Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMYRIS, INC.AMRS · Entity 91367 | Director | October 23, 2019 | October 25, 2019 |
| INTUIT INC.INTU · Entity 2373 | EVP & CFO | September 12, 2017 | September 13, 2017 |
| Oportun Financial CorpOPRT · Entity 5862 | Director | December 11, 2024 | December 11, 2024 |
| RingCentral, Inc.RNG · Entity 2299 | Director | June 03, 2024 | June 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMYRIS, INC.
Report date October 23, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,398 |
Reported balance
After 2019-10-23 transaction · row 1
1 source rowRow 1 · 2019-10-23 · Grant · Acquired 2,266 · Balance 7,398 F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.73 · Expires 2029-10-23 | Direct | 3,466 |
Reported balance
After 2019-10-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-23 · Grant · Acquired 3,466 · Balance 3,466 F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020.
F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020.
INTUIT INC.
Report date September 12, 2017 · Filed September 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,785 |
Ending reported balance
After 2017-09-12 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2017-09-12 · Exercise / conversion · Acquired 34,728 · Balance 64,620 Row 2 · 2017-09-12 · Sale · Disposed 34,728 · Balance 29,892 F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2017-09-12 · Exercise / conversion · Acquired 53,000 · Balance 82,892 Row 4 · 2017-09-12 · Sale · Disposed 53,000 · Balance 29,892 Row 5 · 2017-09-12 · Exercise / conversion · Acquired 70,750 · Balance 100,642 Row 6 · 2017-09-12 · Sale · Disposed 100 · Balance 100,542 Row 7 · 2017-09-12 · Sale · Disposed 70,650 · Balance 29,892 Row 8 · 2017-09-12 · Sale · Disposed 26,107 · Balance 3,785 F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.52 · Expires 2019-07-24 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-09-12 · Exercise / conversion · Disposed 34,728 · Balance 0 F3: Represents the date the award was fully vested. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.11 · Expires 2020-07-23 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-09-12 · Exercise / conversion · Disposed 53,000 · Balance 0 F3: Represents the date the award was fully vested. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.59 · Expires 2021-07-23 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-09-12 · Exercise / conversion · Disposed 70,750 · Balance 0 F3: Represents the date the award was fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Represents the date the award was fully vested.
Oportun Financial Corp
Report date December 11, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,338 |
Reported balance
After 2024-12-11 transaction · row 1
1 source rowRow 1 · 2024-12-11 · Purchase · Acquired 25,000 · Balance 140,338 F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
RingCentral, Inc.
Report date June 03, 2024 · Filed June 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,009 |
Reported balance
After 2024-06-03 transaction · row 1
1 source rowRow 1 · 2024-06-03 · Grant · Acquired 5,829 · Balance 31,009 F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · nonDerivative · entry 3 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes the following shares acquired by the reporting person through the Intuit Inc. Employee Stock Purchase Plan: 187 shares on 3/15/17 and 37 shares on 6/15/17. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 18:52 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 6,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037964 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,921 F1 · shares: Represents Restricted Stock Units (RSU) that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2018 or (b) the date of the issuer's 2018 annual meeting of stockholders. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 23:52 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 18,567 | $111.47 | $2,069,656.06 |
DisclosureSEC source: 0000896878-16-000306 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in June 2016. F2 · price: This transaction was executed in multiple trades ranging from $111.05 to $111.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 29,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-16-000300 · edgar.xml · derivative · entry 5 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F5 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-16-000300 · edgar.xml · derivative · entry 4 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain pre-established 3-year operating goals; the balance of the granted units were canceled. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:17 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 20,261 | $112.34 | $2,276,120.74 |
DisclosureSEC source: 0000896878-16-000300 · edgar.xml · nonDerivative · entry 3 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,294 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 29,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-16-000300 · edgar.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:17 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-16-000300 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.