Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OOMA INCOOMA · Entity 2473 | SVP of Marketing | December 05, 2024 | December 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OOMA INC
Report date December 05, 2024 · Filed December 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,916 |
Ending reported balance
After 2024-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-05 · Sale · Disposed 3,582 · Balance 27,675 F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024. Row 2 · 2024-12-08 · Tax withholding · Disposed 759 · Balance 26,916 F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024.
F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 913 | $6.04 | $5,514.52 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,987 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · derivative · entry 6 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,313 Underlying: Common Stock · 4,987 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,000 | $21.02 | $105,097.00 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,573 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F3 · price: The range of prices for the shares of Common Stock is from $21.00 to $21.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 4,987 | $20.09 | $100,185.84 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,573 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $20.00 to $20.19. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 4,987 | $6.04 | $30,121.48 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:34 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 460 | $19.40 | $8,924.00 |
DisclosureSEC source: 0001209191-21-037669 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,573 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:37 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-21-036850 · doc4.xml · derivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,300 Underlying: Common Stock · 5,900 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:37 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 3,597 | $18.28 | $65,758.92 |
DisclosureSEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,113 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F3 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.60. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:37 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,900 | $19.03 | $112,261.07 |
DisclosureSEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,710 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $19.00 to $19.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:37 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 5,900 | $6.04 | $35,636.00 |
DisclosureSEC source: 0001209191-21-036850 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:41 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 1,491 | $9.98 | $14,880.18 |
DisclosureSEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,627 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 20:41 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,149 | $17.49 | $37,586.01 |
DisclosureSEC source: 0001209191-21-020845 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,136 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 12, 2021 Filed Mar 13, 2021 01:16 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 1,403 | $18.00 | $25,255.96 |
DisclosureSEC source: 0001209191-21-020326 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,285 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $18.00 to $18.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:21 UTC | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001209191-21-016251 · doc4.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2031-03-01 F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 1, 2021, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:21 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016251 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,688 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2021 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:40 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,019 | $16.54 | $33,394.26 |
DisclosureSEC source: 0001209191-20-063816 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,688 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:01 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 761 | $9.98 | $7,594.78 |
DisclosureSEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,707 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2020 Filed Sep 17, 2020 16:01 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,883 | $13.38 | $25,194.54 |
DisclosureSEC source: 0001209191-20-050807 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,946 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:08 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-20-049321 · doc4.xml · derivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,200 Underlying: Common Stock · 5,900 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:08 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,900 | $14.00 | $82,600.00 |
DisclosureSEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,829 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 17:08 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 5,900 | $6.04 | $35,636.00 |
DisclosureSEC source: 0001209191-20-049321 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2020 Filed Jul 8, 2020 22:53 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,739 | $17.00 | $46,563.00 |
DisclosureSEC source: 0001209191-20-041820 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,929 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 08, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,739 | $17.00 | $46,563.00 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 5 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,829 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 17:11 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,900 | $18.95 | $130,761.90 |
DisclosureSEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,668 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F4 · price: The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 17:11 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 1,762 | $17.92 | $31,569.23 |
DisclosureSEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,568 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F3 · price: The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Jul 8, 2020 17:11 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 9,499 | $16.88 | $160,358.32 |
DisclosureSEC source: 0001209191-20-041677 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,330 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · derivative · entry 6 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,100 Underlying: Common Stock · 5,900 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,900 | $18.95 | $130,761.90 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,568 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F4 · balance_after: The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 1,762 | $17.92 | $31,569.23 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,468 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F3 · balance_after: The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 9,499 | $16.88 | $160,358.32 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,230 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| July 06, 2020 Filed Sep 3, 2020 17:05 UTC Amendment | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 5,900 | $6.04 | $35,636.00 |
DisclosureSEC source: 0001209191-20-049318 · doc4a.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 22:12 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,834 | $13.18 | $24,172.12 |
DisclosureSEC source: 0001209191-20-037051 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,829 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 16, 2020 Filed Apr 7, 2020 21:56 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 3 | $12.02 | $36.06 |
DisclosureSEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,663 F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. Read SEC document |
| March 16, 2020 Filed Apr 7, 2020 21:56 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 250 | $11.08 | $2,769.98 |
DisclosureSEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,666 F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $10.88 to $11.6000 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 16, 2020 Filed Apr 7, 2020 21:56 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 1,179 | $10.40 | $12,261.01 |
DisclosureSEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,916 F2 · kind: THE REPORTING PERSON DID NOT SELL OR OTHERWISE DISPOSE OF ANY OF THE SHARES REPORTED ON THIS FORM 4 FOR ANY REASON OTHER THAN TO COVER REQUIRED TAXES RELATED TO THE VESTING OF RSUS. This is an exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. F3 · shares: Represents the aggregate of sales effected on the same day at different prices. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.8899 to $10.8799 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 16, 2020 Filed Apr 7, 2020 21:56 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,254 | $11.74 | $14,721.96 |
DisclosureSEC source: 0001209191-20-023844 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,095 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:20 UTC | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.74 | $0.00 |
DisclosureSEC source: 0001209191-20-019788 · doc4.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2030-03-15 F2 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:20 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019788 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,349 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2020 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| March 15, 2020 Filed Apr 7, 2020 21:45 UTC Amendment | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $10.52 | $0.00 |
DisclosureSEC source: 0001209191-20-023832 · doc4a.xml · derivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2030-03-15 F1 · derivative.exercise_date: 1/16th of the shares subject to the option shall vest and become exercisable on June 15, 2020, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| December 18, 2019 Filed Dec 19, 2019 23:17 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,599 | $12.88 | $33,472.00 |
DisclosureSEC source: 0000899243-19-029684 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,349 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| December 18, 2019 Filed Apr 6, 2021 00:00 UTC Amendment | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,730 | $12.88 | $35,159.12 |
DisclosureSEC source: 0001209191-21-025515 · doc4a.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,218 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $12.52765 to $13.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:01 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 750 | $10.03 | $7,522.50 |
DisclosureSEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,948 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 23:01 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 3,280 | $12.46 | $40,868.80 |
DisclosureSEC source: 0001209191-19-049942 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,198 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 23:38 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,267 | $11.46 | $25,975.97 |
DisclosureSEC source: 0001209191-19-038659 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,478 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.20032 to $11.82 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:03 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 689 | $10.03 | $6,910.67 |
DisclosureSEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,745 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:03 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,615 | $15.41 | $40,297.15 |
DisclosureSEC source: 0001209191-19-020506 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,056 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 23:12 UTC | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $15.49 | $0.00 |
DisclosureSEC source: 0001209191-19-019844 · doc4.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2029-03-13 F2 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2019, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 23:12 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019844 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,671 F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2019 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 23:57 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,500 | $15.13 | $83,213.35 |
DisclosureSEC source: 0001209191-19-007089 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,671 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $14.93 to $15.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 00:42 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,500 | $13.81 | $75,966.55 |
DisclosureSEC source: 0001209191-19-001454 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,171 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $13.58 to $14.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.