Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Chief Technology Officer | February 03, 2025 | February 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 03, 2025 · Filed February 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,860 |
Ending reported balance
After 2025-02-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-03 · Tax withholding · Disposed 1,420 · Balance 117,860 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2025-02-04 · Other · Disposed 65,000 · Balance 52,860 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectJT with Spouse | 70,230 |
Reported balance
After 2025-02-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-04 · Other · Acquired 65,000 · Balance 70,230 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,438 | $15.00 | $231,570.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 6 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,438 | $6.00 | $92,628.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,476 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 15 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,476 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,510 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 14 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,510 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 13 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,438 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 8,476 | $15.00 | $127,140.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 10 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 8,476 | $7.50 | $63,570.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 9 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 11,510 | $15.00 | $172,650.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 8 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 11,510 | $6.00 | $69,060.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 7 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,438 | $15.00 | $231,570.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 6 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,438 | $6.00 | $92,628.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,719 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 12 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,719 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,388 | $0.00 Strike: $3.92 | $0.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 11 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,388 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 4,719 | $15.00 | $70,785.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 4,719 | $6.00 | $28,314.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,388 | $15.00 | $80,820.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,388 | $3.92 | $21,120.96 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,719 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 12 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,719 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,388 | $0.00 Strike: $3.92 | $0.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · derivative · entry 11 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,388 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · derivative.exercise_date: This employee stock option was granted on March 14, 2013. All of the options are fully vested and exercisable. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 4,719 | $15.00 | $70,785.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 4,719 | $6.00 | $28,314.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,388 | $15.00 | $80,820.00 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 10, 2021 Filed Feb 25, 2021 01:56 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,388 | $3.92 | $21,120.96 |
DisclosureSEC source: 0001437749-21-004003 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 04, 2021 Filed Feb 6, 2021 02:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,415 | $13.88 | $33,521.17 |
DisclosureSEC source: 0001437749-21-002151 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.80 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 04, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,415 | $13.88 | $33,521.17 |
DisclosureSEC source: 0001437749-21-003998 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.80 to $14.02 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 02:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 9,121 | $13.88 | $126,589.45 |
DisclosureSEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,231 F6 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F7 · price: This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 02:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 959 | $13.95 | $13,382.75 |
DisclosureSEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,352 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 8,507 | $13.88 | $118,112.04 |
DisclosureSEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 F6 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F7 · price: This figure is the weighted average sales price of multiple trades ranging from $13.73 to $14.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 03, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 959 | $13.95 | $13,382.75 |
DisclosureSEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,352 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: This figure is the weighted average sales price of multiple trades ranging from $13.81 to $14.03 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 02:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 4,785 | $13.96 | $66,789.99 |
DisclosureSEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,311 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 4,785 | $13.96 | $66,789.99 |
DisclosureSEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,311 F3 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: This figure is the weighted average sales price of multiple trades ranging from $13.90 to $14.07 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,124 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001437749-21-001934 · rdgdoc.xml · derivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,124 Underlying: Common Stock · 31,124 shares Expires 2031-02-01 F8 · derivative.exercise_date: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 02:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,640 | $13.96 | $162,494.40 |
DisclosureSEC source: 0001437749-21-001934 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,096 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,124 | $0.00 Strike: $13.96 | $0.00 |
DisclosureSEC source: 0001437749-21-003997 · rdgdoc.xml · derivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,124 Underlying: Common Stock · 31,124 shares Expires 2031-02-01 F8 · derivative.exercise_date: This employee stock option was granted on February 1, 2021. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 01, 2021 Filed Feb 25, 2021 01:16 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,640 | $13.96 | $162,494.40 |
DisclosureSEC source: 0001437749-21-003997 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,096 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on February 1, 2021 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,682 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · derivative · entry 11 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,682 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 227 | $10.46 | $2,374.42 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 8 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,456 F4 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 4,682 | $14.65 | $68,576.32 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 7 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,683 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · price: This figure is the weighted average sales price of multiple trades ranging from $14.33 to $14.80 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 4,682 | $2.75 | $12,875.50 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 6 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,818 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · derivative · entry 10 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,818 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,220 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · derivative · entry 9 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,220 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on March 10, 2015. All of the options are fully vested and exercisable. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 8,738 | $14.31 | $125,000.59 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,683 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.98 to $14.70 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,818 | $14.31 | $226,282.82 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,421 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.98 to $14.70 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,818 | $2.75 | $43,499.50 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 19,220 | $14.31 | $274,949.79 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,421 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $13.98 to $14.70 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 23:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 19,220 | $2.75 | $52,855.00 |
DisclosureSEC source: 0001437749-21-000791 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 5,204 | $10.25 | $53,339.96 |
DisclosureSEC source: 0001437749-20-001815 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,421 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 27,215 | $0.00 Strike: $10.21 | $0.00 |
DisclosureSEC source: 0001437749-20-001684 · rdgdoc.xml · derivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,215 Underlying: Common Stock · 27,215 shares Expires 2030-01-31 F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2020. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 15,915 | $10.21 | $162,492.15 |
DisclosureSEC source: 0001437749-20-001684 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,625 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit was granted on January 31, 2020 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 02:21 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 479 | $9.28 | $4,443.97 |
DisclosureSEC source: 0001437749-20-000562 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,710 F2 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.