organization · Reporting owner
RHA Investments, Inc.
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Elah Holdings, Inc.ELLH · Entity 165078 | 10% owner | May 22, 2018 | July 11, 2018 |
| Ridgepost Capital, Inc.PX · Entity 5006 | 10% owner · See Remarks | December 16, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Elah Holdings, Inc.
Report date May 22, 2018 · Filed July 11, 2018
Jointly reported with Webb C Clark, 210 Capital, LLC, 210/RELY Investment, LLC, 210/RELY Partners, LP, CCW/LAW Holdings, LLC, COVENANT RHA PARTNERS, L.P., Alpert Robert H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 210/RELY Partners, LP | 184,439 |
Reported balance
After 2018-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-22 · Purchase · Acquired 3,402 · Balance 184,439 F1: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution. F2: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons"). F3: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments. F4: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any. F5: Represents common stock of the Issuer owned directly by 210 Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution.
F2: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons").
F3: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments.
F4: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any.
F5: Represents common stock of the Issuer owned directly by 210 Partners.
Ridgepost Capital, Inc.
Report date December 16, 2024 · Filed December 18, 2024
Jointly reported with 210 Capital, LLC, Alpert Robert H, Webb C Clark, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,967,397 |
Last balance in matching sequence
After 2024-12-18 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-16 · Sale · Disposed 50,000 · Balance 0 F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10. Row 2 · 2024-12-18 · Conversion · Acquired 4,967,397 · Balance 4,967,397 F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock. F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2024-12-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-12-18 · Conversion · Disposed 4,967,397 · Balance 0 F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock. F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-12-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. F7: These securities are owned directly by Mr. Alpert. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-12-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 0 F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein. F8: These securities are owned directly by Mr. Webb. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
F7: These securities are owned directly by Mr. Alpert.
F8: These securities are owned directly by Mr. Webb.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GLOBALSCAPE INC
Report date August 24, 2020 · Filed September 01, 2020
Jointly reported with 210/GSB Acquisition Partners, LLC, 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, Alpert Robert H, Webb C Clark
Section 16 reporting ended · disclosed 2020-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-24 · Gift · Disposed 61,507 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents shares previously directly beneficially owned solely by Mr. Webb. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-24 · Gift · Disposed 17,645 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-24 · Gift · Disposed 32,972 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5: Represents shares previously directly beneficially owned solely by Mr. Alpert. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2020-08-28 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-08-24 · Gift · Disposed 268,900 · Balance 3,000,000 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Row 5 · 2020-08-28 · Other · Disposed 3,000,000 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.93 | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-08-28 · Disposition to issuer · Disposed 300,000 · Balance 0 F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5: Represents shares previously directly beneficially owned solely by Mr. Alpert. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.
F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.
F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F5: Represents shares previously directly beneficially owned solely by Mr. Alpert.
F6: Represents shares previously directly beneficially owned solely by Mr. Webb.
F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.
F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.
F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Support.com, Inc.
Report date September 14, 2021 · Filed September 15, 2021
Jointly reported with 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, Alpert Robert H, Webb C Clark
Section 16 reporting ended · disclosed 2021-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-14 · Other · Disposed 3,909,871 · Balance 0 F1: On September 14, 2021, pursuant to the Agreement and Plan of Merger dated as of March 19, 2021 (the "Merger Agreement"), by and among the Issuer, Greenidge Generation Holdings Inc., a Delaware corporation, and GGH Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Greenidge, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Greenidge. At the effective time of the Merger (the "Effective Time"), (i) each share of common stock, par value $0.0001, of the Issuer issued and outstanding immediately prior to the Effective Time was cancelled and extinguished and automatically converted into the right to receive 0.115 shares of Class A Common Stock, par value $0.0001, of Greenidge. F2: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F3: Following the Merger, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's common stock they previously owned, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons were beneficial owners of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 14, 2021, pursuant to the Agreement and Plan of Merger dated as of March 19, 2021 (the "Merger Agreement"), by and among the Issuer, Greenidge Generation Holdings Inc., a Delaware corporation, and GGH Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Greenidge, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Greenidge. At the effective time of the Merger (the "Effective Time"), (i) each share of common stock, par value $0.0001, of the Issuer issued and outstanding immediately prior to the Effective Time was cancelled and extinguished and automatically converted into the right to receive 0.115 shares of Class A Common Stock, par value $0.0001, of Greenidge.
F2: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
F3: Following the Merger, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's common stock they previously owned, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons were beneficial owners of such shares.
Vulcan Infrastructure & Power Inc.
Report date September 14, 2021 · Filed September 15, 2021
Jointly reported with 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, Alpert Robert H, Webb C Clark
Section 16 reporting ended · disclosed 2021-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 921,809 |
Reported balance
After 2021-09-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-14 · Gift · Disposed 90,000 · Balance 921,809 F1: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2: Following the Donation (as defined below), the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Class A common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's Class A common stock they currently own, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of such shares. F3: Reflects a charitable donation (the "Donation") by 210 Capital. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
F2: Following the Donation (as defined below), the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Class A common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's Class A common stock they currently own, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of such shares.
F3: Reflects a charitable donation (the "Donation") by 210 Capital.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · derivative · entry 6 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires not disclosed F9 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F9 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | OtherCommon Stock | 3,000,000 | $9.50 | $28,500,000.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 5 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 268,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 4 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 32,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 17,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 61,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Webb. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 500,000 | $10.60 | $5,300,000.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268,900 F8 · balance_after: Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,645 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 61,507 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:59 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 12,972 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-003011 · form411906003alp_12172019.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,972 F1 · shares: These restricted shares shall vest in full on the fourth anniversasry of the grant date, December 13, 2023. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| May 29, 2019 Filed May 31, 2019 14:21 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantNon-Qualified Stock Option · Derivative | 300,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0000921895-19-001695 · form411906003_05312019.xml · derivative · entry 5 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-05-29 F9 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, May 29, 2023. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:07 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001395 · form4alp11906003_05132019.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 271,507 F1 · shares: The shares vest in full one year from the grant date on May 9, 2020. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 19:47 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,000 F1 · shares: The shares vest in full one year from the grant date on October 10, 2019. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 19:47 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 251,507 F1 · shares: The shares vest in full one year from the grant date on October 10, 2019. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:07 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 3,855 | $4.20 | $16,191.00 |
DisclosureSEC source: 0000921895-18-002644 · form411906atl_09262018.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 227,645 F2 · ownership.nature: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| May 22, 2018 Filed Jul 11, 2018 17:24 UTC | Elah Holdings, Inc. ELLH · Entity 165078 | PurchaseCommon Stock | 3,402 | $48.33 | $164,418.66 |
DisclosureSEC source: 0001209191-18-042374 · doc4.xml · nonDerivative · entry 1 Webb C Clark · CIK 0001694507 · Director · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner 210/RELY Investment, LLC · CIK 0001739057 · 10% owner 210/RELY Partners, LP · CIK 0001737579 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 210/RELY Partners, LP Disclosed balance after: 184,439 F1 · kind: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution. F2 · ownership.nature: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons"). F3 · ownership.nature: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments. F4 · ownership.nature: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any. F5 · ownership.nature: Represents common stock of the Issuer owned directly by 210 Partners. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 12,100 | $3.88 | $46,922.59 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768,900 F8 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.87 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 20,000 | $3.86 | $77,120.00 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756,800 F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.83 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 20,000 | $3.82 | $76,394.00 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736,800 F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.75 to $3.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 16:39 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 215,000 | $3.97 | $853,657.50 |
DisclosureSEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,716,800 F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.75 to $4.12 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:39 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 175,000 | $3.86 | $676,287.50 |
DisclosureSEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,501,800 F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.69 to $3.97 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 8,500 | $3.84 | $32,631.50 |
DisclosureSEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326,800 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 43,500 | $3.84 | $166,996.50 |
DisclosureSEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,318,300 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 22,500 | $3.84 | $86,332.50 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274,800 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 52,300 | $3.80 | $198,656.32 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252,300 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 72,800 | $3.80 | $276,523.52 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 231,500 F1 · ownership.nature: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · ownership.nature: These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · ownership.nature: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:07 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 26,000 | $3.88 | $100,924.20 |
DisclosureSEC source: 0000899243-17-004742 · doc4.xml · nonDerivative · entry 1 Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 158,700 F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 22,700 | $3.88 | $88,026.06 |
DisclosureSEC source: 0000899243-17-004356 · doc4.xml · nonDerivative · entry 2 Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 132,700 F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 20,000 | $3.83 | $76,690.00 |
DisclosureSEC source: 0000899243-17-004356 · doc4.xml · nonDerivative · entry 1 Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 110,000 F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:37 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 32,500 | $3.88 | $125,947.25 |
DisclosureSEC source: 0000899243-17-003880 · doc4.xml · nonDerivative · entry 2 Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 90,000 F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 20:37 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 7,500 | $3.80 | $28,507.50 |
DisclosureSEC source: 0000899243-17-003880 · doc4.xml · nonDerivative · entry 1 Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 57,500 F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.