · derivative · entry 4

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,847

Underlying: Common Stock · 25,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F4 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F4 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:13 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 25,219 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014442 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 18:47 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001209191-21-071641 · doc4.xml · derivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,800

Underlying: Common Stock · 7,000 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48th) of the Shares subject to the Option shall vest on the one (1) month anniversary of February 13, 2019 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the Shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the reporting person continuing to be a Service Provider in accordance with the Plan through each such date.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 18:47 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 7,000 $0.90 $6,300.00
Disclosure

SEC source: 0001209191-21-071641 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 29, 2021 19:46 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 SaleCommon Stock 15,833 $4.82 $76,300.81
Disclosure

SEC source: 0001209191-21-067044 · doc4.xml · nonDerivative · entry 3

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,289

F2 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: Represents the weighted average share price of an aggregate total of 15,833 shares sold in the price range of $4.62 to $5.34 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 19:46 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 SaleCommon Stock 11,914 $4.80 $57,194.35
Disclosure

SEC source: 0001209191-21-067044 · doc4.xml · nonDerivative · entry 2

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,122

F2 · kind: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the reporting person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction.

F3 · price: Represents the weighted average share price of an aggregate total of 11,914 shares sold in the price range of $4.7150 to $5.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:46 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionRestricted Stock Units · Derivative 50,437 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067044 · doc4.xml · derivative · entry 5

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,066

Underlying: Common Stock · 50,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

F5 · derivative.exercise_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

F5 · derivative.expiration_date: One-eighth (1/8th ) of the RSU Award will vest on November 25, 2021 (the "First Vesting Date"), and one-sixteenth (1/16th ) of the RSU Award will vest each Quarterly Vesting Date (as defined below) after the First Vesting Date, in each case subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Subsidiary, Inc. 2016 Equity Incentive Plan, the "Plan") through the applicable vesting date. For the purposes of the foregoing, "Quarterly Vesting Date" means February 25, May 25, August 25,and November 25 of each year.

Read SEC document
November 25, 2021 Filed Nov 29, 2021 19:46 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 Exercise / conversionCommon Stock 50,437 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067044 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Viracta Therapeutics, Inc. Common Stock.

Read SEC document
November 15, 2021 Filed Nov 15, 2021 17:59 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 PurchaseCommon Stock 8,000 $5.56 $44,480.00
Disclosure

SEC source: 0001209191-21-064540 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,599

Read SEC document
July 16, 2021 Filed Jul 20, 2021 16:42 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001209191-21-047385 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-07-15

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on July 16, 2022.

Read SEC document
March 26, 2021 Filed Mar 30, 2021 20:03 UTC Viracta Therapeutics, Inc. VIRX · Entity 85616 GrantStock Option (Right to Buy) · Derivative 441,993 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001209191-21-023641 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,993

Underlying: Common Stock · 441,993 shares

Expires 2031-03-26

F1 · derivative.exercise_date: One forty-eighth (1/48th) of the Shares subject to the Option shall vest on the one (1) month anniversary of March 26, 2021 (the "Vesting Commencement Date"), and one forty-eighth (1/48th) of the Shares subject to the Option shall vest each month thereafter on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), subject to the reporting person continuing to be a Service Provider (as defined in the Viracta Therapeutics, Inc. 2021 Equity Incentive Plan) through each such date.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 14:25 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0001209191-20-035208 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2030-06-04

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on June 5, 2021.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 16:21 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001209191-19-038013 · doc4.xml · derivative · entry 2

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires 2029-06-16

F2 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on June 17, 2020.

Read SEC document
April 30, 2019 Filed Jun 19, 2019 16:21 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-19-038013 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-04-29

F1 · derivative.exercise_date: The option was granted on 4/30/19, but was contingent on shareholder approval of an increase in the shares issuable under the Issuer's 2013 Amended and Restated Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 6/17/19, and therefore for purposes of Section 16 the option was not "acquired" until such stockholder approval was obtained. 25% of the shares subject to the option shall vest on the first annual anniversary of the Vesting Commencement Date (4/30/19) with the balance vesting in equal monthly installments thereafter until fully vested on 4/30/23

Read SEC document
June 29, 2018 Filed Jul 2, 2018 16:26 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $0.20 $0.00
Disclosure

SEC source: 0001209191-18-040345 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-06-28

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on June 28, 2019.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 16:20 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001209191-17-037237 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-05-30

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on May 2, 2018.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:05 UTC BIOCEPT INC BIOC · Entity 112149 GrantEmployee Stock Option (right to buy) · Derivative 4,166 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001209191-17-024283 · doc4.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 4,166 shares

Expires 2027-03-30

F1 · derivative.exercise_date: The shares subject to the option shall be 100% vested and exercisable on June 28, 2017.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 13:37 UTC Syndax Pharmaceuticals Inc SNDX · Entity 4578 Disposition to issuerCommon Stock 125,000 $13.75 $1,718,750.00
Disclosure

SEC source: 0001562180-17-001301 · primarydocument.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 625,545

F1 · ownership.nature: The securities are owned directly by Forward Ventures V, LP ("Forward V"), Forward Ventures IV, LP ("Forward IV") and Forward Ventures IVB, LP ("Forward IVB" and collectively, the "Forward Entities"). Dr. Royston is a member of Forward V and a managing member of Forward IV Associates, LLC which is the general partner of each of Forward IV and Forward IVB. As a result, Dr. Royston shares voting and investment power over the shares owned by the Forward Entities. Dr. Royston disclaims beneficial ownership of all shares held by the Forward Entities, except to the extent of his actual pecuniary interest therein.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 17:25 UTC Syndax Pharmaceuticals Inc SNDX · Entity 4578 GrantStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001562180-16-003355 · primarydocument.xml · derivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2026-10-31

F1 · derivative.exercise_date: One hundred percent (100%) of the total number of shares underlying the option shall vest on October 31, 2017, subject to the reporting person's continuous service through the vesting date.

Read SEC document
March 16, 2015 Filed Mar 29, 2017 16:54 UTC BIOCEPT INC BIOC · Entity 112149 PurchaseCommon Stock 5,667 $8.76 $49,642.92
Disclosure

SEC source: 0001209191-17-023533 · doc4.xml · nonDerivative · entry 1

ROYSTON IVOR · CIK 0001026765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,294

F1 · shares: On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 34,584 fewer shares.

F2 · shares: The number of shares and purchase price shown in column 4 above are reflected on a post-split basis.

F1 · price: On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 34,584 fewer shares.

F2 · price: The number of shares and purchase price shown in column 4 above are reflected on a post-split basis.

F1 · balance_after: On September 27, 2016, the Issuer effected a 1-for-3 reverse stock split resulting in the reporting person's ownership of 34,584 fewer shares.

F3 · balance_after: The number of shares reflected in column 5 above reflects the Reporting Person's ownership as of March 29, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.