Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Envoy Medical, Inc.COCH · Entity 7161 | 10% owner | December 20, 2024 | December 26, 2024 |
| Nuburu, Inc.BURU · Entity 7846 | 10% owner | November 21, 2024 | November 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Envoy Medical, Inc.
Report date December 20, 2024 · Filed December 26, 2024
Jointly reported with Anzu SPAC GP I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2024-12-23 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-20 · Conversion · Acquired 1,028,986 · Balance 2,028,986 F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Row 2 · 2024-12-23 · Other · Disposed 2,028,986 · Balance 0 F3: Represents a pro-rata distribution in-kind by the Sponsor to its members for no consideration. F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. |
| Series A Preferred Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 | Direct | 2,126,667 |
Reported balance
After 2023-12-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-20 · Conversion · Disposed 373,333 · Balance 2,126,667 F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 20, 2024, pursuant to the Conversion and Waiver Agreement between the Issuer and the Sponsor, among other things, the Issuer made a voluntary, temporary reduction in the conversion price, pursuant to the terms of the Certificate of Designation, of all of the outstanding shares of Preferred Stock effective December 20, 2024 through January 20, 2025 from $11.50 per share of Common Stock issuable upon conversion of a share of Preferred Stock to $3.63, with the conversion ratio determined by dividing the $10.00 original issue price of the Preferred Stock by such conversion price. F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation"). F5: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation. F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 20, 2024, Anzu SPAC GP I LLC (the "Sponsor") converted 373,333 shares of Series A Preferred Stock, par value $0.0001 ("Preferred Stock") of Envoy Medical, Inc. (the "Issuer") into 1,028,986 shares of Class A Common Stock, par value $0.0001 per share ("Common Stock") pursuant to the terms set forth in the Certificate of Designation for the Preferred Stock (the "Certificate of Designation").
F2: Dr. Whitney Haring-Smith shares voting and investment control over shares held by the Sponsor, and, as a result, may be deemed to beneficially own the securities reported herein. Dr. Haring-Smith disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.
F3: Represents a pro-rata distribution in-kind by the Sponsor to its members for no consideration.
F4: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on December 20, 2024, pursuant to the Conversion and Waiver Agreement between the Issuer and the Sponsor, among other things, the Issuer made a voluntary, temporary reduction in the conversion price, pursuant to the terms of the Certificate of Designation, of all of the outstanding shares of Preferred Stock effective December 20, 2024 through January 20, 2025 from $11.50 per share of Common Stock issuable upon conversion of a share of Preferred Stock to $3.63, with the conversion ratio determined by dividing the $10.00 original issue price of the Preferred Stock by such conversion price.
F5: The shares of Preferred Stock have no expiration date. The shares of Preferred Stock are subject to mandatory conversion into shares of Common Stock at the Issuer's sole discretion upon the occurrence of certain events specified in the Certificate of Designation. In addition, holders of Preferred Stock have the right, at any time at such preferred stockholder's option, to convert each share of Preferred Stock to shares of Common Stock based on the ratio determined by dividing the Original Issuance Price of $10.00 per share by the Conversion Price of $11.50 per share, subject to certain customary adjustments in the event of certain events affecting the price of the Common Stock, such as stock splits and combinations, or the distribution of options, rights or warrants, as described in the Certificate of Designation.
Nuburu, Inc.
Report date November 21, 2024 · Filed November 25, 2024
Jointly reported with Seldin David, Anzu Nuburu LLC, Anzu Nuburu II LLC, Anzu Nuburu III LLC, Anzu Nuburu V LLC, Anzu Partners LLC, David & Jennifer Michael Family Ltd Partnership, CST Global LLC, Herman Debrah
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2024-11-21 · Other · Disposed 133,024 · Balance 0 F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2024-11-21 · Other · Disposed 52,862 · Balance 0 F4: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F5: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2024-11-21 · Other · Disposed 24,314 · Balance 0 F6: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F7: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-21 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2024-11-21 · Other · Disposed 19,979 · Balance 0 F8: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F9: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 67,694 |
Reported balance
After 2024-11-21 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2024-11-21 · Other · Acquired 61,085 · Balance 67,694 F10: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 25,863 |
Reported balance
After 2024-11-21 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2024-11-21 · Other · Acquired 25,544 · Balance 25,863 F14: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F15: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 5,551 |
Reported balance
After 2024-11-21 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2024-11-21 · Other · Acquired 5,391 · Balance 5,551 F16: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F17: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 2,339 |
Reported balance
Holding disclosure · report date 2024-11-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,339 F12: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| Common StockSEC Table I · non-derivative | Direct | 1,355 |
Reported balance
Holding disclosure · report date 2024-11-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,355 F13: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.
F2: Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration.
F3: On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split.
F4: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F5: Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration.
F6: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F7: Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration.
F8: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F9: Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration.
F10: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F11: Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration.
F12: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F13: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F14: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F15: Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration.
F16: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
F17: Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 667,465 | $1.09 | $725,801.44 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 13 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850,909 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 812,289 | $1.09 | $883,283.06 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 12 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,035,534 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,766,048 | $1.09 | $1,920,400.60 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 11 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,251,421 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 4,444,324 | $1.09 | $4,832,757.92 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 10 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,665,634 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 10 | $0.71 | $7.10 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,120 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 20 | $0.71 | $14.21 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,240 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 84 | $0.71 | $59.67 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 7 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,920 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 146 | $0.71 | $103.72 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 6 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,690 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 411 | $0.71 | $291.97 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,260 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,244 | $0.71 | $883.74 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,518,374 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,514 | $0.71 | $1,075.55 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847,823 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 3,291 | $0.71 | $2,337.93 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 2 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,017,469 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 21:46 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 8,281 | $0.71 | $5,882.82 |
DisclosureSEC source: 0001062993-23-016119 · form4.xml · nonDerivative · entry 1 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,109,958 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 53 | $0.72 | $37.97 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 10 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,118,239 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F11 · price: The shares were sold in multiple transactions at prices ranging from $0.67 to $0.72, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 5 | $0.71 | $3.55 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,130 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 11 | $0.71 | $7.81 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,260 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 49 | $0.71 | $34.81 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 7 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,004 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 83 | $0.71 | $58.96 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 6 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,836 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 235 | $0.71 | $166.94 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,671 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 709 | $0.71 | $503.67 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,519,618 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 863 | $0.71 | $613.08 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,849,337 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,876 | $0.71 | $1,332.71 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 2 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,020,760 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 16, 2023 Filed Jun 23, 2023 17:05 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 4,720 | $0.71 | $3,353.09 |
DisclosureSEC source: 0001062993-23-013995 · form4.xml · nonDerivative · entry 1 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,118,292 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 100 | $0.74 | $73.80 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 10 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,123,012 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 6 | $0.74 | $4.45 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,135 F10 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 11 | $0.74 | $8.15 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,271 F9 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 48 | $0.74 | $35.57 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 7 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,053 F8 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 83 | $0.74 | $61.50 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 6 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,919 F7 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 235 | $0.74 | $174.14 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,906 F6 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 709 | $0.74 | $525.37 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,520,327 F5 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 863 | $0.74 | $639.48 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,850,200 F4 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 1,876 | $0.74 | $1,390.12 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 2 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,022,636 F3 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:59 UTC | Nuburu, Inc. BURU · Entity 7846 | SaleCommon Stock | 4,721 | $0.74 | $3,498.26 |
DisclosureSEC source: 0001062993-23-013775 · form4.xml · nonDerivative · entry 1 Seldin David · CIK 0001959900 · 10% owner Anzu Nuburu LLC · CIK 0001959884 · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · 10% owner Anzu Partners LLC · CIK 0001959972 · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · 10% owner CST Global LLC · CIK 0001960132 · 10% owner Haring-Smith Whitney · CIK 0001846535 · 10% owner Herman Debrah · CIK 0001959913 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,123,112 F1 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. F2 · price: The shares were sold in multiple transactions at prices ranging from $0.7371 to $0.75, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 12,141 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 19 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,141 Underlying: Common Stock · 24,282 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F13 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 24,282 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 18 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 Underlying: Common Stock · 48,564 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F11 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 244,414 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 17 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,414 Underlying: Common Stock · 488,828 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F10 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 36,937 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 16 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,937 Underlying: Common Stock · 73,874 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F9 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 44,767 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 15 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,767 Underlying: Common Stock · 89,534 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F8 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 97,409 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 14 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,409 Underlying: Common Stock · 194,818 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F7 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 500,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 13 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 1,000,000 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F5 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F17 · price: Reflects shares of Preferred Stock issued to Anzu Partners LLC upon exercise in full of a warrant issued by Nuburu to Anzu Partners (the "Anzu Partners Warrant"). The Anzu Partners Warrant had a strike price of $0.01 per share of Preferred Stock, became exercisable upon issuance and had an expiration date of December 31, 2024. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantSeries A Preferred Stock · Derivative | 121,411 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · derivative · entry 12 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,411 Underlying: Common Stock · 242,822 shares Expires not disclosed F14 · derivative.exercise_price: The Series A Preferred Stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations"). F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F2 · shares: These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), with each of the other Reporting Persons and Daniel Hirsch. F16 · price: Reflects shares of Preferred Stock that were issued to certain holders of record of Nuburu Common Stock as of the close of business on the closing date of the Business Combination, with one share of Preferred Stock issued in respect of each share of Common Stock. F15 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designation and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 12,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 11 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,141 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F13 · shares: These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F3 · price: Reflects shares of common stock, par value $0.0001 per share, of the Issuer ("Common Stock") issued upon consummation of the Business Combination as a result of conversion of the outstanding principal amount and all accrued and unpaid interest on (the "Conversion Amount") certain convertible promissory notes issued by Nuburu (the "Company Notes") that, immediately prior to the consummation of the Business Combination, automatically converted into a number of shares of common stock, par value $0.0001 per share, of Nuburu ("Nuburu Common Stock") that would, upon consummation of the Business Combination pursuant to the Business Combination Agreement, receive a number of shares of Common Stock equal to (x) the Conversion Amount divided by (y) $8.50. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 103,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 10 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,101 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F12 · shares: These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 24,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 9 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,282 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F11 · shares: These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F4 · price: Reflects shares of Common Stock issued upon consummation of the Business Combination as a result of net exercise of certain outstanding warrants to purchase Nuburu Common Stock ("Nuburu Warrants"). Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 10,127,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 8 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,127,833 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F10 · shares: These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 1,521,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 7 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,036 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F9 · shares: These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 1,851,063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 6 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851,063 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F8 · shares: These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 4,024,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 5 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,024,512 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F7 · shares: These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 30,305 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 4 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,002 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F5 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F6 · price: Reflects shares of Common Stock issued at the effective time of the Business Combination pursuant to the Business Combination Agreement in exchange for certain outstanding shares of Nuburu Common Stock and preferred stock, par value $0.0001 per share, of Nuburu ("Nuburu Preferred Stock" and, together with Nuburu Common Stock, "Nuburu Equity Securities") pursuant to the Common Stock Exchange Ratio and the Preferred Stock Exchange Ratio (each, as defined in the Business Combination Agreement), respectively. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 15:12 UTC | Nuburu, Inc. BURU · Entity 7846 | GrantCommon Stock | 147,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-006161 · doc4.xml · nonDerivative · entry 3 Seldin David · CIK 0001959900 · Director · 10% owner Anzu Partners LLC · CIK 0001959972 · Director · 10% owner Anzu Nuburu LLC · CIK 0001959884 · Director · 10% owner Anzu Nuburu II LLC · CIK 0001959974 · Director · 10% owner Anzu Nuburu V LLC · CIK 0001959879 · Director · 10% owner Anzu Nuburu III LLC · CIK 0001960024 · Director · 10% owner CST Global LLC · CIK 0001960132 · Director · 10% owner David & Jennifer Michael Family Ltd Partnership · CIK 0001960188 · Director · 10% owner Haring-Smith Whitney · CIK 0001846535 · Director · 10% owner Herman Debrah · CIK 0001959913 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,697 F1 · kind: Reflects securities acquried in connection with the transactions consummated on January 31, 2023 pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Tailwind Acquisition Corp. ("Tailwind"), Compass Merger Sub, Inc., a wholly owned subsidiary of Tailwind ("Merger Sub"), and Nuburu, Inc. ("Nuburu"), pursuant to which, among other things, (i) Nuburu changed its name to "Nuburu Subsidiary, Inc."; (ii) Merger Sub merged with and into Nuburu, with Nuburu as the surviving company and continuing as a wholly owned subsidiary of Tailwind (the "Business Combination") and (iii) Tailwind changed its name to "Nuburu, Inc." (the "Issuer"). F5 · shares: These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. F4 · price: Reflects shares of Common Stock issued upon consummation of the Business Combination as a result of net exercise of certain outstanding warrants to purchase Nuburu Common Stock ("Nuburu Warrants"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.