Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprinklr, Inc.CXM · Entity 4581 | CHIEF CULTURE & TALENT OFFICER | December 16, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprinklr, Inc.
Report date December 16, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 358,662 |
Ending reported balance
After 2024-12-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-12-16 · Sale · Disposed 7,685 · Balance 369,257 F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4). Row 2 · 2024-12-17 · Sale · Disposed 65 · Balance 369,192 F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. Row 3 · 2024-12-17 · Sale · Disposed 10,530 · Balance 358,662 F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.4387 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).
F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 15, 2024.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.47 inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 23,160 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · nonDerivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 296,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 10,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 7 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,000 Underlying: Class A Common Stock · 10,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 10,400 | $4.93 | $51,272.00 |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,400 Underlying: Class A Common Stock · 10,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,400 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,491 Underlying: Class B Common Stock · 10,400 shares Expires 2030-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 10,400 | $15.00 | $156,000.00 |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 273,546 F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4). Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 16:55 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 10,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-055546 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 283,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 16:35 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 535 | $13.57 | $7,259.95 |
DisclosureSEC source: 0001209191-23-054331 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 273,546 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 17:42 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 465 | $13.33 | $6,198.45 |
DisclosureSEC source: 0001209191-23-053970 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,081 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.28 to $13.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 28, 2023 Filed Oct 31, 2023 17:42 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053970 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| October 28, 2023 Filed Oct 31, 2023 17:42 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-053970 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 151,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · derivative · entry 7 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A Common Stock · 151,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 120,109 | $4.93 | $592,137.37 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 281,235 Underlying: Class A Common Stock · 120,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,109 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154,891 Underlying: Class B Common Stock · 120,109 shares Expires 2030-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 31,126 | $4.25 | $132,285.50 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,126 Underlying: Class A Common Stock · 31,126 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 31,126 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,021 Underlying: Class B Common Stock · 31,126 shares Expires 2029-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 151,235 | $13.60 | $2,056,796.00 |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 273,546 F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.41 to $13.81 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:03 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 151,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-052976 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 16:25 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,916 | $14.86 | $43,331.76 |
DisclosureSEC source: 0001209191-23-050156 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,546 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.81 to $14.905 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 16:38 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 466 | $13.74 | $6,402.84 |
DisclosureSEC source: 0001209191-23-043999 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,462 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.77 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:38 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043999 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| July 28, 2023 Filed Aug 1, 2023 16:38 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043999 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 99,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · derivative · entry 7 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 131,000 Underlying: Class A Common Stock · 99,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 41,791 | $4.25 | $177,611.75 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,139 Underlying: Class A Common Stock · 41,791 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 41,791 | $0.00 Strike: $4.25 | $0.00 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,147 Underlying: Class B Common Stock · 41,791 shares Expires 2029-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 57,348 | $3.99 | $228,818.52 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 188,348 Underlying: Class A Common Stock · 57,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 57,348 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,124 Underlying: Class B Common Stock · 57,348 shares Expires 2028-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F4 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 99,139 | $15.03 | $1,490,059.17 |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 275,928 F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 16:28 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 99,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-042424 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 375,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 16:32 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 3,276 | $14.02 | $45,929.52 |
DisclosureSEC source: 0001209191-23-039409 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 275,928 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.74 to $14.26 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 2,974 | $14.56 | $43,301.44 |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · nonDerivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 279,204 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.49 to $14.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 131,000 Underlying: Class A Common Stock · 861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 861 | $3.99 | $3,435.39 |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 131,861 Underlying: Class A Common Stock · 861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 861 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,472 Underlying: Class B Common Stock · 861 shares Expires 2028-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 861 | $15.00 | $12,915.00 |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,178 F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:39 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-038555 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 283,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| May 03, 2023 Filed May 4, 2023 16:34 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 550 | $11.70 | $6,435.00 |
DisclosureSEC source: 0001209191-23-027353 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,178 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. Read SEC document |
| May 01, 2023 Filed May 2, 2023 16:53 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 450 | $11.89 | $5,350.50 |
DisclosureSEC source: 0001209191-23-026551 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,728 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. Read SEC document |
| April 28, 2023 Filed May 2, 2023 16:53 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026551 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 28, 2023 Filed May 2, 2023 16:53 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-026551 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · derivative · entry 6 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 132,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionClass B Common Stock · Derivative | 100,000 | $3.99 | $399,000.00 |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · derivative · entry 5 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 232,000 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F3 · kind: The exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · derivative · entry 4 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 108,333 Underlying: Class B Common Stock · 100,000 shares Expires 2028-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 100,000 | $12.89 | $1,289,000.00 |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · nonDerivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,178 F3 · kind: The exercise and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 12, 2022. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.71 to $13.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 04, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 382,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 16:58 UTC | Sprinklr, Inc. CXM · Entity 4581 | GrantClass A Common Stock | 192,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023365 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 282,178 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4th) of the RSUs shall vest on March 15, 2024, and one-twelfth (1/12th) of the remaining RSUs shall vest on each subsequent June 15, September 15, December 15 and March 15 thereafter, subject to the Reporting Person's continuous service to the Issuer on each such vesting date. Read SEC document |
| March 21, 2023 Filed Mar 22, 2023 16:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 17,267 | $10.69 | $184,584.23 |
DisclosureSEC source: 0001209191-23-020536 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,695 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on October 12, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.85 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 16:43 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 647 | $10.39 | $6,722.33 |
DisclosureSEC source: 0001209191-23-020536 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,962 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on October 12, 2022. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | SaleClass A Common Stock | 8,086 | $10.28 | $83,124.08 |
DisclosureSEC source: 0001209191-23-019952 · doc4.xml · nonDerivative · entry 2 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,609 F2 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.39 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass B Common Stock · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019952 · doc4.xml · derivative · entry 3 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 21:04 UTC | Sprinklr, Inc. CXM · Entity 4581 | ConversionClass A Common Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-019952 · doc4.xml · nonDerivative · entry 1 Adams Diane · CIK 0001475901 · Chief Culture & Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.