Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Douglas Emmett IncDEI · Entity 4415 | Director | December 12, 2024 | December 14, 2024 |
| Paramount Group, Inc.PGRE · Entity 70969 | Director | May 16, 2019 | May 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Douglas Emmett Inc
Report date December 12, 2024 · Filed December 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long Term Incentive Plan UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2034-12-31 | Direct | 13,699 |
Reported balance
After 2024-12-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-12 · Grant · Acquired 13,699 · Balance 13,699 F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer. F3: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025. F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 12,222 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,496,300 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Long term incentive plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria based on achievement of a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership on a one-for-one basis. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election.
F2: LTIP Units granted as part of Reporting Person's annual compensation for service as a director of Issuer.
F3: LTIP Units vest in one-quarter equal installments on January 1, 2025, April 1, 2025, July 1, 2025, and October 1, 2025.
F4: Derivative securities owned by the Reporting Person include the LTIP Units reported herein, and an additional 12,222 LTIP Units previously granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan, and 3,496,300 OP Units, which includes 268,380 OP Units held by certain trusts f/b/o the Reporting Person's spouse and children (collectively, the "Family Trusts") of which Reporting Person is a trustee, and 31,517 OP Units held by Rivermouth Partners, a CA LP ("Rivermouth"), of which Reporting Person is president of the manager of the general partner. Reporting Person disclaims beneficial ownership of OP Units held by the Family Trusts and Rivermouth, except to the extent of his pecuniary interest, if any, therein.
Paramount Group, Inc.
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 7,524 |
Reported balance
After 2019-05-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 7,524 · Balance 7,524 F1: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date. F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates. |
Filing footnotes · ownership attribution and instrument terms
F1: LTIP Units issued pursuant to the Issuer's 2014 Equity Incentive Plan. The LTIP Units vest on the earlier of (i) one year from the date of grant and (ii) the date of the first annual meeting of stockholders following the grant date, subject to continued services as a director through such date.
F2: Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each vested LTIP Unit will be converted automatically into a common unit of limited partnership interest ("OP Unit") in Paramount Group Operating Partnership LP. Each OP Unit acquired upon conversion of a vested LTIP Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of one share of the Issuer's common stock, except that the Issuer may, at its election, acquire each OP Unit so presented for one share of common stock. LTIP Units are generally not convertible without the consent of the Issuer until two years from the date of the grant. The conversion feature of vested LTIP Units and the redemption rights for OP Units do not have expiration dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2017 Filed Feb 17, 2017 02:02 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 26,538 | $39.22 | $1,040,913.24 |
DisclosureSEC source: 0001209191-17-011787 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 9. Disclosed balance after: 1,695,265 F3 · shares: The aggregate number of Shares sold by the Reporting Person on the same day at different prices. F4 · price: Represents the weighted average sales price. Shares were sold at prices ranging from $39.17 to $39.285 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 02:02 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 6,000 | $39.21 | $235,269.00 |
DisclosureSEC source: 0001209191-17-011787 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 9. Disclosed balance after: 1,721,803 F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock sold by the Daniel W. Emmett Living Trust on the same day at different prices. The Reporting Person is a trustee of such trust and has sole voting and dispositive control over such Shares but disclaims beneficial interest therein. F2 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $39.17 to $39.26 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 02:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 15,773 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001209191-17-009797 · doc4.xml · derivative · entry 5 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 0 Underlying: Common Stock · 15,773 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. F3 · ownership.direct: Derivative securities beneficially owned include (i) 4,057,770 partnership common units ("OP Units") of Douglas Emmett Properties, Ltd, a DE limited partnership (the "Operating Partnership"), including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein; (ii) 6,689 long term incentive plan units ("LTIP Units") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 02:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 54,348 | $0.00 Strike: $11.42 | $0.00 |
DisclosureSEC source: 0001209191-17-009797 · doc4.xml · derivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3. Disclosed balance after: 0 Underlying: Common Stock · 54,348 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Employee stock options (right to buy) ("Options") granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 02:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | Tax withholdingCommon Stock | 43,583 | $38.68 | $1,685,790.44 |
DisclosureSEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,727,803 F1 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,655,803 Shares owned by the Dan A. Emmett Revocable Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 02:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | Exercise / conversionCommon Stock | 15,773 | $15.05 | $237,383.65 |
DisclosureSEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,771,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 11, 2017 02:04 UTC | Douglas Emmett Inc DEI · Entity 4415 | Exercise / conversionCommon Stock | 54,348 | $11.42 | $620,654.16 |
DisclosureSEC source: 0001209191-17-009797 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,755,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 01:32 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherPartnership Common Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005214 · doc4.xml · derivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 10. Disclosed balance after: 4,057,770 Underlying: Common Stock · 300,000 shares Expires not disclosed F7 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F8 · kind: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F9 · derivative.exercise_date: Not applicable. F9 · derivative.expiration_date: Not applicable. F10 · balance_after: Reporting Person's beneficial ownership includes (i) 810,126 OP Units held by the Trusts of which Reporting Person is a trustee, (ii) 70,121 stock options and 6,689 LTIP Units granted under Issuer's 2006 Omnibus Stock Incentive Plan, as amended, and (iii) 3,256 LTIP Units granted under Issuer's 2016 Omnibus Stock Incentive Plan. Reporting Person disclaims beneficial ownership of OP Units held by the Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 01:32 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 100,000 | $37.16 | $3,715,830.00 |
DisclosureSEC source: 0001209191-17-005214 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,701,265 F2 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 trading plan entered into by the Trust as of November 23, 2016. F3 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F4 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.93 to $37.335 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the sales reported herein, Reporting Person continues to beneficially own 5,768,980 Common Stock equivalents, including Common Stock of Issuer, OP Units of the Operating Partnership, and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option. F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,629,265 Shares owned by the Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children (the "Trusts") of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein; (ii) 6,689 LTIP Units and 70,121 stock options granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Read SEC document |
| January 19, 2017 Filed Jan 24, 2017 01:32 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-005214 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,801,265 F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Trust") upon redemption and exchange of partnership common units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 4,860 | $36.86 | $179,120.65 |
DisclosureSEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote 7. Disclosed balance after: 1,501,265 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.71 to $36.98 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F6 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 5,868,980 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F7 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,429,265 Shares owned by the Trust and a community property trust with Reporting Person's spouse, and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; (ii) 6,689 LTIP Units and 70,121 stock options granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Read SEC document |
| December 16, 2016 Filed Dec 16, 2016 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 28,106 | $36.86 | $1,035,877.55 |
DisclosureSEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,506,125 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.71 to $36.98 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 12,428 | $36.92 | $458,801.99 |
DisclosureSEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,534,231 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.59 to $37.33 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 21:52 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 71,894 | $36.92 | $2,654,096.42 |
DisclosureSEC source: 0001209191-16-155672 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,546,659 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.59 to $37.33 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 02:13 UTC | Douglas Emmett Inc DEI · Entity 4415 | GrantLong Term Incentive Plan Units · Derivative | 3,256 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155039 · doc4.xml · derivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 3,256 Underlying: Common Stock · 3,256 shares Expires 2026-12-09 F2 · security: Long Term Incentive Plan units ("LTIP Units") in Douglas Emmett Properties, LP, a DE limited partnership (the "Operating Partnership") granted pursuant to the 2016 Omnibus Stock Incentive Plan of Douglas Emmett, Inc. ("Issuer"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting, each LTIP Unit can be converted into one partnership common unit ("OP Unit") of the Operating Partnership, which is ultimately exchangeable into common stock of Issuer, only, if applicable, after a specified percentage increase in Gross Asset Values of the assets of the Operating Partnership. LTIP Units not converted into OP Units within 10 years of the grant date will be forfeited. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of shares of Issuer's common stock or for the cash value of such shares, at Issuer's election. F3 · derivative.exercise_date: LTIP Units vest one-quarter on December 31 of 2016, 2017, 2018 and 2019. F4 · balance_after: In addition to LTIP Units reported herein, Reporting Person holds 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended. See also footnote 1. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 02:13 UTC | Douglas Emmett Inc DEI · Entity 4415 | GiftCommon Stock | 135,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155039 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 1,618,553 F1 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,529,265 Shares owned by the Dan A. Emmett Revocable Trust and a community property trust with Reporting Person's spouse; (ii) 17,288 Shares owned by Rivermouth Partners; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units (defined below) as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units (defined below); and 70,121 stock options. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:44 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 40,000 | $35.59 | $1,423,460.00 |
DisclosureSEC source: 0001209191-16-151136 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,753,578 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $34.89 to $35.87 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F5 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,118,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership. F6 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,664,290 Shares owned by the Trust and a community property trust with Reporting Person's spouse; (ii) 17,288 Shares owned by Rivermouth; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:44 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 100,000 | $35.59 | $3,558,650.00 |
DisclosureSEC source: 0001209191-16-151136 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 6. Disclosed balance after: 1,793,578 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $34.89 to $35.87 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 9,239 | $36.64 | $338,512.34 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 6 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,893,578 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F6 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.45 to $36.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F7 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,258,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership. F8 · ownership.direct: Shares beneficially owned include (i) an aggregate of 1,764,290 Shares owned by the Trust and a community property trust with Reporting Person's spouse; (ii) 57,288 Shares owned by Rivermouth; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options. Read SEC document |
| October 24, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 23,100 | $36.64 | $846,372.45 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 5 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,902,817 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F6 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.45 to $36.78 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 12,207 | $36.37 | $443,983.24 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,925,917 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.16 to $36.45 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 30,516 | $36.37 | $1,109,903.54 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,938,124 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.16 to $36.45 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 18,554 | $36.48 | $676,896.31 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,968,640 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.22 to $36.82 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 23:50 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 46,384 | $36.48 | $1,692,204.28 |
DisclosureSEC source: 0001209191-16-146801 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 8. Disclosed balance after: 1,987,194 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $36.22 to $36.82 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 00:59 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherOperating Partnership Units · Derivative | 97,288 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146111 · doc4.xml · derivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 4,357,770 Underlying: Common Stock · 97,288 shares Expires not disclosed F8 · security: OP Units of the Operating Partnership tendered by Rivermouth for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F6 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares, or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. F8 · kind: OP Units of the Operating Partnership tendered by Rivermouth for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. F9 · ownership.direct: Reporting Person's beneficial ownership includes (i) 810,126 OP Units held by the Trusts of which Reporting Person is a trustee, (ii) 6,689 LTIP Units, and (iii) 70,121 stock options. Reporting Person disclaims beneficial ownership of OP Units held by Rivermouth and the Trusts, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 00:59 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherOperating Partnership Units · Derivative | 300,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146111 · doc4.xml · derivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 4,455,058 Underlying: Common Stock · 300,000 shares Expires not disclosed F5 · security: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F6 · derivative.exercise_price: Upon the occurrence of certain events, OP Units are redeemable and may be exchanged, without consideration, by the holder for an equivalent number of Shares, or for the cash value of such Shares, at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. F5 · kind: OP Units of the Operating Partnership tendered by the Trust for redemption and exchange in accordance with the terms of the Limited Partnership Agreement of the Operating Partnership. F7 · derivative.exercise_date: Not applicable. F7 · derivative.expiration_date: Not applicable. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 00:59 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 97,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146111 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 2,033,578 F2 · kind: Shares acquired by Rivermouth Partners, a California limited partnership ("Rivermouth"), upon redemption and exchange of OP Units of the Operating Partnership. Reporting Person is president of the manager of the general partner of Rivermouth. See also footnote 1 regarding redemption of OP Units. F3 · balance_after: Following the transactions reported herein, Reporting Person continued to beneficially own 6,398,037 common stock equivalents, including common stock, OP Units and long term incentive plan units ("LTIP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"). Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership. F4 · ownership.direct: Shares beneficially owned include (i) 1,821,777 Shares owned by the Trust and 42,513 Shares held by a community property trust; (ii) 97,288 Shares owned by Rivermouth, disclaimed by Reporting Person except to the extent of his pecuniary interest therein; and (iii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's spouse and children (the "Trusts") of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,357,770 OP Units of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, 810,126 OP Units held by the Trusts, 6,689 LTIP Units, and 70,121 stock options. Read SEC document |
| October 14, 2016 Filed Oct 18, 2016 00:59 UTC | Douglas Emmett Inc DEI · Entity 4415 | OtherCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146111 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 1,936,290 F1 · kind: Common stock ("Common Stock") of Issuer acquired by the Dan A. Emmett Revocable Trust (the "Trust") upon redemption and exchange of Partnership Common Units ("OP Units") of Douglas Emmett Properties, LP, a Delaware limited partnership (the "Operating Partnership"). Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration, by the holder, for an equivalent number of shares ("Shares") of Common Stock, or for the cash value of such Shares at Issuer's option. Issuer is the sole stockholder of the general partner of the Operating Partnership. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 23:39 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 7,314 | $35.68 | $260,986.92 |
DisclosureSEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 4 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,636,290 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.55 to $36.03 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. F6 · balance_after: Following the sales reported herein, Reporting Person continued to beneficially own 6,398,037 common stock equivalents, including common stock, partnership common units ("OP Units") of Douglas Emmett Properties, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon the occurrence of certain events, OP Units and LTIP Units are redeemable and exchangeable, without consideration, by the holder for an equivalent number of Shares or for the cash value of such Shares, at Issuer's election. Issuer is the sole stockholder of the general partner of the Operating Partnership. F7 · ownership.direct: Shares beneficially owned include (i) 1,564,290 Shares owned by the Trust; and (ii) 72,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with voting and investment power but disclaims beneficial ownership. Derivative securities beneficially owned include (i) 4,755,058 OP Units as to which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest therein, of 97,288 OP Units held by Rivermouth and 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children; 6,689 LTIP Units; and 70,121 stock options. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 23:39 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 18,286 | $35.68 | $652,503.00 |
DisclosureSEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 3 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,643,604 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F5 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.55 to $36.03 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:39 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 32,686 | $35.77 | $1,169,099.77 |
DisclosureSEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 2 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,661,890 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F4 · shares: The aggregate number of Shares sold by Rivermouth on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.58 to $36.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:39 UTC | Douglas Emmett Inc DEI · Entity 4415 | SaleCommon Stock | 81,714 | $35.77 | $2,922,713.67 |
DisclosureSEC source: 0001209191-16-142086 · doc4.xml · nonDerivative · entry 1 Emmett Dan A · CIK 0001378407 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 7. Disclosed balance after: 1,694,576 F1 · kind: The sales reported herein were effected pursuant to Rule 10b5-1 trading plans, as amended, entered into by the Dan A. Emmett Revocable Trust (the "Trust") and Rivermouth Partners, a California limited partnership ("Rivermouth"), as of November 18, 2014. F2 · shares: The aggregate number of Shares sold by the Trust on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $35.58 to $36.10 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.