Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OOMA INCOOMA · Entity 2473 | SVP of Marketing | December 05, 2024 | December 09, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OOMA INC
Report date December 05, 2024 · Filed December 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,916 |
Ending reported balance
After 2024-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-05 · Sale · Disposed 3,582 · Balance 27,675 F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024. Row 2 · 2024-12-08 · Tax withholding · Disposed 759 · Balance 26,916 F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024.
F2: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2024 Filed Dec 9, 2024 23:37 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 759 | $14.91 | $11,316.69 |
DisclosureSEC source: 0000950170-24-134687 · ownership.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,916 F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 05, 2024 Filed Dec 9, 2024 23:37 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 3,582 | $17.00 | $60,894.00 |
DisclosureSEC source: 0000950170-24-134687 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,675 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended, adopted by the Reporting Person on June 27, 2024. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 22:17 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,249 | $14.80 | $18,485.20 |
DisclosureSEC source: 0000950170-24-132878 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,257 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 21:06 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 701 | $11.78 | $8,257.78 |
DisclosureSEC source: 0000950170-24-107384 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,506 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 08, 2024 Filed Sep 10, 2024 23:27 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 667 | $10.36 | $6,910.12 |
DisclosureSEC source: 0000950170-24-105273 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,207 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:57 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,113 | $10.40 | $11,575.20 |
DisclosureSEC source: 0000950170-24-103677 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,874 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:45 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,013 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0000950170-24-076811 · ownership.xml · derivative · entry 2 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,987 Underlying: Common Stock · 10,013 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Option is fully vested and exercisable. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:45 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 10,013 | $6.04 | $60,478.52 |
DisclosureSEC source: 0000950170-24-076811 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 21:26 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 598 | $8.60 | $5,142.80 |
DisclosureSEC source: 0000950170-24-075043 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,598 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 08, 2024 Filed Jun 11, 2024 20:58 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 810 | $8.63 | $6,990.30 |
DisclosureSEC source: 0000950170-24-072018 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,196 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 01, 2024 Filed Jun 5, 2024 00:11 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,202 | $8.64 | $10,385.28 |
DisclosureSEC source: 0000950170-24-069018 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,006 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:41 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 1,862 | $7.35 | $13,685.70 |
DisclosureSEC source: 0000950170-24-033265 · ownership.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,208 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:41 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 146 | $8.65 | $1,262.90 |
DisclosureSEC source: 0000950170-24-033265 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,346 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2024 Filed May 14, 2024 20:57 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-059740 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,208 F1 · shares: Represents restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 15, 2024 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the Reporting Person's continuous status as a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through each applicable vesting date. F2 · balance_after: The total number of shares reported in Column 5 includes the transactions that also occurred on March 15, 2024 which were reported on a Form 4 filed with the SEC on March 19, 2024. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 23:47 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 621 | $9.34 | $5,800.14 |
DisclosureSEC source: 0000950170-24-030291 · ownership.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,492 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 02:35 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,252 | $10.04 | $12,570.08 |
DisclosureSEC source: 0001209191-24-004254 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · SVP of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,113 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 21:27 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 169 | $10.02 | $1,693.38 |
DisclosureSEC source: 0001209191-23-059152 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,365 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 23:53 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 673 | $10.31 | $6,938.63 |
DisclosureSEC source: 0001209191-23-058125 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,534 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:04 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,485 | $11.86 | $17,612.10 |
DisclosureSEC source: 0001209191-23-057468 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,207 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 00:03 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 204 | $13.23 | $2,698.92 |
DisclosureSEC source: 0001209191-23-049836 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,692 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 23:18 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 741 | $13.64 | $10,107.24 |
DisclosureSEC source: 0001209191-23-049022 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,896 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2023 Filed Sep 6, 2023 23:12 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,457 | $14.14 | $20,601.98 |
DisclosureSEC source: 0001209191-23-048543 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,637 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:18 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 192 | $14.27 | $2,739.84 |
DisclosureSEC source: 0001209191-23-038365 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,094 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 23:14 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 724 | $13.32 | $9,643.68 |
DisclosureSEC source: 0001209191-23-036059 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,286 F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 23:14 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 15,000 | $13.25 | $198,795.00 |
DisclosureSEC source: 0001209191-23-036059 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,010 F1 · price: The range of prices for the shares of Common Stock is from $13.25 to $13.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:43 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,419 | $13.50 | $19,156.50 |
DisclosureSEC source: 0001209191-23-034654 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,010 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 01:35 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 1,342 | $10.60 | $14,225.20 |
DisclosureSEC source: 0001209191-23-019963 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,429 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| March 15, 2023 Filed Mar 18, 2023 01:35 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 483 | $12.47 | $6,023.01 |
DisclosureSEC source: 0001209191-23-019963 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,087 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:54 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-017937 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,570 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 8, 2023 and 1/16th of the total original number of restricted stock units shall vest on the same day of every 3rd month thereafter, subject to the reporting person's continuous status as a Service Provider (as defined in the Stock Plan) through each applicable vesting date. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:13 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,416 | $13.07 | $18,507.12 |
DisclosureSEC source: 0001209191-23-015738 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,570 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:48 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 489 | $13.81 | $6,753.09 |
DisclosureSEC source: 0001209191-22-061954 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,986 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 00:36 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,283 | $15.38 | $19,732.54 |
DisclosureSEC source: 0001209191-22-059876 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,475 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 17:46 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 477 | $12.78 | $6,096.06 |
DisclosureSEC source: 0001209191-22-050456 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,758 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 19:24 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,166 | $11.65 | $13,583.90 |
DisclosureSEC source: 0001209191-22-048690 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,235 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:27 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 442 | $11.78 | $5,206.76 |
DisclosureSEC source: 0001209191-22-038076 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,401 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:04 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,214 | $14.06 | $17,068.84 |
DisclosureSEC source: 0001209191-22-034194 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,843 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 23:52 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,074 | $14.37 | $15,433.38 |
DisclosureSEC source: 0001209191-22-019834 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,057 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:38 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 413 | $16.69 | $6,892.97 |
DisclosureSEC source: 0001209191-22-015262 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,131 F2 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 19:38 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015262 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,544 F1 · security: Represent restricted stock units which will vest as follows: 1/16th of the total original number of restricted stock units shall vest on June 1, 2022 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 15:45 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,263 | $20.76 | $26,219.88 |
DisclosureSEC source: 0001209191-21-070125 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,544 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 21:08 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 448 | $18.80 | $8,422.40 |
DisclosureSEC source: 0001209191-21-067550 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,807 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:10 UTC | OOMA INC OOMA · Entity 2473 | GrantCommon Stock | 812 | $9.98 | $8,103.76 |
DisclosureSEC source: 0001209191-21-056495 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,255 F2 · shares: Represents shares acquired under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:10 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,254 | $20.36 | $25,531.44 |
DisclosureSEC source: 0001209191-21-056495 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,443 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:44 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 602 | $19.11 | $11,504.22 |
DisclosureSEC source: 0001209191-21-054472 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,697 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 23:47 UTC | OOMA INC OOMA · Entity 2473 | Tax withholdingCommon Stock | 1,274 | $23.32 | $29,709.68 |
DisclosureSEC source: 0001209191-21-041121 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,299 F1 · kind: Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:50 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,900 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-21-040306 · doc4.xml · derivative · entry 3 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Underlying: Common Stock · 5,900 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:50 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 5,900 | $23.08 | $136,163.15 |
DisclosureSEC source: 0001209191-21-040306 · doc4.xml · nonDerivative · entry 2 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,573 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $23.00 to $23.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:50 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionCommon Stock | 5,900 | $6.04 | $35,636.00 |
DisclosureSEC source: 0001209191-21-040306 · doc4.xml · nonDerivative · entry 1 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 913 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · derivative · entry 7 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,400 Underlying: Common Stock · 913 shares Expires 2025-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:35 UTC | OOMA INC OOMA · Entity 2473 | SaleCommon Stock | 913 | $21.04 | $19,211.44 |
DisclosureSEC source: 0001209191-21-039480 · doc4.xml · nonDerivative · entry 5 Gustke James A. · CIK 0001646144 · Vice President of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,573 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F4 · price: The range of prices for the shares of Common Stock is from $21.02 to $21.11. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.