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Adams Diane

Disclosed activity across 1 company

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84911
SEC CIK
0001475901

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sprinklr, Inc.CXM · Entity 4581CHIEF CULTURE & TALENT OFFICERDecember 16, 2024December 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sprinklr, Inc.

Report date December 16, 2024 · Filed December 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect358,662 Ending reported balance After 2024-12-17 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-12-16 · Sale · Disposed 7,685 · Balance 369,257

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

Row 2 · 2024-12-17 · Sale · Disposed 65 · Balance 369,192

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Row 3 · 2024-12-17 · Sale · Disposed 10,530 · Balance 358,662

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2022 Filed Dec 13, 2022 19:43 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 303 $8.71 $2,639.13
Disclosure

SEC source: 0001209191-22-061082 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,695

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.67 to $8.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 19:43 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061082 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 19:43 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-061082 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
September 15, 2022 Filed Sep 15, 2022 18:16 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 655 $10.73 $7,028.15
Disclosure

SEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 18:16 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 345 $11.37 $3,922.65
Disclosure

SEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,653

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.29 to $11.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 18:16 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050152 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 18:16 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050152 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
June 28, 2022 Filed Jun 29, 2022 20:49 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 701 $11.29 $7,914.29
Disclosure

SEC source: 0001209191-22-039874 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 18:09 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 299 $10.18 $3,043.82
Disclosure

SEC source: 0001209191-22-038746 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,699

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 21, 2022 20:45 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 2,759 $10.18 $28,086.62
Disclosure

SEC source: 0001209191-22-038591 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.98 to $10.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 18:09 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-038746 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 18:09 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-038746 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 21:10 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 21:10 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 1,241 $13.79 $17,113.39
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,757

F4 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:10 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 21:10 UTC Sprinklr, Inc. CXM · Entity 4581 GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024372 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,998

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2023, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

F2 · balance_after: Includes 1,562 shares acquired under the Issuer's employee stock purchase plan on December 15, 2021.

Read SEC document
September 23, 2021 Filed Nov 17, 2021 17:04 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 12,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065154 · doc4.xml · derivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 12,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
September 23, 2021 Filed Nov 17, 2021 17:04 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 12,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-065154 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $7.68 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 10

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class B Common Stock · 200,000 shares

Expires 2031-01-28

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $7.68 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 9

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2031-01-28

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 275,000 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 8

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Class B Common Stock · 275,000 shares

Expires 2030-03-11

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 275,000 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 7

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires 2030-03-11

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 85,938 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 6

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,938

Underlying: Class B Common Stock · 85,938 shares

Expires 2029-03-18

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 85,938 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 5

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,938 shares

Expires 2029-03-18

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 208,333 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

Underlying: Class B Common Stock · 208,333 shares

Expires 2028-05-09

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 2, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherEmployee Stock Option (right to buy) · Derivative 208,333 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 208,333 shares

Expires 2028-05-09

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on April 2, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherClass B Common Stock · Derivative 152,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · derivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,436

Underlying: Class A Common Stock · 152,436 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria.

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June 25, 2021 Filed Jun 29, 2021 20:58 UTC Sprinklr, Inc. CXM · Entity 4581 OtherCommon Stock 152,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-043856 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 22, 2021 Filed Jun 24, 2021 19:10 UTC Sprinklr, Inc. CXM · Entity 4581 GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043145 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,436

F1 · shares: 20,000 shares represent a restricted stock unit ("RSU") award. One fifth (1/5th) of the RSUs shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining RSUs shall vest every three (3) months thereafter. 120,000 shares represent a performance stock unit ("PSU") award. The PSUs vest upon both the achievement of certain stock prices and the passage of time. 40,000 PSUs shall vest upon the Issuer's Class A Common Stock trading at each of $30, $40 and $50, as measured on a 45 day weighted average trading price and one fifth (1/5th) of the PSUs (that meet the stock price achievement) shall vest on January 28, 2022, and one sixteenth (1/16th) of the remaining PSUs shall vest every three (3) months thereafter. The vesting of the RSUs and PSUs are subject to the Reporting Person's continuous service.

F2 · shares: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F2 · balance_after: Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.