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person · Reporting owner

Alpert Robert H

Disclosed activity across 7 companies

Tapewire entity
84919
SEC CIK
0001694574

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CROSSROADS SYSTEMS INCCRSS · Entity 172266Director · See Explanation of ResponsesOctober 03, 2017October 24, 2017
Elah Holdings, Inc.ELLH · Entity 165078Director · 10% ownerMay 22, 2018July 11, 2018
P10 Industries, Inc.PIOE · Entity 176170DirectorMay 04, 2017May 15, 2017
Ridgepost Capital, Inc.PX · Entity 500610% owner · See RemarksDecember 16, 2024December 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CROSSROADS SYSTEMS INC

Report date October 03, 2017 · Filed October 24, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 210/CRDS Investment LLC1,492,285 Reported balance Holding disclosure · report date 2017-10-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,492,285

F1: This Form 3 is being filed by the reporting person in his capacity as a director of the Issuer and in his capacity as an indirect holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person is President and sole shareholder of RHA Investments, Inc., which is general partner of Covenant RHA Partners, L.P. ("RHA Partners"). RHA Partners is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/CRDS Investment LLC, which is a direct holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.

F2: The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being filed by the reporting person in his capacity as a director of the Issuer and in his capacity as an indirect holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person is President and sole shareholder of RHA Investments, Inc., which is general partner of Covenant RHA Partners, L.P. ("RHA Partners"). RHA Partners is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/CRDS Investment LLC, which is a direct holder of 1,492,285 shares of common stock of the Issuer. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.

F2: The Reporting Person may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of common stock. A statement on Schedule 13D was initially jointly filed on October 24, 2017 by the Reporting Person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 210/RELY Partners, LP184,439 Reported balance After 2018-05-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-05-22 · Purchase · Acquired 3,402 · Balance 184,439

F1: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution.

F2: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons").

F3: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments.

F4: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any.

F5: Represents common stock of the Issuer owned directly by 210 Partners.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution.

F2: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons").

F3: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments.

F4: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any.

F5: Represents common stock of the Issuer owned directly by 210 Partners.

P10 Industries, Inc.

Report date May 04, 2017 · Filed May 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 210/P10 Acquisition Partners, LLC21,650,000 Reported balance Holding disclosure · report date 2017-05-04 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 21,650,000

F1: This Form 3 is being filed by the reporting person in his capacity as a director of P10 Industries, Inc. (the "Issuer") and in his capacity as an indirect holder of 21,650,000 shares of common stock of the Issuer. The reporting person is President and sole shareholder of RHA Investments, Inc., which is general partner of Covenant RHA Partners, L.P. ("RHA Partners"). RHA Partners is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/P10 Acquisition Partners, LLC, which is a direct holder of 21,650,000 shares of common stock of the Issuer.

F2: The reporting person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.

F3: A statement on Schedule 13D was initially jointly filed on May 15, 2017 by the reporting person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is being filed by the reporting person in his capacity as a director of P10 Industries, Inc. (the "Issuer") and in his capacity as an indirect holder of 21,650,000 shares of common stock of the Issuer. The reporting person is President and sole shareholder of RHA Investments, Inc., which is general partner of Covenant RHA Partners, L.P. ("RHA Partners"). RHA Partners is a member of 210 Capital, LLC ("210 Capital"). 210 Capital is the sole member of 210/P10 Acquisition Partners, LLC, which is a direct holder of 21,650,000 shares of common stock of the Issuer.

F2: The reporting person disclaims beneficial ownership of these shares of the Issuer's common stock except to the extent of his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that such person is a beneficial owner of these shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.

F3: A statement on Schedule 13D was initially jointly filed on May 15, 2017 by the reporting person and other persons with respect to the shares of the Issuer's common stock reported on this Form 3.

Ridgepost Capital, Inc.

Report date December 16, 2024 · Filed December 18, 2024

Jointly reported with 210 Capital, LLC, Webb C Clark, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, RHA Investments, Inc.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote4,967,397 Last balance in matching sequence After 2024-12-18 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2024-12-16 · Sale · Disposed 50,000 · Balance 0

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.

Row 2 · 2024-12-18 · Conversion · Acquired 4,967,397 · Balance 4,967,397

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.

F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.

F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2024-12-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-12-18 · Conversion · Disposed 4,967,397 · Balance 0

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.

F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.

F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2024-12-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 0

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F7: These securities are owned directly by Mr. Alpert.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2024-12-16 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 0

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F8: These securities are owned directly by Mr. Webb.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.315, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4: These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.

F5: Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.

F6: Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 18, 2024, the Reporting Persons elected to convert their remaining 4,967,397 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.

F7: These securities are owned directly by Mr. Alpert.

F8: These securities are owned directly by Mr. Webb.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-09-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-08-24 · Gift · Disposed 61,507 · Balance 0

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6: Represents shares previously directly beneficially owned solely by Mr. Webb.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-08-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-08-24 · Gift · Disposed 17,645 · Balance 0

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.

Common StockSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2020-08-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-08-24 · Gift · Disposed 32,972 · Balance 0

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F5: Represents shares previously directly beneficially owned solely by Mr. Alpert.

Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2020-08-28 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2020-08-24 · Gift · Disposed 268,900 · Balance 3,000,000

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

Row 5 · 2020-08-28 · Other · Disposed 3,000,000 · Balance 0

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.93IndirectSee footnotes0 Reported balance After 2020-08-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-08-28 · Disposition to issuer · Disposed 300,000 · Balance 0

F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F5: Represents shares previously directly beneficially owned solely by Mr. Alpert.

Filing footnotes · ownership attribution and instrument terms

F1: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F5: Represents shares previously directly beneficially owned solely by Mr. Alpert.

F6: Represents shares previously directly beneficially owned solely by Mr. Webb.

F7: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.

F8: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F9: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

Support.com, Inc.

Report date September 14, 2021 · Filed September 15, 2021

Jointly reported with 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, RHA Investments, Inc., Webb C Clark

Section 16 reporting ended · disclosed 2021-09-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001SEC Table I · non-derivativeDirect0 Reported balance After 2021-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-09-14 · Other · Disposed 3,909,871 · Balance 0

F1: On September 14, 2021, pursuant to the Agreement and Plan of Merger dated as of March 19, 2021 (the "Merger Agreement"), by and among the Issuer, Greenidge Generation Holdings Inc., a Delaware corporation, and GGH Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Greenidge, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Greenidge. At the effective time of the Merger (the "Effective Time"), (i) each share of common stock, par value $0.0001, of the Issuer issued and outstanding immediately prior to the Effective Time was cancelled and extinguished and automatically converted into the right to receive 0.115 shares of Class A Common Stock, par value $0.0001, of Greenidge.

F2: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F3: Following the Merger, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's common stock they previously owned, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons were beneficial owners of such shares.

Filing footnotes · ownership attribution and instrument terms

F1: On September 14, 2021, pursuant to the Agreement and Plan of Merger dated as of March 19, 2021 (the "Merger Agreement"), by and among the Issuer, Greenidge Generation Holdings Inc., a Delaware corporation, and GGH Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Greenidge, Merger Sub was merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned subsidiary of Greenidge. At the effective time of the Merger (the "Effective Time"), (i) each share of common stock, par value $0.0001, of the Issuer issued and outstanding immediately prior to the Effective Time was cancelled and extinguished and automatically converted into the right to receive 0.115 shares of Class A Common Stock, par value $0.0001, of Greenidge.

F2: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F3: Following the Merger, the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's common stock they previously owned, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons were beneficial owners of such shares.

Vulcan Infrastructure & Power Inc.

Report date September 14, 2021 · Filed September 15, 2021

Jointly reported with 210 Capital, LLC, COVENANT RHA PARTNERS, L.P., CCW/LAW Holdings, LLC, RHA Investments, Inc., Webb C Clark

Section 16 reporting ended · disclosed 2021-09-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect921,809 Reported balance After 2021-09-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-09-14 · Gift · Disposed 90,000 · Balance 921,809

F1: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: Following the Donation (as defined below), the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Class A common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's Class A common stock they currently own, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of such shares.

F3: Reflects a charitable donation (the "Donation") by 210 Capital.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed by (i) 210 Capital, LLC ("210 Capital"), (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (iv) C. Clark Webb, in his capacity as sole member of CCW Holdings, (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vi) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2: Following the Donation (as defined below), the Reporting Persons ceased to beneficially own 10% or more of the outstanding shares of Class A common stock of the Issuer. The Reporting Persons disclaim beneficial ownership of the shares of the Issuer's Class A common stock they currently own, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of such shares.

F3: Reflects a charitable donation (the "Donation") by 210 Capital.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 Disposition to issuerStock option (right to buy) · Derivative 300,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · derivative · entry 6

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F9 · derivative.exercise_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F9 · derivative.expiration_date: Outstanding stock options of the Issuer were cancelled and converted into the right to receive $9.50 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration")(less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 OtherCommon Stock 3,000,000 $9.50 $28,500,000.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 5

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

Read SEC document
August 24, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 268,900 $0.00 $0.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 4

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.direct: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F8 · ownership.direct: Represents shares previously directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

Read SEC document
August 24, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 32,972 $0.00 $0.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 3

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F5 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Alpert.

Read SEC document
August 24, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 17,645 $0.00 $0.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F7 · ownership.nature: Represents shares previously directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.

Read SEC document
August 24, 2020 Filed Sep 1, 2020 21:16 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 61,507 $0.00 $0.00
Disclosure

SEC source: 0001193805-20-001106 · form411906007alp_08282020.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons were deemed to be members of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents shares previously directly beneficially owned solely by Mr. Webb.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 19:24 UTC GLOBALSCAPE INC GSB · Entity 146871 SaleCommon Stock 500,000 $10.60 $5,300,000.00
Disclosure

SEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 3

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268,900

F8 · balance_after: Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F1 · ownership.direct: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 19:24 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 17,645

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F7 · ownership.nature: Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 19:24 UTC GLOBALSCAPE INC GSB · Entity 146871 GiftCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-000271 · form411906003alp_02052020.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Chief Executive Officer · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 61,507

F1 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F2 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F3 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F4 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:59 UTC GLOBALSCAPE INC GSB · Entity 146871 GrantCommon Stock 12,972 $0.00 $0.00
Disclosure

SEC source: 0000921895-19-003011 · form411906003alp_12172019.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 32,972

F1 · shares: These restricted shares shall vest in full on the fourth anniversasry of the grant date, December 13, 2023.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert.

Read SEC document
May 29, 2019 Filed May 31, 2019 14:21 UTC GLOBALSCAPE INC GSB · Entity 146871 GrantNon-Qualified Stock Option · Derivative 300,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000921895-19-001695 · form411906003_05312019.xml · derivative · entry 5

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2029-05-29

F9 · derivative.exercise_date: The shares underlying this option vest in full on the fourth anniversary of the grant date, May 29, 2023.

F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert.

Read SEC document
May 09, 2019 Filed May 13, 2019 18:07 UTC GLOBALSCAPE INC GSB · Entity 146871 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-19-001395 · form4alp11906003_05132019.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · Interim CEO · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 271,507

F1 · shares: The shares vest in full one year from the grant date on May 9, 2020.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 19:47 UTC GLOBALSCAPE INC GSB · Entity 146871 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 20,000

F1 · shares: The shares vest in full one year from the grant date on October 10, 2019.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F7 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Alpert.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 19:47 UTC GLOBALSCAPE INC GSB · Entity 146871 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000921895-18-002757 · form411906alp_10112018.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 251,507

F1 · shares: The shares vest in full one year from the grant date on October 10, 2019.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.

F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents shares directly beneficially owned solely by Mr. Webb.

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September 24, 2018 Filed Sep 26, 2018 17:07 UTC GLOBALSCAPE INC GSB · Entity 146871 SaleCommon Stock 3,855 $4.20 $16,191.00
Disclosure

SEC source: 0000921895-18-002644 · form411906atl_09262018.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 227,645

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F3 · ownership.nature: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.

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May 22, 2018 Filed Jul 11, 2018 17:24 UTC Elah Holdings, Inc. ELLH · Entity 165078 PurchaseCommon Stock 3,402 $48.33 $164,418.66
Disclosure

SEC source: 0001209191-18-042374 · doc4.xml · nonDerivative · entry 1

Webb C Clark · CIK 0001694507 · Director · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

210/RELY Investment, LLC · CIK 0001739057 · 10% owner

210/RELY Partners, LP · CIK 0001737579 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By 210/RELY Partners, LP

Disclosed balance after: 184,439

F1 · kind: This transaction represents the private purchases by 210/RELY Partners, LP of (i) 114 shares from Aleris Corporation ("Aleris"), which represents the aggregated fractional shares created when Aleris made a pro rata distribution on May 23, 2018 of its shares of common stock of Elah Holdings, Inc. (f/k/a Real Industry, Inc.) (the "Issuer") to its stockholders (the "Aleris Distribution"), and (ii) 3,288 shares from Apollo ALS Holdings II LP ("Apollo"), which represents a portion of the shares Apollo received in the Aleris Distribution.

F2 · ownership.nature: This statement is being jointly filed by (i) C. Clark Webb, in his capacity as a director of the Issuer, (ii) Robert H. Alpert, in his capacity as a director of the Issuer, (iii) 210/RELY Partners, LP ("210 Partners"), (iv) 210/RELY Investment, LLC ("210 Investment"), (v) 210 Capital, LLC ("210 Capital"), (vi) Covenant RHA Partners, L.P. ("RHA Partners"), (vii) CCW/LAW Holdings, LLC ("CCW Holdings"), and (viii) RHA Investments, Inc. ("RHA Investments")(collectively, the "Reporting Persons").

F3 · ownership.nature: 210 Investment is the general partner of, and may be deemed to beneficially own certain securities owned by, 210 Partners. 210 Capital is the sole member of, and may be deemed to beneficially own certain securities owned by, 210 Investment. RHA Partners and CCW Holdings are the members of, and may be deemed to beneficially own certain securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own certain securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own certain securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own certain securities owned by, RHA Investments.

F4 · ownership.nature: The Reporting Persons state that neither the filing of this Form 4 nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, the beneficial owners of any securities covered by this Form 4. The Reporting Persons disclaim beneficial ownership of the securities covered by this Form 4, except to the extent of the pecuniary interest of such persons in such securities, if any.

F5 · ownership.nature: Represents common stock of the Issuer owned directly by 210 Partners.

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August 22, 2017 Filed Aug 22, 2017 20:02 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 12,100 $3.88 $46,922.59
Disclosure

SEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 3

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,768,900

F8 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.87 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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August 21, 2017 Filed Aug 22, 2017 20:02 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 20,000 $3.86 $77,120.00
Disclosure

SEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756,800

F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.83 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:02 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 20,000 $3.82 $76,394.00
Disclosure

SEC source: 0000899243-17-020889 · doc4.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736,800

F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.75 to $3.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 16:39 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 215,000 $3.97 $853,657.50
Disclosure

SEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,716,800

F7 · price: This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.75 to $4.12 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 16:39 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 175,000 $3.86 $676,287.50
Disclosure

SEC source: 0000899243-17-020054 · doc4.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,501,800

F1 · price: This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.69 to $3.97 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.

F2 · balance_after: Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.

F3 · ownership.direct: This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.

F4 · ownership.direct: 210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.

F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

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March 21, 2017 Filed Mar 22, 2017 16:05 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 8,500 $3.84 $32,631.50
Disclosure

SEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326,800

F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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March 20, 2017 Filed Mar 22, 2017 16:05 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 43,500 $3.84 $166,996.50
Disclosure

SEC source: 0000899243-17-008375 · doc4.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318,300

F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,326,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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March 02, 2017 Filed Mar 3, 2017 16:41 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 22,500 $3.84 $86,332.50
Disclosure

SEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 3

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,274,800

F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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March 01, 2017 Filed Mar 3, 2017 16:41 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 52,300 $3.80 $198,656.32
Disclosure

SEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 2

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252,300

F1 · balance_after: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F3 · balance_after: These shares of the Issuer's common stock are held directly by GSB Acquisition. The Reporting Persons, other than GSB Acquisition, disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F5 · balance_after: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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March 01, 2017 Filed Mar 3, 2017 16:41 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 72,800 $3.80 $276,523.52
Disclosure

SEC source: 0000899243-17-006380 · doc4.xml · nonDerivative · entry 1

210/GSB Acquisition Partners, LLC · CIK 0001694779 · 10% owner

210 Capital, LLC · CIK 0001694780 · 10% owner

COVENANT RHA PARTNERS, L.P. · CIK 0001274195 · 10% owner

CCW/LAW Holdings, LLC · CIK 0001694778 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Alpert Robert H · CIK 0001694574 · 10% owner

Webb C Clark · CIK 0001694507 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 231,500

F1 · ownership.nature: This Form 4 is being filed by (i) 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), in its capacity as a direct holder of 3,274,800 shares of common stock of GlobalSCAPE, Inc. (the "Issuer"), (ii) 210 Capital, LLC ("210 Capital"), in its capacity as sole member of GSB Acquisition, (iii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as a member of 210 Capital, (iv) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as a member of 210 Capital, (v) C. Clark Webb, in his capacity as sole member of CCW Holdings and as a direct holder of 231,507 shares of the Issuer's common stock, (vi) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and (vii) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").

F2 · ownership.nature: These shares of the Issuer's common stock are held directly by Atlas Capital Management, L.P. ("ACM"). RHA Investments is the general partner of ACM and has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F5 · ownership.nature: The principal business address of each of the Reporting Persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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February 16, 2017 Filed Feb 21, 2017 16:07 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 26,000 $3.88 $100,924.20
Disclosure

SEC source: 0000899243-17-004742 · doc4.xml · nonDerivative · entry 1

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 158,700

F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").

F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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February 15, 2017 Filed Feb 16, 2017 16:05 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 22,700 $3.88 $88,026.06
Disclosure

SEC source: 0000899243-17-004356 · doc4.xml · nonDerivative · entry 2

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 132,700

F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").

F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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February 14, 2017 Filed Feb 16, 2017 16:05 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 20,000 $3.83 $76,690.00
Disclosure

SEC source: 0000899243-17-004356 · doc4.xml · nonDerivative · entry 1

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 110,000

F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").

F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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February 10, 2017 Filed Feb 13, 2017 20:37 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 32,500 $3.88 $125,947.25
Disclosure

SEC source: 0000899243-17-003880 · doc4.xml · nonDerivative · entry 2

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 90,000

F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").

F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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February 09, 2017 Filed Feb 13, 2017 20:37 UTC GLOBALSCAPE INC GSB · Entity 146871 PurchaseCommon Stock 7,500 $3.80 $28,507.50
Disclosure

SEC source: 0000899243-17-003880 · doc4.xml · nonDerivative · entry 1

Alpert Robert H · CIK 0001694574 · 10% owner

RHA Investments, Inc. · CIK 0001694781 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Atlas Capital Management, L.P.

Disclosed balance after: 57,500

F1 · ownership.nature: This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").

F2 · ownership.nature: These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.

F4 · ownership.nature: The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.