Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OOMA INCOOMA · Entity 2473 | SVP of Marketing | December 05, 2024 | December 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OOMA INC
Report date December 05, 2024 · Filed December 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,916 |
Ending reported balance
After 2024-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-05 · Sale · Disposed 3,582 · Balance 27,675 F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024. Row 2 · 2024-12-08 · Tax withholding · Disposed 759 · Balance 26,916 F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024.
F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2018 Filed Dec 19, 2018 00:07 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,604 | $13.57 | $35,336.28 |
DisclosureSEC source: 0001209191-18-063326 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,671 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:52 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,500 | $15.34 | $84,362.85 |
DisclosureSEC source: 0001209191-18-061366 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,275 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $14.84 to $15.76. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| November 01, 2018 Filed Nov 3, 2018 01:37 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,500 | $14.86 | $81,741.55 |
DisclosureSEC source: 0001209191-18-057057 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,775 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $14.61 to $15.09. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:28 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,500 | $16.38 | $90,112.55 |
DisclosureSEC source: 0001209191-18-054142 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,275 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $16.26 to $16.65. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 15, 2018 Filed Sep 19, 2018 01:25 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 443 | $10.03 | $4,443.29 |
DisclosureSEC source: 0001209191-18-051584 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,775 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2018 Filed Sep 19, 2018 01:25 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 3,626 | $16.60 | $60,191.60 |
DisclosureSEC source: 0001209191-18-051584 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,332 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| June 15, 2018 Filed Jun 20, 2018 00:31 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,884 | $12.35 | $23,267.40 |
DisclosureSEC source: 0001209191-18-038705 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,958 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 15:41 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,122 | $12.03 | $25,522.99 |
DisclosureSEC source: 0001209191-18-036857 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,842 F1 · price: The range of prices for the shares of Common Stock is from $11.95 to $12.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 23:08 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 7,200 | $11.97 | $86,185.44 |
DisclosureSEC source: 0001209191-18-035929 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,964 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $11.80 to $12.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 23:49 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 7,200 | $10.48 | $75,460.32 |
DisclosureSEC source: 0001209191-18-023347 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,164 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $10.25 to $10.95. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| March 15, 2018 Filed Mar 17, 2018 00:46 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 1,263 | $5.01 | $6,327.63 |
DisclosureSEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,364 F3 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2018 Filed Mar 17, 2018 00:46 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,908 | $11.80 | $22,514.40 |
DisclosureSEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,101 F2 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| March 14, 2018 Filed Mar 17, 2018 00:46 UTC | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 6,800 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001209191-18-020461 · doc4.xml · derivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2028-03-14 F4 · derivative.exercise_date: 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| March 14, 2018 Filed Mar 17, 2018 00:46 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 27,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020461 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,009 F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 7,200 | $11.73 | $84,474.72 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 7 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,809 F2 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2017 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 2,085 | $12.00 | $25,020.00 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 6 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,009 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| December 12, 2017 Filed Dec 12, 2017 23:48 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 8,485 | $11.23 | $95,317.10 |
DisclosureSEC source: 0001209191-17-065271 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,689 F1 · price: The range of prices for the shares of Common Stock is from $11.20 to $11.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 00:41 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 7,200 | $10.35 | $74,552.40 |
DisclosureSEC source: 0001209191-17-055535 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,174 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 00:22 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 1,959 | $10.50 | $20,569.50 |
DisclosureSEC source: 0001209191-17-054075 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,374 Read SEC document |
| September 18, 2017 Filed Sep 19, 2017 00:33 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,000 | $9.81 | $49,028.00 |
DisclosureSEC source: 0001209191-17-053231 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,333 F2 · price: The range of prices for the shares of Common Stock is from $9.75 to $9.825. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 00:33 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 864 | $5.01 | $4,328.64 |
DisclosureSEC source: 0001209191-17-053231 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,333 F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2017 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 11,097 | $9.90 | $109,860.30 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 5 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,094 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| July 27, 2017 Filed Aug 10, 2017 21:13 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 7,200 | $8.53 | $61,434.72 |
DisclosureSEC source: 0001209191-17-048447 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,469 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $8.45 to $8.65. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 29, 2017 Filed Jul 1, 2017 00:22 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 2,691 | $8.18 | $21,998.93 |
DisclosureSEC source: 0001209191-17-042629 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,669 F1 · balance_after: This number reflects a correction to the total number of shares of common stock held by the reporting person due to an addition error in a Form 4 filed on September 19, 2016. As noted, the corrected amount in Table I, Column 5 for this Form 4 is 202,669. Read SEC document |
| June 15, 2017 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,116 | $8.15 | $9,095.40 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 4 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,191 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| March 20, 2017 Filed Mar 23, 2017 00:26 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $9.78 | $58,708.80 |
DisclosureSEC source: 0001209191-17-022459 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,538 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $9.70 to $9.90. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F3 · balance_after: Includes 1,211 additional shares acquired under the Issuer's Employee Stock Purchase Plan on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,161 | $9.30 | $10,797.30 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,307 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:24 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $10.07 | $60,436.80 |
DisclosureSEC source: 0001209191-17-013778 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,327 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $9.90 to $10.25. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 02:23 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011317 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,327 F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 02:23 UTC | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001209191-17-011317 · doc4.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-02-13 F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| February 13, 2017 Filed Mar 22, 2017 21:23 UTC Amendment | OOMA INC OOMA · Entity 2473 | GrantEmployee Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001209191-17-022356 · doc4a.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2027-02-13 F2 · derivative.exercise_date: 1/8th of the shares subject to the option will vest and become exercisable on September 15, 2017 and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. Read SEC document |
| February 13, 2017 Filed Mar 22, 2017 21:23 UTC Amendment | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022356 · doc4a.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,327 F1 · security: Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2017 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| January 20, 2017 Filed Jan 25, 2017 00:31 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $9.06 | $54,333.00 |
DisclosureSEC source: 0001209191-17-005423 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,327 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $9.00 to $9.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 01:27 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $8.88 | $53,255.40 |
DisclosureSEC source: 0001209191-16-156389 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,327 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $8.80 to $9.05. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| December 15, 2016 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,432 | $9.35 | $13,389.20 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,468 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 01:26 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $8.97 | $53,824.80 |
DisclosureSEC source: 0001209191-16-151813 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,327 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $8.95 to $9.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 21:30 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $8.55 | $51,323.40 |
DisclosureSEC source: 0001209191-16-146784 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,327 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $8.50 to $8.73. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 21:11 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,836 | $9.11 | $53,180.55 |
DisclosureSEC source: 0001209191-16-142506 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,327 F3 · price: The range of prices for the shares of Common Stock is from $9.05 to $9.15. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 21:11 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 6,000 | $9.01 | $54,064.20 |
DisclosureSEC source: 0001209191-16-142506 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,163 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $9 to $9.06. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 19, 2016 Filed Sep 19, 2016 22:03 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 4,000 | $9.01 | $36,059.60 |
DisclosureSEC source: 0001209191-16-142061 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,163 F2 · price: The range of prices for the shares of Common Stock is from $9 to $9.09. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 22:03 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 911 | $5.01 | $4,564.11 |
DisclosureSEC source: 0001209191-16-142061 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,163 F1 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2016 Filed Jan 5, 2018 02:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 10,789 | $9.33 | $100,661.37 |
DisclosureSEC source: 0001209191-18-002275 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,900 F1 · shares: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.