Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMYRIS, INC.AMRS · Entity 91367 | Director | October 23, 2019 | October 25, 2019 |
| INTUIT INC.INTU · Entity 2373 | EVP & CFO | September 12, 2017 | September 13, 2017 |
| Oportun Financial CorpOPRT · Entity 5862 | Director | December 11, 2024 | December 11, 2024 |
| RingCentral, Inc.RNG · Entity 2299 | Director | June 03, 2024 | June 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMYRIS, INC.
Report date October 23, 2019 · Filed October 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,398 |
Reported balance
After 2019-10-23 transaction · row 1
1 source rowRow 1 · 2019-10-23 · Grant · Acquired 2,266 · Balance 7,398 F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.73 · Expires 2029-10-23 | Direct | 3,466 |
Reported balance
After 2019-10-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-23 · Grant · Acquired 3,466 · Balance 3,466 F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020.
F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020.
INTUIT INC.
Report date September 12, 2017 · Filed September 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,785 |
Ending reported balance
After 2017-09-12 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2017-09-12 · Exercise / conversion · Acquired 34,728 · Balance 64,620 Row 2 · 2017-09-12 · Sale · Disposed 34,728 · Balance 29,892 F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2017-09-12 · Exercise / conversion · Acquired 53,000 · Balance 82,892 Row 4 · 2017-09-12 · Sale · Disposed 53,000 · Balance 29,892 Row 5 · 2017-09-12 · Exercise / conversion · Acquired 70,750 · Balance 100,642 Row 6 · 2017-09-12 · Sale · Disposed 100 · Balance 100,542 Row 7 · 2017-09-12 · Sale · Disposed 70,650 · Balance 29,892 Row 8 · 2017-09-12 · Sale · Disposed 26,107 · Balance 3,785 F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.52 · Expires 2019-07-24 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-09-12 · Exercise / conversion · Disposed 34,728 · Balance 0 F3: Represents the date the award was fully vested. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.11 · Expires 2020-07-23 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-09-12 · Exercise / conversion · Disposed 53,000 · Balance 0 F3: Represents the date the award was fully vested. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.59 · Expires 2021-07-23 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-09-12 · Exercise / conversion · Disposed 70,750 · Balance 0 F3: Represents the date the award was fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Represents the date the award was fully vested.
Oportun Financial Corp
Report date December 11, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,338 |
Reported balance
After 2024-12-11 transaction · row 1
1 source rowRow 1 · 2024-12-11 · Purchase · Acquired 25,000 · Balance 140,338 F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
RingCentral, Inc.
Report date June 03, 2024 · Filed June 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 31,009 |
Reported balance
After 2024-06-03 transaction · row 1
1 source rowRow 1 · 2024-06-03 · Grant · Acquired 5,829 · Balance 31,009 F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 200 | $278.93 | $55,786.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 7 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,143 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $278.87 to $278.99, inclusive. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 100 | $277.78 | $27,778.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 6 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 100 | $276.00 | $27,600.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 5 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,443 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 400 | $274.98 | $109,992.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 4 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,543 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.68 to $275.22, inclusive. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 400 | $272.36 | $108,944.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 3 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,943 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.935 to $272.775, inclusive. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 100 | $268.90 | $26,890.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,343 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.88 to $269.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (16) to this Form 4. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 16:51 UTC | RingCentral, Inc. RNG · Entity 2299 | Exercise / conversionClass A Common Stock | 3,365 | $13.00 | $43,745.00 |
DisclosureSEC source: 0001209191-20-046620 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 21:08 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000097 · wf-form4_159365207708875.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,615 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units (Right to Buy) · Derivative | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000080 · wf-form4_159166405075372.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.exercise_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). F2 · derivative.expiration_date: The Reporting Person was granted restricted stock units which represent a contingent right to receive one share of Common Stock for each restrict stock unit. The restricted stock units will vest quarterly over one (1) year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:54 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 714 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000080 · wf-form4_159166405075372.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 20:45 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000063 · wf-form4_159131788319879.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,691 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 3, 2020, December 3, 2020, March 3, 2021, and upon the earlier of (i) the date of the Issuer's 2021 annual stockholder meeting or (ii) June 3, 2021, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 06:03 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034341 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,078 F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2021 or (b) the date of the Issuer's 2021 annual meeting of stockholders. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 17:40 UTC | Oportun Financial Corp OPRT · Entity 5862 | GrantCommon Stock | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000032 · wf-form4_158586362307505.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer and (i) January 30, 2025. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:23 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionRestricted Stock Units (Right to Buy) · Derivative | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-20-000022 · wf-form4_158526861298420.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714 Underlying: Common Stock · 2,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. F2 · derivative.expiration_date: The restricted stock units vest quarterly over one year from June 6, 2019, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date (the "Service and Vesting Requirement"). In addition to the Service and Vesting Requirement, the shares only vest upon (i) change in control of the Issuer or (ii) the first trading date following the expiration of the lock-up period applicable in connection with the Issuer's Initial Public Offering of Common Stock, whichever occurs first. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:23 UTC | Oportun Financial Corp OPRT · Entity 5862 | Exercise / conversionCommon Stock | 2,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-20-000022 · wf-form4_158526861298420.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:57 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantStock Option (Right to Buy) · Derivative | 3,466 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001365916-19-000075 · edgar.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Underlying: Common Stock · 3,466 shares Expires 2029-10-23 F2 · derivative.exercise_date: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 19:57 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantCommon Stock | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001365916-19-000075 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,398 F1 · shares: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 16:55 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034783 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,148 F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 3, 2020 or (b) the date of the Issuer's 2020 annual meeting of stockholders. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:36 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantStock Option (Right to Buy) · Derivative | 3,466 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001140361-18-035468 · doc1.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,466 Underlying: Common Stock · 3,466 shares Expires 2028-08-01 F2 · derivative.exercise_date: Stock option vests as to 100% of the shares underlying the stock option on August 1, 2019. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:36 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantCommon Stock | 2,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035468 · doc1.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 F1 · shares: Represents a restricted stock unit award that vests as to 100% of the units on August 1, 2019. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:45 UTC | RingCentral, Inc. RNG · Entity 2299 | GrantClass A Common Stock | 3,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-035879 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,005 F1 · shares: Represents Restricted Stock Units (RSU) that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2019 or (b) the date of the issuer's 2019 annual meeting of stockholders. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,750 | $0.00 Strike: $82.59 | $0.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 11 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,750 shares Expires 2021-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the date the award was fully vested. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 53,000 | $0.00 Strike: $63.11 | $0.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 10 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,000 shares Expires 2020-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the date the award was fully vested. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,728 | $0.00 Strike: $56.52 | $0.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · derivative · entry 9 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,728 shares Expires 2019-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the date the award was fully vested. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 26,107 | $141.73 | $3,700,239.10 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 8 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,785 F2 · price: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 70,650 | $141.00 | $9,961,650.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 7 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 100 | $141.01 | $14,101.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 6 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,542 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 70,750 | $82.59 | $5,843,242.50 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 5 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 53,000 | $141.00 | $7,473,000.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 4 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 53,000 | $63.11 | $3,344,830.00 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 3 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | SaleCommon Stock | 34,728 | $141.03 | $4,897,630.80 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 F1 · price: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 21:56 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 34,728 | $56.52 | $1,962,826.56 |
DisclosureSEC source: 0000896878-17-000156 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (performance-based vesting) · Derivative | 33,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000144 · edgar.xml · derivative · entry 3 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives; the balance of the granted units were canceled. F3 · derivative.exercise_date: Represents vesting date for restricted stock units. F4 · derivative.expiration_date: Restricted stock units have no expiration date; they either vest or are canceled prior to vesting date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:21 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 17,685 | $141.90 | $2,509,501.50 |
DisclosureSEC source: 0000896878-17-000144 · edgar.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,892 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:21 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 33,892 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000144 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 16, 2017 20:54 UTC | RingCentral, Inc. RNG · Entity 2299 | SaleClass A Common Stock | 22,000 | $39.50 | $869,000.00 |
DisclosureSEC source: 0001209191-17-049324 · doc4.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,921 F1 · price: Reflects weighted average sale price. Actual sale prices ranged from $39.50 to $39.505 on August 16, 2017. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Matching Award) · Derivative | 1,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000114 · edgar.xml · derivative · entry 5 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Represents vesting and settlement date for Restricted Stock Units (MSPP Matching Award); these securities either vest and settle or are canceled prior to vesting date. F5 · derivative.expiration_date: Restricted Stock Units (MSPP Matching Award) do not expire; these securities either vest and settle or are canceled prior to vesting date. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit (MSPP Purchased Award) · Derivative | 1,128 | $83.72 | $94,436.16 |
DisclosureSEC source: 0000896878-17-000114 · edgar.xml · derivative · entry 4 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,128 shares Expires 2017-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Represents settlement date for Restricted Stock Units (MSPP Purchased Award). F3 · derivative.expiration_date: Represents settlement date for Restricted Stock Units (MSPP Purchased Award); these securities do not expire. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:44 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 1,162 | $137.47 | $159,740.14 |
DisclosureSEC source: 0000896878-17-000114 · edgar.xml · nonDerivative · entry 3 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,685 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000114 · edgar.xml · nonDerivative · entry 2 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:44 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionCommon Stock | 1,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000114 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 19:34 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantStock Option (Right to Buy) · Derivative | 1,733 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001365916-17-000063 · edgar.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 1,733 shares Expires 2027-08-02 F3 · derivative.exercise_date: Stock option vests as to 100% of the total number of shares subject to the option on August 2, 2018. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 19:34 UTC | AMYRIS, INC. AMRS · Entity 91367 | GrantCommon Stock | 1,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001365916-17-000063 · edgar.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866 F1 · shares: Represents a restricted stock unit award that vests as to 100% of the units subject to the award on August 2, 2018. F2 · balance_after: Reflects a 1-for-15 reverse stock split which became effective on June 5, 2017. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 23:47 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units (performance-based vesting) · Derivative | 20,599 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000098 · edgar.xml · derivative · entry 3 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,599 Underlying: Common Stock · 20,599 shares Expires not disclosed F2 · security: Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F6 · derivative.exercise_date: The target number of units subject to the award is presented in the table; the number that vest may be 0%-200% of this number ("awarded units"), depending upon performance. Following the achievement by the issuer of certain total shareholder return objectives, the awarded units will vest on 9/1/2020. Vested restricted stock units will be paid in an equal number of shares of Intuit Inc. common stock. F5 · derivative.expiration_date: RSUs have no expiration date; they either vest or are canceled prior to the vest date. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 23:47 UTC | INTUIT INC. INTU · Entity 2373 | GrantRestricted Stock Units · Derivative | 10,158 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000098 · edgar.xml · derivative · entry 2 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,158 Underlying: Common Stock · 10,158 shares Expires not disclosed F2 · security: Dividend rights accrue on the underlying shares for this award and settle in cash upon vesting and issuance of those shares. F3 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: One-third of the RSUs vest on each of 7/1/2018, 7/1/2019, and 7/1/2020 provided a predetermined one year operating goal threshold is achieved. F5 · derivative.expiration_date: RSUs have no expiration date; they either vest or are canceled prior to the vest date. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 23:47 UTC | INTUIT INC. INTU · Entity 2373 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 53,741 | $0.00 Strike: $135.35 | $0.00 |
DisclosureSEC source: 0000896878-17-000098 · edgar.xml · derivative · entry 1 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,741 Underlying: Common Stock · 53,741 shares Expires 2024-07-19 F1 · derivative.exercise_date: One-third of the options vest on the one-year anniversary of the drant date, and thereafter 2.778% of the options vest on each monthly anniversary of the first vesting date until 100% vested. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,786 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · derivative · entry 7 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,570 Underlying: Common Stock · 4,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents vest date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are cancelled prior to vest date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,662 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · derivative · entry 6 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,662 Underlying: Common Stock · 4,662 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents vest date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are cancelled prior to vest date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Exercise / conversionRestricted Stock Unit · Derivative | 4,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · derivative · entry 5 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Represents vest date for Restricted Stock Units. F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are cancelled prior to vest date. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 22:05 UTC | INTUIT INC. INTU · Entity 2373 | Tax withholdingCommon Stock | 6,041 | $132.81 | $802,305.21 |
DisclosureSEC source: 0000896878-17-000078 · edgar.xml · nonDerivative · entry 4 Williams R Neil · CIK 0001423081 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,591 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.