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Pleasant Lake Onshore Feeder Fund LP

Disclosed activity across 7 companies

Tapewire entity
84250
SEC CIK
0001567434

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
1 800 FLOWERS COM INCFLWS · Entity 623710% ownerNovember 15, 2024November 25, 2024
Citi Trends IncCTRN · Entity 539910% ownerAugust 27, 2024August 29, 2024
DESTINATION XL GROUP, INC.DXLG · Entity 740210% ownerNovember 22, 2024November 27, 2024
TILE SHOP HOLDINGS, INC.TTSH · Entity 956410% ownerJanuary 07, 2025January 10, 2025
TILLY'S, INC.TLYS · Entity 664810% ownerJanuary 07, 2025January 10, 2025
Vera Bradley, Inc.VRA · Entity 681710% ownerDecember 11, 2024December 24, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

1 800 FLOWERS COM INC

Report date November 15, 2024 · Filed November 25, 2024

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee Footnotes4,174,364 Reported balance Holding disclosure · report date 2024-11-15 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,174,364

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of PL Fund.

Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-06-18IndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2024-11-15 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of PL Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of PL Fund.

F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

Citi Trends Inc

Report date August 27, 2024 · Filed August 29, 2024

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote2,573,486 Reported balance After 2024-08-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-08-27 · Purchase · Acquired 1,500 · Balance 2,573,486

F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

DESTINATION XL GROUP, INC.

Report date November 22, 2024 · Filed November 27, 2024

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes5,720,548 Reported balance Holding disclosure · report date 2024-11-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,720,548

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes37,713 Reported balance Holding disclosure · report date 2024-11-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 37,713

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser.

Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-02-24IndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2024-11-22 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser.

F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

TILE SHOP HOLDINGS, INC.

Report date January 07, 2025 · Filed January 10, 2025

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes10,388,960 Reported balance After 2025-01-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2025-01-07 · Purchase · Acquired 45,359 · Balance 10,388,960

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2: Shares held for the account of the PL Fund.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes10,410,460 Reported balance After 2025-01-08 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2025-01-08 · Purchase · Acquired 21,500 · Balance 10,410,460

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2: Shares held for the account of the PL Fund.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes10,430,360 Reported balance After 2025-01-10 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2025-01-10 · Purchase · Acquired 19,900 · Balance 10,430,360

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2: Shares held for the account of the PL Fund.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes10,434,960 Reported balance After 2025-01-10 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2025-01-10 · Purchase · Acquired 4,600 · Balance 10,434,960

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2: Shares held for the account of the PL Fund.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes1,002,207 Reported balance Holding disclosure · report date 2025-01-07 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,002,207

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser.

Filing footnotes · ownership attribution and instrument terms

F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2: Shares held for the account of the PL Fund.

F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser.

TILLY'S, INC.

Report date January 07, 2025 · Filed January 10, 2025

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27IndirectSee Footnotes621,152 Reported balance After 2025-01-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-07 · Purchase · Acquired 18,233 · Balance 621,152

F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3: Shares held for the account of the PL Fund.

Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27IndirectSee Footnotes741,152 Reported balance After 2025-01-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-08 · Purchase · Acquired 120,000 · Balance 741,152

F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3: Shares held for the account of the PL Fund.

Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27IndirectSee Footnotes776,152 Reported balance After 2025-01-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-01-10 · Purchase · Acquired 35,000 · Balance 776,152

F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3: Shares held for the account of the PL Fund.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3: Shares held for the account of the PL Fund.

F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

Vera Bradley, Inc.

Report date December 11, 2024 · Filed December 24, 2024

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes2,783,155 Reported balance Holding disclosure · report date 2024-12-11 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,783,155

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-03-23IndirectSee FootnotesNot disclosed Reported balance Holding disclosure · report date 2024-12-11 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of the PL Fund.

F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BJs RESTAURANTS INC

Report date October 30, 2024 · Filed November 01, 2024

Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC

Section 16 reporting ended · disclosed 2024-11-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, no par valueSEC Table I · non-derivativeIndirectSee Footnotes2,303,131 Reported balance After 2024-10-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-10-30 · Sale · Disposed 15,000 · Balance 2,303,131

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of PL Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

F2: Securities held for the account of PL Fund.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2025 Filed Jan 10, 2025 22:42 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 35,000 $4.22 $147,549.50
Disclosure

SEC source: 0000929638-25-000122 · form4.xml · derivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 776,152

Underlying: Common Stock · 35,000 shares

Expires 2027-12-27

F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 10, 2025 Filed Jan 10, 2025 22:41 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 4,600 $6.66 $30,641.06
Disclosure

SEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,434,960

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 10, 2025 Filed Jan 10, 2025 22:41 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 19,900 $6.67 $132,780.76
Disclosure

SEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,430,360

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 22:42 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 120,000 $4.17 $500,052.00
Disclosure

SEC source: 0000929638-25-000122 · form4.xml · derivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 741,152

Underlying: Common Stock · 120,000 shares

Expires 2027-12-27

F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 22:41 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 21,500 $6.78 $145,720.55
Disclosure

SEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,410,460

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:42 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 18,233 $4.34 $79,074.70
Disclosure

SEC source: 0000929638-25-000122 · form4.xml · derivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 621,152

Underlying: Common Stock · 18,233 shares

Expires 2027-12-27

F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:41 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 45,359 $6.78 $307,456.91
Disclosure

SEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,388,960

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 06, 2025 Filed Jan 6, 2025 23:05 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 25,000 $4.40 $110,122.50
Disclosure

SEC source: 0000929638-25-000047 · form4.xml · derivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 602,919

Underlying: Common Stock · 25,000 shares

Expires 2027-12-27

F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 06, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 27,500 $7.01 $192,736.50
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 6

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,343,601

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 06, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.96 $69,637.00
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 5

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,316,101

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 23:05 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 28,292 $4.52 $127,973.20
Disclosure

SEC source: 0000929638-25-000047 · form4.xml · derivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 577,919

Underlying: Common Stock · 28,292 shares

Expires 2027-12-27

F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 600 $6.93 $4,158.00
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,306,101

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 1,000 $6.99 $6,990.50
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,305,501

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:05 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 35,742 $4.34 $155,123.85
Disclosure

SEC source: 0000929638-25-000047 · form4.xml · derivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 549,627

Underlying: Common Stock · 35,742 shares

Expires 2027-12-27

F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 20,000 $6.93 $138,520.00
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,304,501

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 23:01 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 59,500 $6.89 $410,014.50
Disclosure

SEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,284,501

F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 31, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 50,000 $6.91 $345,355.00
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 8

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,225,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 31, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 20,000 $6.88 $137,584.00
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 7

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,175,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:48 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 86,241 $4.15 $358,253.74
Disclosure

SEC source: 0000929638-25-000023 · form4.xml · derivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 513,885

Underlying: Common Stock · 86,241 shares

Expires 2027-12-27

F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 30, 2024 Filed Dec 30, 2024 23:31 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 150,000 $3.95 $592,665.00
Disclosure

SEC source: 0000929638-24-004383 · form4.xml · derivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 427,644

Underlying: Common Stock · 150,000 shares

Expires 2027-12-27

F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the applicable swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 20,000 $6.84 $136,800.00
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 6

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,155,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.85 $68,531.00
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 5

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,135,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 34,000 $6.87 $233,420.20
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,125,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 23:31 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 271,175 $3.84 $1,042,450.94
Disclosure

SEC source: 0000929638-24-004383 · form4.xml · derivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 277,644

Underlying: Common Stock · 271,175 shares

Expires 2027-12-27

F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the applicable swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 16,499 $6.81 $112,424.19
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,091,001

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 14,200 $6.73 $95,604.34
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,074,502

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 27, 2024 Filed Dec 31, 2024 22:38 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.75 $67,502.00
Disclosure

SEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,060,302

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 26, 2024 Filed Dec 26, 2024 22:32 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 8,000 $6.64 $53,144.80
Disclosure

SEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 5

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,050,302

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 26, 2024 Filed Dec 26, 2024 22:32 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 14,935 $6.69 $99,983.85
Disclosure

SEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,042,302

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 23:31 UTC TILLY'S, INC. TLYS · Entity 6648 PurchaseCash-Settled Total Return Swap · Derivative 6,469 $3.56 $23,050.34
Disclosure

SEC source: 0000929638-24-004383 · form4.xml · derivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,469

Underlying: Common Stock · 6,469 shares

Expires 2027-12-27

F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 6,469 notional shares of common stock for a price of $3.5632 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 6,469 notional shares of common stock for a price of $3.5632 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 6,469 notional shares of common stock for a price of $3.5632 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.

F4 · derivative.expiration_date: The expiration date of the applicable swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.

F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F3 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 24, 2024 Filed Dec 26, 2024 22:32 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 23,500 $6.60 $155,189.30
Disclosure

SEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,027,367

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:32 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.71 $67,100.00
Disclosure

SEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,003,867

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 22:32 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 19,000 $6.74 $128,115.10
Disclosure

SEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,993,867

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 33,438 $6.79 $227,147.68
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 9

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,944,964

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 3,500 $6.92 $24,221.75
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 8

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,911,526

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.89 $68,944.00
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 7

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,908,026

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 42,220 $6.81 $287,480.20
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 6

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,898,026

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 47,199 $6.83 $322,317.25
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 5

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,855,806

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 1,659 $6.84 $11,347.56
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,808,607

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 62,500 $6.79 $424,450.00
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 9

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,974,867

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

F5 · ownership.nature: This amendment is being filed to correct a transaction occurring on December 20, 2024, which was previously reported as a purchase of 33,438 shares of common stock at a price of $6.7931 per share.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 3,500 $6.92 $24,221.75
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 8

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,912,367

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 10,000 $6.89 $68,944.00
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 7

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,908,867

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 42,220 $6.81 $287,480.20
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 6

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,898,867

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 47,199 $6.83 $322,317.25
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 5

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,856,647

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 20, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 2,500 $6.84 $17,100.00
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 4

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,809,448

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

F4 · ownership.nature: This amendment is being filed to correct a transaction occurring on December 20, 2024, which was previously reported as a purchase of 1,659 shares of common stock.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 72,500 $6.87 $498,053.25
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,806,948

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 19, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 72,500 $6.87 $498,053.25
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 3

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,806,948

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 128,710 $6.84 $880,736.79
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,734,448

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 23:35 UTC TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 327,000 $6.65 $2,174,550.00
Disclosure

SEC source: 0000929638-24-004283 · form4.xml · nonDerivative · entry 1

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,605,738

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document
December 18, 2024 Filed Dec 27, 2024 02:00 UTC Amendment TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 PurchaseCommon Stock 128,710 $6.84 $880,736.79
Disclosure

SEC source: 0000929638-24-004313 · form4.xml · nonDerivative · entry 2

Fund 1 Investments, LLC · CIK 0001959730 · 10% owner

Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner

Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,734,448

F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.

F2 · ownership.nature: Shares held for the account of the PL Fund.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.