Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMAGEWARE SYSTEMS INCIWSY · Entity 125373 | Director | September 10, 2018 | September 21, 2018 |
| TELEDYNE TECHNOLOGIES INCTDY · Entity 3158 | Director | December 06, 2024 | December 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMAGEWARE SYSTEMS INC
Report date September 10, 2018 · Filed September 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2028-09-10 | Direct | 23,763 |
Reported balance
After 2018-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-10 · Other · Acquired 23,763 · Balance 23,763 F1: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein. F2: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock. F3: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance. |
| Convertible Line of CreditSEC Table II · derivative / convertible security · Conversion / exercise price $1.25 · Expires 2018-12-31 | Direct | Not disclosed |
Reported balance
After 2018-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-10 · Disposition to issuer · Disposed Not disclosed · Balance Not disclosed F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred. F5: Amounts outstanding under the Convertible Line of Credit, including the principal balance and any accrued interest, are convertible at any time, at the sole option of the Reporting Person, into that number of shares of the Issuer's common stock equal to the outstanding amount, divided by $1.25 per share. |
| Series A Convertible PreferredSEC Table II · derivative / convertible security · Conversion / exercise price $1.15 | Direct | 596 |
Reported balance
After 2018-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-10 · Grant · Acquired 596 · Balance 596 F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred. F6: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding. F7: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein.
F2: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock.
F3: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance.
F4: As of September 10, 2018, the aggregate outstanding amount due to the Reporting Person under the Convertible Line of Credit was $596,765, which amount included $96,765 of accrued but unpaid interest (the "Outstanding Amount"). On September 10, 2018, the Reporting Person and the Issuer entered into an Exchange Agreement, pursuant to which the Reporting Person agreed to terminate the Convertible Line of Credit and the Outstanding Amount in exchange for an aggregate of 596 shares of Series A P referred.
F5: Amounts outstanding under the Convertible Line of Credit, including the principal balance and any accrued interest, are convertible at any time, at the sole option of the Reporting Person, into that number of shares of the Issuer's common stock equal to the outstanding amount, divided by $1.25 per share.
F6: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding.
F7: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15.
TELEDYNE TECHNOLOGIES INC
Report date December 06, 2024 · Filed December 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,574 |
Reported balance
After 2024-12-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-06 · Sale · Disposed 826 · Balance 45,574 |
| Common StockSEC Table I · non-derivative | Direct | 44,475 |
Reported balance
After 2024-12-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-12-09 · Sale · Disposed 1,099 · Balance 44,475 F1: This transaction was executed in multiple trades at prices ranging from $471.46 to $472.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 44,400 |
Reported balance
After 2024-12-09 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2024-12-09 · Sale · Disposed 75 · Balance 44,400 F2: Reporting Person holds 30,887 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,036 Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $471.46 to $472.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Reporting Person holds 30,887 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,036 Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 2, 2018 17:31 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 36,000 | $1.75 Strike: $1.75 | $63,000.00 |
DisclosureSEC source: 0001415889-18-000170 · form4-02022018_020243.xml · derivative · entry 2 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will begin vesting immediately, and will vest ratably over the next 12 months. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:31 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 10,000 | $1.75 Strike: $1.75 | $17,500.00 |
DisclosureSEC source: 0001415889-18-000170 · form4-02022018_020243.xml · derivative · entry 1 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-01-31 F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 19:37 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | GrantCommon Stock | 819 | $0.00 | $0.00 |
DisclosureSEC source: 0001094285-17-000053 · wf-form4_149340822377621.xml · nonDerivative · entry 1 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,488 F1 · security: Represents Restricted Stock Units issued to the Reporting Person under the Administrative Rules of the Amended and Restated Teledyne Technologies Incorporated 2014 Incentive Award Plan Related to Non-Employee Director Restricted Stock Unit Awards and Fees. Each Restricted Stock Unit represents a contingent right to receive one share of Teledyne Common Stock. Units vest one year from the date of grant. Shares of common stock will be delivered to the Reporting Person following the vesting date, unless the Reporting Person has made an election to defer delivery of shares until separation from Board service. F2 · price: In determining the number of units the price of $134.26 was used. F3 · balance_after: Reporting Person holds 29,975 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,964 Restricted Stock Units as of April 26, 2017. F3 · ownership.direct: Reporting Person holds 29,975 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Shares held directly include 1,964 Restricted Stock Units as of April 26, 2017. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 19:04 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 24,000 | $1.37 Strike: $1.37 | $32,880.00 |
DisclosureSEC source: 0001415889-16-007224 · form4-09262016_040938.xml · derivative · entry 2 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2026-09-22 F2 · derivative.exercise_date: Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will vest ratably over a 12 month period beginning in January 2017. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 19:04 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 10,000 | $1.37 Strike: $1.37 | $13,700.00 |
DisclosureSEC source: 0001415889-16-007224 · form4-09262016_040938.xml · derivative · entry 1 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-09-22 F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 23:41 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionNon-Employee Director Stock Option (right-to-buy) · Derivative | 4,000 | $0.00 Strike: $46.00 | $0.00 |
DisclosureSEC source: 0001094285-16-000269 · wf-form4_147329167591462.xml · derivative · entry 4 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2017-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 23:41 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | SaleCommon Stock | 1,560 | $108.81 | $169,748.12 |
DisclosureSEC source: 0001094285-16-000269 · wf-form4_147329167591462.xml · nonDerivative · entry 3 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,669 F2 · price: This transaction was executed in multiple trades at prices ranging from $108.65 to $108.8675. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Reporting Person holds 29,156 shares directly and 13,513 shares held by the Crocker Revocable Trust, Charles Crocker, Trustee. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 23:41 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | SaleCommon Stock | 2,440 | $108.25 | $264,123.17 |
DisclosureSEC source: 0001094285-16-000269 · wf-form4_147329167591462.xml · nonDerivative · entry 2 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,229 F1 · price: This transaction was executed in multiple trades at prices ranging from $107.64 to $108.615. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 23:41 UTC | TELEDYNE TECHNOLOGIES INC TDY · Entity 3158 | Exercise / conversionCommon Stock | 4,000 | $46.00 | $184,000.00 |
DisclosureSEC source: 0001094285-16-000269 · wf-form4_147329167591462.xml · nonDerivative · entry 1 CROCKER CHARLES · CIK 0001061568 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.