Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprinklr, Inc.CXM · Entity 4581 | CHIEF CULTURE & TALENT OFFICER | December 16, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprinklr, Inc.
Report date December 16, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 358,662 |
Ending reported balance
After 2024-12-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-12-16 · Sale · Disposed 7,685 · Balance 369,257 F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4). Row 2 · 2024-12-17 · Sale · Disposed 65 · Balance 369,192 F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. Row 3 · 2024-12-17 · Sale · Disposed 10,530 · Balance 358,662 F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).
F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2022 Filed Dec 13, 2022 19:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 303 | $8.71 | $2,639.13 |
DisclosureSEC source: 0001209191-22-061082 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,695 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.67 to $8.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 19:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061082 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 19:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-061082 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| September 15, 2022 Filed Sep 15, 2022 18:16 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 655 | $10.73 | $7,028.15 |
DisclosureSEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,998 F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 18:16 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 345 | $11.37 | $3,922.65 |
DisclosureSEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,653 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $11.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 18:16 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050152 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 18:16 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 28, 2022 Filed Jun 29, 2022 20:49 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 701 | $11.29 | $7,914.29 |
DisclosureSEC source: 0001209191-22-039874 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,998 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 18:09 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 299 | $10.18 | $3,043.82 |
DisclosureSEC source: 0001209191-22-038746 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,699 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 20:45 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,759 | $10.18 | $28,086.62 |
DisclosureSEC source: 0001209191-22-038591 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,998 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 18:09 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038746 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 18:09 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038746 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 21:10 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024372 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 21:10 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 1,241 | $13.79 | $17,113.39 |
DisclosureSEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,757 F4 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 21:10 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 21:10 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,998 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date. F2 · balance_after: Includes 1,562 shares acquired under the Issuer's employee stock purchase plan on December 15, 2021. Read SEC document |
| September 23, 2021 Filed Nov 17, 2021 17:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 12,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065154 · doc4.xml · derivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 12,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| September 23, 2021 Filed Nov 17, 2021 17:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 12,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065154 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 10 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Class B Common Stock · 200,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.68 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 9 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2031-01-28 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 8 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Class B Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 275,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 7 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 275,000 shares Expires 2030-03-11 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 85,938 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,938 Underlying: Class B Common Stock · 85,938 shares Expires 2029-03-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 85,938 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,938 shares Expires 2029-03-18 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 208,333 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,333 Underlying: Class B Common Stock · 208,333 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 2, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherEmployee Stock Option (right to buy) · Derivative | 208,333 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 208,333 shares Expires 2028-05-09 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 2, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherClass B Common Stock · Derivative | 152,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,436 Underlying: Class A Common Stock · 152,436 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 20:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | OtherCommon Stock | 152,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-043856 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 19:10 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043145 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,436 F1 · shares: 20,000 shares represent a restricted stock unit ("RSU") award. One fifth (1/5th) of the RSUs shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining RSUs shall vest every three (3) months thereafter. 120,000 shares represent a performance stock unit ("PSU") award. The PSUs vest upon both the achievement of certain stock prices and the passage of time. 40,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $30, $40 and $50, as measured on a 45 day weighted average trading price and one fifth (1/5th) of the PSUs (that meet the stock price achievement) shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining PSUs shall vest every three (3) months thereafter. The vesting of the RSUs and PSUs are subject to the Reporting Person's continuous service. F2 · shares: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F2 · balance_after: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.