TapewireFind a company

person · Reporting owner

Adams Diane

Disclosed activity across 1 company

Tapewire entity
84911
SEC CIK
0001475901

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sprinklr, Inc.CXM · Entity 4581CHIEF CULTURE & TALENT OFFICERDecember 16, 2024December 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sprinklr, Inc.

Report date December 16, 2024 · Filed December 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect358,662 Ending reported balance After 2024-12-17 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-12-16 · Sale · Disposed 7,685 · Balance 369,257

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

Row 2 · 2024-12-17 · Sale · Disposed 65 · Balance 369,192

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Row 3 · 2024-12-17 · Sale · Disposed 10,530 · Balance 358,662

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2024 Filed Dec 18, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 10,530 $9.40 $98,982.00
Disclosure

SEC source: 0001415889-24-029729 · form4-12182024_041203.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 358,662

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 65 $9.32 $605.80
Disclosure

SEC source: 0001415889-24-029729 · form4-12182024_041203.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 369,192

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 7,685 $9.37 $72,008.45
Disclosure

SEC source: 0001415889-24-029729 · form4-12182024_041203.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 369,257

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

Read SEC document
October 29, 2024 Filed Oct 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 566 $7.53 $4,261.98
Disclosure

SEC source: 0001415889-24-025747 · form4-10302024_041001.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,942

F4 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.53 to $7.535 inclusive.

Read SEC document
October 29, 2024 Filed Oct 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 434 $7.49 $3,250.66
Disclosure

SEC source: 0001415889-24-025747 · form4-10302024_041001.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 377,508

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.48 to $7.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5).

Read SEC document
October 28, 2024 Filed Oct 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-025747 · form4-10302024_041001.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
October 28, 2024 Filed Oct 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-025747 · form4-10302024_041001.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 377,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 16:46 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 12,915 $7.83 $101,124.45
Disclosure

SEC source: 0001415889-24-023715 · form4-09192024_080945.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,942

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $7.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2024 Filed Sep 18, 2024 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 1,083 $7.84 $8,490.72
Disclosure

SEC source: 0001415889-24-023634 · form4-09182024_040901.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,857

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.80 to $7.895 inclusive.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 4,282 $7.83 $33,528.06
Disclosure

SEC source: 0001415889-24-023634 · form4-09182024_040901.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,940

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $7.895 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

Read SEC document
July 29, 2024 Filed Jul 30, 2024 17:50 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 705 $9.67 $6,817.35
Disclosure

SEC source: 0001415889-24-020362 · form4-07302024_050701.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,222

F4 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 17:50 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 295 $9.73 $2,870.35
Disclosure

SEC source: 0001415889-24-020362 · form4-07302024_050701.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,927

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.72 to $9.73 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 28, 2024 Filed Jul 30, 2024 17:50 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-020362 · form4-07302024_050701.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
July 28, 2024 Filed Jul 30, 2024 17:50 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-020362 · form4-07302024_050701.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 396,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
July 15, 2024 Filed Jul 16, 2024 16:20 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 13,717 $9.20 $126,196.40
Disclosure

SEC source: 0001415889-24-019588 · form4-07162024_040701.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 395,222

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.09 to $9.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common 5,261 $8.87 $46,665.07
Disclosure

SEC source: 0001415889-24-017619 · form4-06202024_040624.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,939

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.83 to $8.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 302 $12.02 $3,630.04
Disclosure

SEC source: 0001415889-24-011749 · form4-04302024_040407.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,200

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011749 · form4-04302024_040407.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 28, 2024 Filed Apr 30, 2024 16:15 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-011749 · form4-04302024_040407.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 18:00 UTC Sprinklr, Inc. CXM · Entity 4581 GrantClass A Common Stock 162,162 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010140 · form4-04032024_060412.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,502

F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2025, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15, thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 16:30 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 16,600 $13.03 $216,298.00
Disclosure

SEC source: 0001415889-24-008747 · form4-03202024_040304.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · CHIEF CULTURE & TALENT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,340

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.92 to $13.195 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 17:35 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 356 $12.96 $4,613.76
Disclosure

SEC source: 0001209191-24-002430 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,940

F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 17:35 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002430 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
January 28, 2024 Filed Jan 30, 2024 17:35 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-002430 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 3,447 $11.56 $39,847.32
Disclosure

SEC source: 0001209191-23-059359 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 267,296

F3 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 2,803 $11.48 $32,178.44
Disclosure

SEC source: 0001209191-23-059359 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,743

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.41 to $11.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 50,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057439 · doc4.xml · derivative · entry 5

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Class A Common Stock · 50,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionClass B Common Stock · Derivative 50,124 $3.99 $199,994.76
Disclosure

SEC source: 0001209191-23-057439 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,124

Underlying: Class A Common Stock · 50,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,124 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-23-057439 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 50,124 shares

Expires 2028-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F4 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 50,124 $16.02 $802,986.48
Disclosure

SEC source: 0001209191-23-057439 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,546

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 16:42 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 50,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-057439 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 323,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:35 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 28,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056282 · doc4.xml · derivative · entry 5

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Class A Common Stock · 28,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:35 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionClass B Common Stock · Derivative 28,012 $4.93 $138,099.16
Disclosure

SEC source: 0001209191-23-056282 · doc4.xml · derivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,012

Underlying: Class A Common Stock · 28,012 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:35 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,012 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-23-056282 · doc4.xml · derivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,891

Underlying: Class B Common Stock · 28,012 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:35 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 28,012 $15.04 $421,300.48
Disclosure

SEC source: 0001209191-23-056282 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,546

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 16:35 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 28,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056282 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 37,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 10

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Class A Common Stock · 37,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionClass B Common Stock · Derivative 37,128 $4.93 $183,041.04
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 9

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,128

Underlying: Class A Common Stock · 37,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,128 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 8

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,903

Underlying: Class B Common Stock · 37,128 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 37,128 $15.02 $557,662.56
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · nonDerivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,546

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 37,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · nonDerivative · entry 3

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 7

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Class A Common Stock · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionClass B Common Stock · Derivative 1,300 $4.93 $6,409.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 6

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,300

Underlying: Class A Common Stock · 1,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,300 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · derivative · entry 5

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,031

Underlying: Class B Common Stock · 1,300 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F4 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 1,300 $15.00 $19,500.00
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · nonDerivative · entry 2

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,546

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

Read SEC document
November 16, 2023 Filed Nov 20, 2023 16:54 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass A Common Stock 1,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-056085 · doc4.xml · nonDerivative · entry 1

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 ConversionClass B Common Stock · Derivative 23,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 10

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Class A Common Stock · 23,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionClass B Common Stock · Derivative 23,160 $4.93 $114,178.80
Disclosure

SEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 9

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,160

Underlying: Class A Common Stock · 23,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,160 $0.00 Strike: $4.93 $0.00
Disclosure

SEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 8

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,331

Underlying: Class B Common Stock · 23,160 shares

Expires 2030-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.

Read SEC document
November 15, 2023 Filed Nov 16, 2023 16:55 UTC Sprinklr, Inc. CXM · Entity 4581 SaleClass A Common Stock 23,160 $15.04 $348,326.40
Disclosure

SEC source: 0001209191-23-055546 · doc4.xml · nonDerivative · entry 4

Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 273,546

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.10 inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.