Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181 | See comment* | June 01, 2010 | June 14, 2019 |
| Lazard World Dividend & Income Fund, Inc.LOR · Entity 141791 | See comment* | June 01, 2010 | June 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Lazard World Dividend & Income Fund, Inc.
Report date June 01, 2010 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazard, Inc.
Report date December 31, 2024 · Filed February 03, 2025
Section 16 reporting ended · disclosed 2025-02-03. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2020 Filed Aug 25, 2020 18:12 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 988 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-048286 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 22, 2020 Filed May 27, 2020 19:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 1,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032426 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 1,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 22, 2020 Filed May 27, 2020 19:06 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 1,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032426 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192 Underlying: Class A Common Stock · 1,192 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: These RSUs will vest on or around March 1, 2021. F5 · derivative.expiration_date: These RSUs will vest on or around March 1, 2021. Read SEC document |
| May 22, 2020 Filed May 27, 2020 19:06 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 1,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032426 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of the underlying Performance-based Restricted Stock Unit ("PRSU") award are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreement until the original vesting date set forth therein. F2 · balance_after: Amount excludes 2,028,043 shares of Class A Common Stock and 47,917 Performance-based Restricted Participation Units directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 123,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015652 · doc4.xml · nonDerivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,443,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of PRSUs awarded with respect to compensation for 2016, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. F3 · balance_after: Amount excludes 47,917 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 18:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 123,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015652 · doc4.xml · nonDerivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of PRSUs awarded with respect to compensation for 2016, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015652 · doc4.xml · derivative · entry 6 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 3,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F3 · balance_after: Amount excludes 47,917 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:53 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015652 · doc4.xml · derivative · entry 5 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,128 Underlying: Class A Common Stock · 3,128 shares Expires not disclosed F4 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F6 · derivative.exercise_date: Of these RSUs, 1,849 vested on March 2, 2020 and 1,279 will vest on or around March 1, 2021. F6 · derivative.expiration_date: Of these RSUs, 1,849 vested on March 2, 2020 and 1,279 will vest on or around March 1, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 18:53 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-015652 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Participation Units · Derivative | 47,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · derivative · entry 8 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,917 Underlying: Class A Common Stock · 47,917 shares Expires not disclosed F7 · security: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F8 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock. F7 · price: Represents a prior grant of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 for which performance conditions have been satisfied. The grant was previously reflected in the Company's proxy statement for the relevant year. F9 · derivative.exercise_date: These PRPUs will vest on or around March 1, 2022. F9 · derivative.expiration_date: These PRPUs will vest on or around March 1, 2022. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 173,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · derivative · entry 7 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 173,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 173,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · derivative · entry 6 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,344 Underlying: Class A Common Stock · 173,344 shares Expires not disclosed F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 91,492 | $42.45 | $3,883,835.40 |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · nonDerivative · entry 4 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,807 F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 91,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · nonDerivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 91,492 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · nonDerivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:18 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 173,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012178 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2019 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,167 Underlying: Class A Common Stock · 2,167 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 948 will vest on or around March 2, 2020 and 1,219 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 948 will vest on or around March 2, 2020 and 1,219 will vest on or around March 1, 2021. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 19:30 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-058209 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,458 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 Underlying: Class A Common Stock · 2,458 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 1,075 will vest on or around March 2, 2020 and 1,383 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 1,075 will vest on or around March 2, 2020 and 1,383 will vest on or around March 1, 2021. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 18:25 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-046881 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 18:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031828 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 17, 2019 Filed May 21, 2019 18:01 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031828 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,348 Underlying: Class A Common Stock · 2,348 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 1,027 will vest on or around March 2, 2020 and 1,321 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 1,027 will vest on or around March 2, 2020 and 1,321 will vest on or around March 1, 2021. Read SEC document |
| May 17, 2019 Filed May 21, 2019 18:01 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-031828 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,904,086 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 5,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · derivative · entry 11 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 5,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.exercise_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · derivative.expiration_date: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 8,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · derivative · entry 10 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,986 Underlying: Class A Common Stock · 8,050 shares Expires 2019-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 14,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · derivative · entry 9 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,036 Underlying: Class A Common Stock · 14,036 shares Expires not disclosed F6 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F8 · derivative.exercise_date: Of these RSUs, 8,050 vested on March 1, 2019, 2,793 will vest on or around March 2, 2020, and 3,193 will vest on or around March 1, 2021. F8 · derivative.expiration_date: Of these RSUs, 8,050 vested on March 1, 2019, 2,793 will vest on or around March 2, 2020, and 3,193 will vest on or around March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 237,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 7 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 237,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 6 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 7,410 | $37.43 | $277,356.30 |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 5 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,162 F4 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of RSUs. F5 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the RSUs referenced in Footnote (2). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 3,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 4 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,089,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with the settlement of the RSUs referenced in Footnote (2) (in accordance with the applicable award agreement). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 3,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the taxes in connection with the settlement of the RSUs referenced in Footnote (2) (in accordance with the applicable award agreement). Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 5,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 18:31 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 8,050 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-016986 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2015, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 397,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · derivative · entry 7 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 397,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F1 · derivative.exercise_price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantPerformance-based Restricted Stock Units · Derivative | 397,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · derivative · entry 6 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,809 Underlying: Class A Common Stock · 397,809 shares Expires not disclosed F5 · security: Represents prior grants of PRSUs awarded with respect to compensation for 2015, 2016 and 2017 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements for the relevant years. F6 · derivative.exercise_price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F6 · price: Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock. F1 · derivative.exercise_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Disposition to issuerClass A Common Stock | 209,965 | $36.85 | $7,737,210.25 |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · nonDerivative · entry 4 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,361 F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the settlement of PRSUs. F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the settlement date of the PRSUs referenced in Footnote (1). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionClass A Common Stock | 209,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · nonDerivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 209,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · nonDerivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of Restricted Class A Common Stock that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 18:03 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 397,809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013152 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person is eligible for retirement under the Company's RSU Retirement Policy, which is described in the Company's 2018 Proxy Statement. The performance conditions for certain Performance-based Restricted Stock Units ("PRSUs") that were previously granted to the reporting person have been satisfied and, as a result of the reporting person's retirement eligibility, such PRSUs are being treated as subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding any portion that the reporting person is permitted to sell solely in order to pay the related taxes (in accordance with the applicable award agreements), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 18:56 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 4,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059325 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 4,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 18:56 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 4,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059325 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,075 Underlying: Class A Common Stock · 4,075 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 1,261 will vest on or around March 1, 2019, 1,313 will vest on or around March 2, 2020, and 1,501 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 1,261 will vest on or around March 1, 2019, 1,313 will vest on or around March 2, 2020, and 1,501 will vest on or around March 1, 2021. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 18:56 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 4,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-059325 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 17:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047815 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 3,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 17:58 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047815 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169 Underlying: Class A Common Stock · 3,169 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 981 will vest on or around March 1, 2019, 1,021 will vest on or around March 2, 2020, and 1,167 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 981 will vest on or around March 1, 2019, 1,021 will vest on or around March 2, 2020, and 1,167 will vest on or around March 1, 2021. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 17:58 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-047815 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Stock Units · Derivative | 2,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032416 · doc4.xml · derivative · entry 3 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Class A Common Stock · 2,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | GrantRestricted Stock Units · Derivative | 2,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032416 · doc4.xml · derivative · entry 2 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854 Underlying: Class A Common Stock · 2,854 shares Expires not disclosed F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock. F5 · derivative.exercise_date: Of these RSUs, 873 will vest on or around March 1, 2019, 909 will vest on or around March 2, 2020, and 1,072 will vest on or around March 1, 2021. F5 · derivative.expiration_date: Of these RSUs, 873 will vest on or around March 1, 2019, 909 will vest on or around March 2, 2020, and 1,072 will vest on or around March 1, 2021. Read SEC document |
| May 18, 2018 Filed May 22, 2018 18:32 UTC | Lazard, Inc. LAZ · Entity 4031 | Exercise / conversionRestricted Class A Common Stock | 2,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-032416 · doc4.xml · nonDerivative · entry 1 JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of Restricted Class A Common Stock. The Restricted Class A Common Stock, excluding the portion that the reporting person is permitted to sell in order to pay the related taxes (in accordance with the applicable award agreement), will remain subject to all restrictive covenants and sales restrictions contained in the underlying award agreements until the original vesting dates set forth therein. F2 · balance_after: Amount excludes 1,662,640 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.