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CROCKER CHARLES

Disclosed activity across 2 companies

Tapewire entity
85349
SEC CIK
0001061568

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
IMAGEWARE SYSTEMS INCIWSY · Entity 125373DirectorSeptember 10, 2018September 21, 2018
TELEDYNE TECHNOLOGIES INCTDY · Entity 3158DirectorDecember 06, 2024December 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

IMAGEWARE SYSTEMS INC

Report date September 10, 2018 · Filed September 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2028-09-10Direct23,763 Reported balance After 2018-09-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-09-10 · Other · Acquired 23,763 · Balance 23,763

F1: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.

F2: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock.

F3: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance.

Convertible Line of CreditSEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2018-12-31DirectNot disclosed Reported balance After 2018-09-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-09-10 · Disposition to issuer · Disposed Not disclosed · Balance Not disclosed

F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F5: Amounts outstanding under the Convertible Line of Credit, including the principal balance and any accrued interest, are convertible at any time, at the sole option of the Reporting Person, into that number of shares of the Issuer's common stock equal to the outstanding amount, divided by $1.25 per share.

Series A Convertible PreferredSEC Table II · derivative / convertible security · Conversion / exercise price $1.15Direct596 Reported balance After 2018-09-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-09-10 · Grant · Acquired 596 · Balance 596

F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F6: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding.

F7: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15.

Filing footnotes · ownership attribution and instrument terms

F1: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.

F2: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock.

F3: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance.

F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F5: Amounts outstanding under the Convertible Line of Credit, including the principal balance and any accrued interest, are convertible at any time, at the sole option of the Reporting Person, into that number of shares of the Issuer's common stock equal to the outstanding amount, divided by $1.25 per share.

F6: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding.

F7: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15.

TELEDYNE TECHNOLOGIES INC

Report date December 06, 2024 · Filed December 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect45,574 Reported balance After 2024-12-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-06 · Sale · Disposed 826 · Balance 45,574

Common StockSEC Table I · non-derivativeDirect44,475 Reported balance After 2024-12-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-12-09 · Sale · Disposed 1,099 · Balance 44,475

F1: This transaction was executed in multiple trades at prices ranging from $471.46 to $472.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeDirect44,400 Reported balance After 2024-12-09 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-12-09 · Sale · Disposed 75 · Balance 44,400

F2: Reporting Person holds 30,887 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,036 Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $471.46 to $472.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Reporting Person holds 30,887 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,036 Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2024 Filed Dec 10, 2024 00:09 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 75 $472.56 $35,442.00
Disclosure

SEC source: 0001094285-24-000127 · wk-form4_1733789388.xml · nonDerivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,400

F2 · balance_after: Reporting Person holds 30,887 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,036 Restricted Stock Units.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 00:09 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 1,099 $471.74 $518,443.80
Disclosure

SEC source: 0001094285-24-000127 · wk-form4_1733789388.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,475

F1 · price: This transaction was executed in multiple trades at prices ranging from $471.46 to $472.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 00:09 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 826 $475.00 $392,350.00
Disclosure

SEC source: 0001094285-24-000127 · wk-form4_1733789388.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,574

Read SEC document
April 24, 2024 Filed Apr 25, 2024 22:56 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001094285-24-000058 · wk-form4_1714085794.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,400

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $362.50 was used.

F3 · balance_after: Reporting Person holds 31,432 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,455 Restricted Stock Units.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:40 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 4,000 $0.00 Strike: $94.24 $0.00
Disclosure

SEC source: 0001094285-24-000046 · wk-form4_1709761227.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:40 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 4,000 $422.46 $1,689,846.40
Disclosure

SEC source: 0001094285-24-000046 · wk-form4_1709761227.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,932

F1 · price: This transaction was executed in multiple trades at prices ranging from $422.16 to $423.095. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Reporting Person holds 32,419 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 987 Restricted Stock Units.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:40 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 4,000 $94.24 $376,960.00
Disclosure

SEC source: 0001094285-24-000046 · wk-form4_1709761227.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 22:07 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 419 $0.00 $0.00
Disclosure

SEC source: 0001094285-23-000079 · wf-form4_168263323387244.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,932

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $404.92 was used.

F3 · balance_after: Reporting Person holds 32,419 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,363 Restricted Stock Units.

Read SEC document
January 30, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 3,477 $0.00 Strike: $75.13 $0.00
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · derivative · entry 6

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,477 shares

Expires 2023-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 3,477 $422.00 $1,467,294.00
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · nonDerivative · entry 4

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

F1 · balance_after: Reporting Person holds 32,000 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 944 Restricted Stock Units.

Read SEC document
January 30, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 3,477 $75.13 $261,227.01
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · nonDerivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 523 $0.00 Strike: $75.13 $0.00
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · derivative · entry 5

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,477

Underlying: Common Stock · 523 shares

Expires 2023-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 523 $425.00 $222,275.00
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

Read SEC document
January 27, 2023 Filed Jan 30, 2023 23:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 523 $75.13 $39,292.99
Disclosure

SEC source: 0001094285-23-000028 · wf-form4_167512069742331.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2022 Filed Apr 28, 2022 20:50 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 376 $0.00 $0.00
Disclosure

SEC source: 0001094285-22-000059 · wf-form4_165117896775844.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $451.16 was used.

F3 · balance_after: Reporting Person holds 32,000 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 944 Restricted Stock Units.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 19:41 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 4,000 $0.00 Strike: $64.73 $0.00
Disclosure

SEC source: 0001094285-22-000051 · wf-form4_164616366436817.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2022-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 19:41 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 4,000 $428.00 $1,712,000.00
Disclosure

SEC source: 0001094285-22-000051 · wf-form4_164616366436817.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,137

F1 · balance_after: Reporting Person holds 31,624 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 856 Restricted Stock Units.

Read SEC document
March 01, 2022 Filed Mar 1, 2022 19:41 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 4,000 $64.73 $258,920.00
Disclosure

SEC source: 0001094285-22-000051 · wf-form4_164616366436817.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2021 Filed Apr 29, 2021 18:51 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 288 $0.00 $0.00
Disclosure

SEC source: 0001094285-21-000096 · wf-form4_161972227996618.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,137

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $450.27 was used.

F3 · balance_after: Reporting Person holds 31,624 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 856 Restricted Stock Units.

Read SEC document
May 21, 2020 Filed May 21, 2020 21:49 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001094285-20-000111 · wf-form4_159009772351177.xml · derivative · entry 4

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 21, 2020 21:49 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 100 $336.03 $33,602.50
Disclosure

SEC source: 0001094285-20-000111 · wf-form4_159009772351177.xml · nonDerivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,849

F1 · balance_after: Reporting Person holds 31,336 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 921 Restricted Stock Units.

Read SEC document
May 21, 2020 Filed May 21, 2020 21:49 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 1,900 $335.25 $636,975.00
Disclosure

SEC source: 0001094285-20-000111 · wf-form4_159009772351177.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,949

Read SEC document
May 21, 2020 Filed May 21, 2020 21:49 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 2,000 $49.51 $99,020.00
Disclosure

SEC source: 0001094285-20-000111 · wf-form4_159009772351177.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 28, 2020 23:37 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001094285-20-000093 · wf-form4_158811704926095.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 28, 2020 23:37 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 2,000 $326.61 $653,221.00
Disclosure

SEC source: 0001094285-20-000093 · wf-form4_158811704926095.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,849

F1 · price: This transaction was executed in multiple trades at prices ranging from $326.00 to $326.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Reporting Person holds 31,336 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 921 Restricted Stock Units.

Read SEC document
April 28, 2020 Filed Apr 28, 2020 23:37 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 2,000 $49.51 $99,020.00
Disclosure

SEC source: 0001094285-20-000093 · wf-form4_158811704926095.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 16:54 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001094285-20-000075 · wf-form4_158766084202095.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,849

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $311.17 was used.

F3 · balance_after: Reporting Person holds 31,336 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,361 Restricted Stock Units.

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September 17, 2019 Filed Sep 17, 2019 22:11 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 2,000 $0.00 Strike: $43.32 $0.00
Disclosure

SEC source: 0001094285-19-000153 · wf-form4_156875829082290.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 17, 2019 22:11 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 2,000 $318.00 $636,000.00
Disclosure

SEC source: 0001094285-19-000153 · wf-form4_156875829082290.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,496

F1 · balance_after: Reporting Person holds 30,983 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,008 Restricted Stock Units.

Read SEC document
September 17, 2019 Filed Sep 17, 2019 22:11 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 2,000 $43.32 $86,640.00
Disclosure

SEC source: 0001094285-19-000153 · wf-form4_156875829082290.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 1, 2019 23:17 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 2,000 $0.00 Strike: $43.32 $0.00
Disclosure

SEC source: 0001094285-19-000143 · wf-form4_156470144914120.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 1, 2019 23:17 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 2,000 $291.00 $582,000.00
Disclosure

SEC source: 0001094285-19-000143 · wf-form4_156470144914120.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,496

F1 · balance_after: Reporting Person holds 30,983 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,008 Restricted Stock Units.

Read SEC document
August 01, 2019 Filed Aug 1, 2019 23:17 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 2,000 $43.32 $86,640.00
Disclosure

SEC source: 0001094285-19-000143 · wf-form4_156470144914120.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 27, 2019 00:18 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001094285-19-000086 · wf-form4_155632426397075.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,496

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $249.72 was used.

F3 · balance_after: Reporting Person holds 30,983 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,008 Restricted Stock Units.

Read SEC document
September 10, 2018 Filed Sep 21, 2018 21:23 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 GrantSeries A Convertible Preferred · Derivative 596 Not disclosed Strike: $1.15 Not disclosed
Disclosure

SEC source: 0001415889-18-001411 · form4-09212018_060902.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Common Stock · 518,261 shares

Expires not disclosed

F4 · price: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F6 · derivative.expiration_date: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding.

F7 · derivative.underlying_shares: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15.

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September 10, 2018 Filed Sep 21, 2018 21:23 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 Disposition to issuerConvertible Line of Credit · Derivative Not disclosed Not disclosed Strike: $1.25 $500,000.00
Disclosure

SEC source: 0001415889-18-001411 · form4-09212018_060902.xml · derivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 400,000 shares

Expires 2018-12-31

F4 · reported_value: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F4 · price: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.

F5 · derivative.exercise_date: Amounts outstanding under the Convertible Line of Credit, including the principal balance and any accrued interest, are convertible at any time, at the sole option of the Reporting Person, into that number of shares of the Issuer's common stock equal to the outstanding amount, divided by $1.25 per share.

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September 10, 2018 Filed Sep 21, 2018 21:23 UTC IMAGEWARE SYSTEMS INC IWSY · Entity 125373 OtherWarrant · Derivative 23,763 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0001415889-18-001411 · form4-09212018_060902.xml · derivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,763

Underlying: Common Stock · 23,763 shares

Expires 2028-09-10

F1 · kind: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.

F1 · price: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.

F2 · derivative.exercise_date: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock.

F3 · derivative.expiration_date: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance.

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May 30, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 2,429 $0.00 Strike: $32.84 $0.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · derivative · entry 9

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,429 shares

Expires 2019-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 2,429 $199.00 $483,371.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 6

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

F1 · balance_after: Reporting Person holds 30,543 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 568 Restricted Stock Units.

Read SEC document
May 30, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 2,429 $32.84 $79,768.36
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 5

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 8 $0.00 Strike: $32.84 $0.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · derivative · entry 8

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,429

Underlying: Common Stock · 8 shares

Expires 2019-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 8 $199.00 $1,592.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 4

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

Read SEC document
May 29, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 8 $32.84 $262.72
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 1,563 $0.00 Strike: $32.84 $0.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · derivative · entry 7

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,437

Underlying: Common Stock · 1,563 shares

Expires 2019-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 1,563 $199.00 $311,037.00
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

Read SEC document
May 25, 2018 Filed May 30, 2018 18:29 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 1,563 $32.84 $51,328.92
Disclosure

SEC source: 0001094285-18-000106 · wf-form4_152770493676509.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 22:31 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 GrantCommon Stock 568 $0.00 $0.00
Disclosure

SEC source: 0001094285-18-000065 · wf-form4_152478183051737.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service.

F2 · price: In determining the number of units the price of $193.39 was used.

F3 · balance_after: Reporting Person holds 30,543 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,387 Restricted Stock Units as of April 25, 2018.

F3 · ownership.direct: Reporting Person holds 30,543 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,387 Restricted Stock Units as of April 25, 2018.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:33 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative 4,000 $0.00 Strike: $53.76 $0.00
Disclosure

SEC source: 0001094285-18-000055 · wf-form4_152029637941483.xml · derivative · entry 3

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:33 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 SaleCommon Stock 4,000 $183.00 $732,000.00
Disclosure

SEC source: 0001094285-18-000055 · wf-form4_152029637941483.xml · nonDerivative · entry 2

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,488

F1 · balance_after: Reporting Person holds 29,975 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 819 Restricted Stock Units as of April 27 2017.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 00:33 UTC TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 Exercise / conversionCommon Stock 4,000 $53.76 $215,040.00
Disclosure

SEC source: 0001094285-18-000055 · wf-form4_152029637941483.xml · nonDerivative · entry 1

CROCKER CHARLES · CIK 0001061568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.