Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Chief Technology Officer | February 03, 2025 | February 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 03, 2025 · Filed February 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,860 |
Ending reported balance
After 2025-02-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-03 · Tax withholding · Disposed 1,420 · Balance 117,860 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2025-02-04 · Other · Disposed 65,000 · Balance 52,860 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectJT with Spouse | 70,230 |
Reported balance
After 2025-02-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-04 · Other · Acquired 65,000 · Balance 70,230 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2020 Filed Jan 14, 2020 02:21 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 2,869 | $10.00 | $28,690.00 |
DisclosureSEC source: 0001437749-20-000562 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,189 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 14, 2019. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 10:16 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 935 | $9.56 | $8,937.48 |
DisclosureSEC source: 0001437749-19-019075 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,058 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| September 23, 2019 Filed Sep 26, 2019 10:16 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,980 | $9.80 | $38,987.68 |
DisclosureSEC source: 0001437749-19-019075 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,993 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,152 | $7.75 | $8,931.23 |
DisclosureSEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,973 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 00:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,161 | $8.63 | $10,023.73 |
DisclosureSEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,044 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,152 | $7.75 | $8,931.23 |
DisclosureSEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,973 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| February 05, 2019 Filed Mar 18, 2019 21:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,161 | $8.63 | $10,023.73 |
DisclosureSEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,044 F3 · security: Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e). F4 · price: Represents the weighted average stock price of the shares withheld to cover the tax obligation for each restricted stock unit award vesting. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,919 | $7.73 | $14,826.77 |
DisclosureSEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,125 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 04, 2019 Filed Mar 18, 2019 21:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,919 | $7.73 | $14,826.77 |
DisclosureSEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,125 F5 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F6 · price: Represents the weighted average stock price of the shares sold to cover the tax obligation for restricted stock unit award vesting. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 35,737 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · derivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,737 Underlying: Common Stock · 35,737 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the shares will vest on the 1st anniversary of the vesting start date; therefore, the remaining 75% vest 1/36th per month Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 00:34 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001421517-19-000023 · wf-form4_154941325468523.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,205 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of Common Stock F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 35,800 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001437749-19-005193 · rdgdoc.xml · derivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,800 Underlying: Common Stock · 35,800 shares Expires 2029-01-31 F7 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 31, 2019 Filed Mar 18, 2019 21:13 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,381 | $7.60 | $162,495.60 |
DisclosureSEC source: 0001437749-19-005193 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · VP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,205 F1 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's Common Stock. F2 · security: The restricted stock unit award was granted on January 31, 2019 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 11,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-18-000060 · wf-form4_152184926198468.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,824 F4 · security: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. F5 · security: This restricted stock unit award was granted March 21, 2018 and vests 100% on September 21, 2019. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 23:54 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 247 | $7.55 | $1,864.85 |
DisclosureSEC source: 0001421517-18-000060 · wf-form4_152184926198468.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,252 F1 · date: Represents RSU vestings from February 1, 2018 through March 21, 2018. F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,160 | $7.73 | $8,966.80 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,499 F4 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F5 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 270 | $9.56 | $2,581.20 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,326 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares withheld for each restricted stock unit award vesting. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,807 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · derivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,807 Underlying: Common Stock · 31,807 shares Expires 2028-02-01 F6 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,333 | $7.50 | $137,497.50 |
DisclosureSEC source: 0001421517-18-000025 · wf-form4_151788129850421.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,659 F3 · security: This restricted stock unit award was granted February 1, 2018 and vests 25% on each of the first four anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.