organization · Reporting owner
Pleasant Lake Onshore Feeder Fund LP
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1 800 FLOWERS COM INCFLWS · Entity 6237 | 10% owner | November 15, 2024 | November 25, 2024 |
| Citi Trends IncCTRN · Entity 5399 | 10% owner | August 27, 2024 | August 29, 2024 |
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | 10% owner | November 22, 2024 | November 27, 2024 |
| TILE SHOP HOLDINGS, INC.TTSH · Entity 9564 | 10% owner | January 07, 2025 | January 10, 2025 |
| TILLY'S, INC.TLYS · Entity 6648 | 10% owner | January 07, 2025 | January 10, 2025 |
| Vera Bradley, Inc.VRA · Entity 6817 | 10% owner | December 11, 2024 | December 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1 800 FLOWERS COM INC
Report date November 15, 2024 · Filed November 25, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnotes | 4,174,364 |
Reported balance
Holding disclosure · report date 2024-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,174,364 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-06-18 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of PL Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Citi Trends Inc
Report date August 27, 2024 · Filed August 29, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,573,486 |
Reported balance
After 2024-08-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-27 · Purchase · Acquired 1,500 · Balance 2,573,486 F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
DESTINATION XL GROUP, INC.
Report date November 22, 2024 · Filed November 27, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 5,720,548 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,720,548 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 37,713 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,713 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-02-24 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-22 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
TILE SHOP HOLDINGS, INC.
Report date January 07, 2025 · Filed January 10, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,388,960 |
Reported balance
After 2025-01-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2025-01-07 · Purchase · Acquired 45,359 · Balance 10,388,960 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,410,460 |
Reported balance
After 2025-01-08 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2025-01-08 · Purchase · Acquired 21,500 · Balance 10,410,460 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,430,360 |
Reported balance
After 2025-01-10 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2025-01-10 · Purchase · Acquired 19,900 · Balance 10,430,360 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,434,960 |
Reported balance
After 2025-01-10 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2025-01-10 · Purchase · Acquired 4,600 · Balance 10,434,960 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,002,207 |
Reported balance
Holding disclosure · report date 2025-01-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,002,207 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Shares held for the account of the PL Fund.
F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
TILLY'S, INC.
Report date January 07, 2025 · Filed January 10, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 621,152 |
Reported balance
After 2025-01-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-01-07 · Purchase · Acquired 18,233 · Balance 621,152 F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 741,152 |
Reported balance
After 2025-01-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-08 · Purchase · Acquired 120,000 · Balance 741,152 F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 776,152 |
Reported balance
After 2025-01-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-10 · Purchase · Acquired 35,000 · Balance 776,152 F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F3: Shares held for the account of the PL Fund.
F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
Vera Bradley, Inc.
Report date December 11, 2024 · Filed December 24, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,783,155 |
Reported balance
Holding disclosure · report date 2024-12-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,783,155 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-03-23 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-12-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BJs RESTAURANTS INC
Report date October 30, 2024 · Filed November 01, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2024-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,303,131 |
Reported balance
After 2024-10-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-30 · Sale · Disposed 15,000 · Balance 2,303,131 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of PL Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2023 Filed Dec 4, 2023 22:38 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 25,000 | $23.79 | $594,845.00 |
DisclosureSEC source: 0000929638-23-003336 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,299,842 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:38 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 26,224 | $23.75 | $622,820.00 |
DisclosureSEC source: 0000929638-23-003336 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,274,842 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,000 | $8.10 | $8,100.00 |
DisclosureSEC source: 0000929638-23-003334 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,271,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 32,500 | $8.32 | $270,523.50 |
DisclosureSEC source: 0000929638-23-003334 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,270,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 22:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,000 | $8.10 | $8,101.20 |
DisclosureSEC source: 0000929638-23-003334 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,238,127 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 4,200 | $23.65 | $99,347.22 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 9 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,244,368 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 4,500 | $23.59 | $106,164.90 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 8 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,240,168 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 2,500 | $23.79 | $59,475.25 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 7 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,235,668 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 25,000 | $23.45 | $586,130.00 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,233,168 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 22:23 UTC Amendment | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 8,450 | $23.55 | $199,016.09 |
DisclosureSEC source: 0000929638-23-003315 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,248,618 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: This amendment is being filed to correct a transaction occurring on November 29, 2023, which was previously reported as a purchase of 4,200 shares of common stock at a price of $23.6541 per share. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 103,900 | $22.80 | $2,369,023.90 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,208,168 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 125,000 | $22.82 | $2,852,750.00 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,104,268 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 1,000 | $22.89 | $22,891.00 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 979,268 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 1,000 | $22.71 | $22,710.10 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 978,268 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 22:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $8.42 | $84,246.00 |
DisclosureSEC source: 0000929638-23-003226 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,237,127 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 22:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 3,500 | $8.40 | $29,410.15 |
DisclosureSEC source: 0000929638-23-003226 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,227,127 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 22:17 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 3,500 | $26.24 | $91,835.80 |
DisclosureSEC source: 0000929638-23-003307 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 977,268 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| November 22, 2023 Filed Nov 27, 2023 22:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 19,000 | $8.40 | $159,645.60 |
DisclosureSEC source: 0000929638-23-003226 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,223,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| October 30, 2023 Filed Oct 30, 2023 21:41 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 3,800 | $23.02 | $87,468.40 |
DisclosureSEC source: 0000929638-23-002922 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 973,768 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2023 Filed Oct 30, 2023 21:41 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 28,300 | $22.71 | $642,709.98 |
DisclosureSEC source: 0000929638-23-002922 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 969,968 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2023 Filed Oct 30, 2023 21:41 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 2,300 | $23.01 | $52,911.96 |
DisclosureSEC source: 0000929638-23-002922 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 941,668 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 16, 2023 Filed Oct 16, 2023 21:20 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 2,000 | $23.67 | $47,346.80 |
DisclosureSEC source: 0000929638-23-002794 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 939,368 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 13, 2023 Filed Oct 16, 2023 21:20 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 5,500 | $23.05 | $126,748.60 |
DisclosureSEC source: 0000929638-23-002794 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 937,368 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 12, 2023 Filed Oct 16, 2023 21:20 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 5,403 | $22.84 | $123,419.11 |
DisclosureSEC source: 0000929638-23-002794 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 931,868 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 11, 2023 Filed Oct 11, 2023 21:06 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 1,100 | $23.67 | $26,038.98 |
DisclosureSEC source: 0000929638-23-002752 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 926,465 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 10, 2023 Filed Oct 11, 2023 21:06 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 2,500 | $23.25 | $58,116.00 |
DisclosureSEC source: 0000929638-23-002752 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 925,365 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 21:06 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 14,073 | $22.75 | $320,202.97 |
DisclosureSEC source: 0000929638-23-002752 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 922,865 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 22:01 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 4,900 | $22.70 | $111,209.91 |
DisclosureSEC source: 0000929638-23-002731 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 908,792 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 05, 2023 Filed Oct 5, 2023 20:50 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 5,000 | $7.92 | $39,620.00 |
DisclosureSEC source: 0000929638-23-002726 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,204,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| October 05, 2023 Filed Oct 6, 2023 22:01 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 19,000 | $22.18 | $421,459.90 |
DisclosureSEC source: 0000929638-23-002731 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 903,892 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 04, 2023 Filed Oct 5, 2023 20:50 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,000 | $7.91 | $7,910.00 |
DisclosureSEC source: 0000929638-23-002726 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,199,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 22:01 UTC | Citi Trends Inc CTRN · Entity 5399 | PurchaseCommon Stock | 11,100 | $21.97 | $243,888.09 |
DisclosureSEC source: 0000929638-23-002731 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 884,892 F1 · ownership.nature: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 20:50 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 3,800 | $7.87 | $29,921.96 |
DisclosureSEC source: 0000929638-23-002726 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,198,627 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| September 26, 2023 Filed Sep 26, 2023 21:16 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 11,520 | $7.81 | $89,959.68 |
DisclosureSEC source: 0000929638-23-002597 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,193,827 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| September 22, 2023 Filed Sep 26, 2023 21:16 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $7.76 | $77,550.00 |
DisclosureSEC source: 0000929638-23-002597 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,182,307 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 21:04 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 6,800 | $6.99 | $47,525.20 |
DisclosureSEC source: 0000929638-23-001995 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,172,307 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:56 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 15,000 | $7.00 | $105,049.50 |
DisclosureSEC source: 0000929638-23-001881 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,165,507 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 28, 2023 Filed Jun 30, 2023 20:56 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 5,000 | $6.84 | $34,219.00 |
DisclosureSEC source: 0000929638-23-001881 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,150,507 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 21:08 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 6,000 | $6.90 | $41,401.80 |
DisclosureSEC source: 0000929638-23-001848 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,145,507 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 23, 2023 Filed Jun 27, 2023 21:08 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 5,750 | $6.75 | $38,812.50 |
DisclosureSEC source: 0000929638-23-001848 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,139,507 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 16, 2023 Filed Jun 22, 2023 21:09 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 22,000 | $6.76 | $148,772.80 |
DisclosureSEC source: 0000929638-23-001780 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,133,757 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 16, 2023 Filed Jun 22, 2023 21:09 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 2,500 | $6.74 | $16,857.00 |
DisclosureSEC source: 0000929638-23-001780 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,111,757 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 20:52 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $6.55 | $65,500.00 |
DisclosureSEC source: 0000929638-23-001720 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,109,257 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 14, 2023 Filed Jun 14, 2023 20:52 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 28,526 | $6.60 | $188,368.59 |
DisclosureSEC source: 0000929638-23-001720 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,099,257 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 20:52 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 7,500 | $6.64 | $49,784.25 |
DisclosureSEC source: 0000929638-23-001720 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,070,731 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:52 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 31,000 | $6.52 | $202,073.50 |
DisclosureSEC source: 0000929638-23-001720 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,063,231 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 21:18 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,600 | $6.30 | $10,087.52 |
DisclosureSEC source: 0000929638-23-001696 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,032,231 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:18 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 51,940 | $6.24 | $324,022.50 |
DisclosureSEC source: 0000929638-23-001696 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,030,631 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 21:18 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 249,497 | $6.05 | $1,509,456.85 |
DisclosureSEC source: 0000929638-23-001696 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,978,691 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 21:18 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 21,832 | $6.26 | $136,611.56 |
DisclosureSEC source: 0000929638-23-001696 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,729,194 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.