organization · Reporting owner
210/GSB Acquisition Partners, LLC
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GLOBALSCAPE INC
Report date August 24, 2020 · Filed September 01, 2020
Jointly reported with 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, Alpert Robert H, RHA Investments, Inc., Webb C Clark
Section 16 reporting ended · disclosed 2020-09-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-08-24 · Gift · Disposed 61,507 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6: Represents shares previously directly beneficially owned solely by Mr. Webb. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-08-24 · Gift · Disposed 17,645 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-08-24 · Gift · Disposed 32,972 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5: Represents shares previously directly beneficially owned solely by Mr. Alpert. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2020-08-28 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 4 · 2020-08-24 · Gift · Disposed 268,900 · Balance 3,000,000 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Row 5 · 2020-08-28 · Other · Disposed 3,000,000 · Balance 0 F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. |
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.93 | IndirectSee footnotes | 0 |
Reported balance
After 2020-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-08-28 · Disposition to issuer · Disposed 300,000 · Balance 0 F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5: Represents shares previously directly beneficially owned solely by Mr. Alpert. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.
F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.
F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
F5: Represents shares previously directly beneficially owned solely by Mr. Alpert.
F6: Represents shares previously directly beneficially owned solely by Mr. Webb.
F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.
F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.
F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | Disposition to issuerStock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · derivative · entry 6 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires not disclosed F9 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F9 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | OtherCommon Stock | 3,000,000 | $9.50 | $28,500,000.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 5 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 268,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 4 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 32,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 17,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| August 24, 2020 Filed Sep 1, 2020 21:16 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 61,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Webb. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 500,000 | $10.60 | $5,300,000.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,268,900 F8 · balance_after: Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons. F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,645 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 19:24 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GiftCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 61,507 F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 16:59 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 12,972 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-003011 · form411906003alp_12172019.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 32,972 F1 · shares: These restricted shares shall vest in full on the fourth anniversasry of the grant date, December 13, 2023. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| May 29, 2019 Filed May 31, 2019 14:21 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantNon-Qualified Stock Option · Derivative | 300,000 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0000921895-19-001695 · form411906003_05312019.xml · derivative · entry 5 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-05-29 F9 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, May 29, 2023. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| May 09, 2019 Filed May 13, 2019 18:07 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-001395 · form4alp11906003_05132019.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 271,507 F1 · shares: The shares vest in full one year from the grant date on May 9, 2020. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 19:47 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,000 F1 · shares: The shares vest in full one year from the grant date on October 10, 2019. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F7 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 19:47 UTC | GLOBALSCAPE INC GSB · Entity 146871 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 251,507 F1 · shares: The shares vest in full one year from the grant date on October 10, 2019. F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 17:07 UTC | GLOBALSCAPE INC GSB · Entity 146871 | SaleCommon Stock | 3,855 | $4.20 | $16,191.00 |
DisclosureSEC source: 0000921895-18-002644 · form411906atl_09262018.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 227,645 F2 · ownership.nature: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F6 · ownership.nature: Represents Shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 12,100 | $3.88 | $46,922.59 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,768,900 F8 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.87 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 20,000 | $3.86 | $77,120.00 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756,800 F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.83 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:02 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 20,000 | $3.82 | $76,394.00 |
DisclosureSEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736,800 F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.75 to $3.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 09, 2017 Filed Aug 10, 2017 16:39 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 215,000 | $3.97 | $853,657.50 |
DisclosureSEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,716,800 F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.75 to $4.12 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 16:39 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 175,000 | $3.86 | $676,287.50 |
DisclosureSEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,501,800 F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.69 to $3.97 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price. F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments. F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 8,500 | $3.84 | $32,631.50 |
DisclosureSEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326,800 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:05 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 43,500 | $3.84 | $166,996.50 |
DisclosureSEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,318,300 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 22,500 | $3.84 | $86,332.50 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 3 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274,800 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 52,300 | $3.80 | $198,656.32 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 2 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252,300 F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:41 UTC | GLOBALSCAPE INC GSB · Entity 146871 | PurchaseCommon Stock | 72,800 | $3.80 | $276,523.52 |
DisclosureSEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 1 210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner 210 Capital, LLC · CIK 0001694780 · 10% owner COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner RHA Investments, Inc. · CIK 0001694781 · 10% owner Alpert Robert H · CIK 0001694574 · 10% owner Webb C Clark · CIK 0001694507 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Atlas Capital Management, L.P. Disclosed balance after: 231,500 F1 · ownership.nature: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). F2 · ownership.nature: These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. F5 · ownership.nature: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.