organization · Reporting owner
Pleasant Lake Onshore Feeder Fund LP
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1 800 FLOWERS COM INCFLWS · Entity 6237 | 10% owner | November 15, 2024 | November 25, 2024 |
| Citi Trends IncCTRN · Entity 5399 | 10% owner | August 27, 2024 | August 29, 2024 |
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | 10% owner | November 22, 2024 | November 27, 2024 |
| TILE SHOP HOLDINGS, INC.TTSH · Entity 9564 | 10% owner | January 07, 2025 | January 10, 2025 |
| TILLY'S, INC.TLYS · Entity 6648 | 10% owner | January 07, 2025 | January 10, 2025 |
| Vera Bradley, Inc.VRA · Entity 6817 | 10% owner | December 11, 2024 | December 24, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1 800 FLOWERS COM INC
Report date November 15, 2024 · Filed November 25, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnotes | 4,174,364 |
Reported balance
Holding disclosure · report date 2024-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,174,364 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-06-18 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of PL Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 3,641,566 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Citi Trends Inc
Report date August 27, 2024 · Filed August 29, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,573,486 |
Reported balance
After 2024-08-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-08-27 · Purchase · Acquired 1,500 · Balance 2,573,486 F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of private investment vehicles, including Pleasant Lake Onshore Feeder Fund, LP, for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
DESTINATION XL GROUP, INC.
Report date November 22, 2024 · Filed November 27, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 5,720,548 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,720,548 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 37,713 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,713 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-02-24 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-22 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
TILE SHOP HOLDINGS, INC.
Report date January 07, 2025 · Filed January 10, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,388,960 |
Reported balance
After 2025-01-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2025-01-07 · Purchase · Acquired 45,359 · Balance 10,388,960 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,410,460 |
Reported balance
After 2025-01-08 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2025-01-08 · Purchase · Acquired 21,500 · Balance 10,410,460 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,430,360 |
Reported balance
After 2025-01-10 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2025-01-10 · Purchase · Acquired 19,900 · Balance 10,430,360 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,434,960 |
Reported balance
After 2025-01-10 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2025-01-10 · Purchase · Acquired 4,600 · Balance 10,434,960 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Shares held for the account of the PL Fund. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,002,207 |
Reported balance
Holding disclosure · report date 2025-01-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,002,207 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Shares held for the account of the PL Fund.
F3: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
TILLY'S, INC.
Report date January 07, 2025 · Filed January 10, 2025
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 621,152 |
Reported balance
After 2025-01-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-01-07 · Purchase · Acquired 18,233 · Balance 621,152 F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 741,152 |
Reported balance
After 2025-01-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-08 · Purchase · Acquired 120,000 · Balance 741,152 F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2027-12-27 | IndirectSee Footnotes | 776,152 |
Reported balance
After 2025-01-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-10 · Purchase · Acquired 35,000 · Balance 776,152 F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3: Shares held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F2: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F3: Shares held for the account of the PL Fund.
F4: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
F5: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F6: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
Vera Bradley, Inc.
Report date December 11, 2024 · Filed December 24, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,783,155 |
Reported balance
Holding disclosure · report date 2024-12-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,783,155 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-03-23 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-12-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: The Reporting Persons have entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares of Common Stock. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BJs RESTAURANTS INC
Report date October 30, 2024 · Filed November 01, 2024
Jointly reported with Fund 1 Investments, LLC, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2024-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,303,131 |
Reported balance
After 2024-10-30 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-10-30 · Sale · Disposed 15,000 · Balance 2,303,131 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and PL Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of PL Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2023 Filed Jun 2, 2023 21:00 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,000 | $6.10 | $6,100.00 |
DisclosureSEC source: 0000929638-23-001629 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,707,362 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 21:00 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 119,500 | $6.51 | $777,562.60 |
DisclosureSEC source: 0000929638-23-001629 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,706,362 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 21:00 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 58,210 | $7.40 | $430,946.09 |
DisclosureSEC source: 0000929638-23-001629 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,586,862 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:00 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 30,000 | $7.79 | $233,682.00 |
DisclosureSEC source: 0000929638-23-001629 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,528,652 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 24, 2023 Filed May 24, 2023 21:06 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $7.64 | $76,435.00 |
DisclosureSEC source: 0000929638-23-001555 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,498,652 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 22, 2023 Filed May 24, 2023 21:06 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 30,162 | $7.28 | $219,558.25 |
DisclosureSEC source: 0000929638-23-001555 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,488,652 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 09, 2023 Filed May 9, 2023 21:11 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 4,000 | $7.68 | $30,707.20 |
DisclosureSEC source: 0000929638-23-001368 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,458,490 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 09, 2023 Filed May 9, 2023 21:11 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 15,000 | $7.73 | $115,972.50 |
DisclosureSEC source: 0000929638-23-001368 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,454,490 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 08, 2023 Filed May 9, 2023 21:11 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 5,000 | $7.73 | $38,660.50 |
DisclosureSEC source: 0000929638-23-001368 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,439,490 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| May 05, 2023 Filed May 9, 2023 21:11 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 73,000 | $7.65 | $558,450.00 |
DisclosureSEC source: 0000929638-23-001368 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,434,490 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 28, 2023 Filed Apr 28, 2023 21:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 34,395 | $7.50 | $257,890.27 |
DisclosureSEC source: 0000929638-23-001296 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,361,490 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 28, 2023 Filed Apr 28, 2023 21:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 13,500 | $7.49 | $101,175.75 |
DisclosureSEC source: 0000929638-23-001296 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,327,095 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 27, 2023 Filed Apr 28, 2023 21:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 50,000 | $7.33 | $366,395.00 |
DisclosureSEC source: 0000929638-23-001296 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,313,595 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 21:23 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 114,289 | $7.10 | $811,360.47 |
DisclosureSEC source: 0000929638-23-001296 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,263,595 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 17, 2023 Filed Apr 17, 2023 21:28 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 7,000 | $7.76 | $54,334.00 |
DisclosureSEC source: 0000929638-23-001183 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,149,306 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 14, 2023 Filed Apr 17, 2023 21:28 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 39,000 | $7.74 | $301,704.00 |
DisclosureSEC source: 0000929638-23-001183 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,142,306 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 21:28 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 28,430 | $7.43 | $211,163.83 |
DisclosureSEC source: 0000929638-23-001183 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,103,306 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 13, 2023 Filed Apr 17, 2023 21:28 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 103,500 | $7.66 | $792,975.60 |
DisclosureSEC source: 0000929638-23-001183 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 3,074,876 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 04, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 34,200 | $7.56 | $258,695.64 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,971,376 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 34,000 | $7.60 | $258,519.00 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,937,176 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $7.59 | $75,850.00 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,903,176 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 11,570 | $7.67 | $88,781.24 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,893,176 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $7.57 | $75,660.00 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,881,606 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:19 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 14,070 | $7.50 | $105,477.16 |
DisclosureSEC source: 0000929638-23-001086 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,871,606 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 30, 2023 Filed Mar 30, 2023 21:13 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 105,000 | $7.52 | $789,600.00 |
DisclosureSEC source: 0000929638-23-001023 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,857,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 30, 2023 Filed Mar 30, 2023 21:13 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 45,000 | $7.50 | $337,324.50 |
DisclosureSEC source: 0000929638-23-001023 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,752,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 21:13 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $7.28 | $72,808.00 |
DisclosureSEC source: 0000929638-23-001023 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,707,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 29, 2023 Filed Mar 30, 2023 21:13 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 135,000 | $7.25 | $978,763.50 |
DisclosureSEC source: 0000929638-23-001023 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,697,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 21:13 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 35,000 | $7.12 | $249,130.00 |
DisclosureSEC source: 0000929638-23-001023 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 2,562,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 21:26 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 42,117 | $7.43 | $312,929.31 |
DisclosureSEC source: 0000929638-23-000839 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,527,536 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 21:26 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 50,000 | $7.45 | $372,250.00 |
DisclosureSEC source: 0000929638-23-000839 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,485,419 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 21:26 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 150,000 | $7.48 | $1,122,270.00 |
DisclosureSEC source: 0000929638-23-000839 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,435,419 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 19, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 8,600 | $8.68 | $74,617.90 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 15 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 633,466 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 16, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 2,000 | $9.09 | $18,181.60 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 14 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 624,866 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 15, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 19,500 | $9.15 | $178,345.05 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 13 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 622,866 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 13, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 4,500 | $9.43 | $42,437.25 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 12 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,285,419 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 12, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 2,000 | $9.26 | $18,517.80 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 11 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,280,919 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 09, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 28,000 | $9.40 | $263,219.60 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 10 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 603,366 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 08, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 7,500 | $9.65 | $72,383.25 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 9 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 575,366 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 07, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $9.57 | $95,700.00 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 8 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,278,919 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 07, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 5,000 | $9.67 | $48,372.50 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 7 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,559,510 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
| December 06, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 27,500 | $9.56 | $262,812.00 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,554,510 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
| December 05, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 13,000 | $9.72 | $126,334.00 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,527,010 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
| December 02, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 39,242 | $10.04 | $393,922.97 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,268,919 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 02, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 150,000 | $9.61 | $1,442,040.00 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,308,161 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 02, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | SaleClass A Common Stock | 100,000 | $9.61 | $961,360.00 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,514,010 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
| December 02, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 20,100 | $9.89 | $198,885.48 |
DisclosureSEC source: 0000929638-23-000065 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 567,866 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3"). Read SEC document |
| December 01, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 10,000 | $9.13 | $91,300.00 |
DisclosureSEC source: 0000929638-23-000064 · form4.xml · nonDerivative · entry 30 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,458,161 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 01, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 1,200 | $9.51 | $11,415.00 |
DisclosureSEC source: 0000929638-23-000064 · form4.xml · nonDerivative · entry 29 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,614,010 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
| December 01, 2022 Filed Jan 10, 2023 21:34 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseClass A Common Stock | 28,000 | $9.02 | $252,638.40 |
DisclosureSEC source: 0000929638-23-000064 · form4.xml · nonDerivative · entry 28 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,612,810 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 2"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.