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person · Reporting owner

Gustke James A.

Disclosed activity across 1 company

Tapewire entity
85301
SEC CIK
0001646144

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OOMA INCOOMA · Entity 2473SVP of MarketingDecember 05, 2024December 09, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OOMA INC

Report date December 05, 2024 · Filed December 09, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,916 Ending reported balance After 2024-12-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-12-05 · Sale · Disposed 3,582 · Balance 27,675

F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024.

Row 2 · 2024-12-08 · Tax withholding · Disposed 759 · Balance 26,916

F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024.

F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2021 Filed Jun 10, 2021 20:35 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 913 $6.04 $5,514.52
Disclosure

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:35 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,987 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-21-039480 · doc4.xml · derivative · entry 6

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,313

Underlying: Common Stock · 4,987 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:35 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,000 $21.02 $105,097.00
Disclosure

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $21.00 to $21.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:35 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 4,987 $20.09 $100,185.84
Disclosure

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,573

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $20.00 to $20.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:35 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 4,987 $6.04 $30,121.48
Disclosure

SEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:34 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 460 $19.40 $8,924.00
Disclosure

SEC source: 0001209191-21-037669 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,573

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · derivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,300

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 3,597 $18.28 $65,758.92
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,113

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,900 $19.03 $112,261.07
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,710

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $19.00 to $19.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:37 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 5,900 $6.04 $35,636.00
Disclosure

SEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:41 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 1,491 $9.98 $14,880.18
Disclosure

SEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,627

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:41 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,149 $17.49 $37,586.01
Disclosure

SEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,136

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 12, 2021 Filed Mar 13, 2021 01:16 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,403 $18.00 $25,255.96
Disclosure

SEC source: 0001209191-21-020326 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,285

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:21 UTC OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0001209191-21-016251 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2031-03-01

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:21 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016251 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,688

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:40 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,019 $16.54 $33,394.26
Disclosure

SEC source: 0001209191-20-063816 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,688

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:01 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 761 $9.98 $7,594.78
Disclosure

SEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,707

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:01 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,883 $13.38 $25,194.54
Disclosure

SEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,946

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:08 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · derivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,200

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:08 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,900 $14.00 $82,600.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,829

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:08 UTC OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 5,900 $6.04 $35,636.00
Disclosure

SEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 8, 2020 22:53 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,739 $17.00 $46,563.00
Disclosure

SEC source: 0001209191-20-041820 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,929

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 08, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,739 $17.00 $46,563.00
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 5

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,829

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 17:11 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 6,900 $18.95 $130,761.90
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,668

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 17:11 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,762 $17.92 $31,569.23
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,568

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 17:11 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 9,499 $16.88 $160,358.32
Disclosure

SEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,330

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,900 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · derivative · entry 6

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,100

Underlying: Common Stock · 5,900 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 SaleCommon Stock 6,900 $18.95 $130,761.90
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,568

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · balance_after: The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,762 $17.92 $31,569.23
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,468

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 SaleCommon Stock 9,499 $16.88 $160,358.32
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,230

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment OOMA INC OOMA · Entity 2473 Exercise / conversionCommon Stock 5,900 $6.04 $35,636.00
Disclosure

SEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 22:12 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,834 $13.18 $24,172.12
Disclosure

SEC source: 0001209191-20-037051 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,829

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 16, 2020 Filed Apr 7, 2020 21:56 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 3 $12.02 $36.06
Disclosure

SEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 4

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,663

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

Read SEC document
March 16, 2020 Filed Apr 7, 2020 21:56 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 250 $11.08 $2,769.98
Disclosure

SEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 3

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,666

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 16, 2020 Filed Apr 7, 2020 21:56 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 1,179 $10.40 $12,261.01
Disclosure

SEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,916

F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.

F3 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
March 16, 2020 Filed Apr 7, 2020 21:56 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 1,254 $11.74 $14,721.96
Disclosure

SEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,095

F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

Read SEC document
March 15, 2020 Filed Mar 17, 2020 23:20 UTC OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $11.74 $0.00
Disclosure

SEC source: 0001209191-20-019788 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2030-03-15

F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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March 15, 2020 Filed Mar 17, 2020 23:20 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019788 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,349

F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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March 15, 2020 Filed Apr 7, 2020 21:45 UTC Amendment OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $10.52 $0.00
Disclosure

SEC source: 0001209191-20-023832 · doc4a.xml · derivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2030-03-15

F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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December 18, 2019 Filed Dec 19, 2019 23:17 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,599 $12.88 $33,472.00
Disclosure

SEC source: 0000899243-19-029684 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,349

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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December 18, 2019 Filed Apr 6, 2021 00:00 UTC Amendment OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,730 $12.88 $35,159.12
Disclosure

SEC source: 0001209191-21-025515 · doc4a.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,218

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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September 15, 2019 Filed Sep 17, 2019 23:01 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 750 $10.03 $7,522.50
Disclosure

SEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,948

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

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September 15, 2019 Filed Sep 17, 2019 23:01 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 3,280 $12.46 $40,868.80
Disclosure

SEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,198

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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June 19, 2019 Filed Jun 21, 2019 23:38 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 2,267 $11.46 $25,975.97
Disclosure

SEC source: 0001209191-19-038659 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,478

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.20032 to $11.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 15, 2019 Filed Mar 20, 2019 00:03 UTC OOMA INC OOMA · Entity 2473 GrantCommon Stock 689 $10.03 $6,910.67
Disclosure

SEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,745

F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan.

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March 15, 2019 Filed Mar 20, 2019 00:03 UTC OOMA INC OOMA · Entity 2473 Tax withholdingCommon Stock 2,615 $15.41 $40,297.15
Disclosure

SEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,056

F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.

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March 13, 2019 Filed Mar 15, 2019 23:12 UTC OOMA INC OOMA · Entity 2473 GrantEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001209191-19-019844 · doc4.xml · derivative · entry 2

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2029-03-13

F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter.

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March 13, 2019 Filed Mar 15, 2019 23:12 UTC OOMA INC OOMA · Entity 2473 GrantCommon 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019844 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,671

F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter.

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February 01, 2019 Filed Feb 4, 2019 23:57 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,500 $15.13 $83,213.35
Disclosure

SEC source: 0001209191-19-007089 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,671

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $14.93 to $15.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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January 02, 2019 Filed Jan 4, 2019 00:42 UTC OOMA INC OOMA · Entity 2473 SaleCommon Stock 5,500 $13.81 $75,966.55
Disclosure

SEC source: 0001209191-19-001454 · doc4.xml · nonDerivative · entry 1

Gustke James A. · CIK 0001646144 · Vice President of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,171

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $13.58 to $14.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.