Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Chief Technology Officer | February 03, 2025 | February 05, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date February 03, 2025 · Filed February 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,860 |
Ending reported balance
After 2025-02-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-03 · Tax withholding · Disposed 1,420 · Balance 117,860 F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Row 2 · 2025-02-04 · Other · Disposed 65,000 · Balance 52,860 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
| Common StockSEC Table I · non-derivative | IndirectJT with Spouse | 70,230 |
Reported balance
After 2025-02-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-02-04 · Other · Acquired 65,000 · Balance 70,230 F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F2: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2025 Filed Feb 5, 2025 23:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-25-000024 · wk-form4_1738798701.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Indirect · JT with Spouse Disclosed balance after: 70,230 F2 · shares: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. Read SEC document |
| February 04, 2025 Filed Feb 5, 2025 23:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | OtherCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-25-000024 · wk-form4_1738798701.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,860 F2 · shares: These securities were transferred by the reporting person from an individual account to a joint account with the spouse of reporting person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 23:38 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,420 | $14.34 | $20,362.80 |
DisclosureSEC source: 0001421517-25-000024 · wk-form4_1738798701.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,860 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 31, 2025 Filed Feb 3, 2025 23:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 926 | $14.56 | $13,482.56 |
DisclosureSEC source: 0001421517-25-000020 · wk-form4_1738624820.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,280 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 23:20 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 1,034 | $14.33 | $14,817.22 |
DisclosureSEC source: 0001421517-25-000020 · wk-form4_1738624820.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,206 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| January 27, 2025 Filed Jan 29, 2025 22:42 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 5,721 | $14.40 | $82,382.40 |
DisclosureSEC source: 0001421517-25-000012 · wk-form4_1738190552.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,240 F1 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 22:24 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 10,526 | $17.97 | $189,120.64 |
DisclosureSEC source: 0001421517-24-000197 · wk-form4_1730327070.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,961 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: This figure is the weighted average sales price of multiple trades ranging from $17.85 to $18.13 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| July 29, 2024 Filed Jul 30, 2024 20:08 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 4,079 | $14.63 | $59,671.69 |
DisclosureSEC source: 0001421517-24-000157 · wk-form4_1722370111.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,487 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $14.35 to $15.21 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 22:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,118 | $14.89 | $16,647.02 |
DisclosureSEC source: 0001421517-24-000035 · wk-form4_1707343463.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,566 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: This figure is the weighted average sales price of multiple trades ranging from $14.79 to $15.10 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2024 Filed Feb 5, 2024 22:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 1,654 | $15.30 | $25,306.20 |
DisclosureSEC source: 0001421517-24-000031 · wk-form4_1707173789.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,684 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: This figure is the weighted average sales price of multiple trades ranging from $15.07 to $15.525 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 22:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 795 | $15.64 | $12,433.80 |
DisclosureSEC source: 0001421517-24-000031 · wk-form4_1707173789.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,338 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.45 to $15.83 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 21:10 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 891 | $15.91 | $14,179.37 |
DisclosureSEC source: 0001421517-24-000021 · wk-form4_1706821808.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,133 F1 · shares: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: This figure is the weighted average sales price of multiple trades ranging from $15.81 to $16.07 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 22:55 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 42,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-24-000013 · wk-form4_1706568946.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,024 F1 · shares: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vest on the first four anniversaries of the grant date. F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. Read SEC document |
| October 24, 2023 Filed Oct 25, 2023 21:35 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 21,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-23-000167 · wk-form4_1698269718.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,574 F1 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. F2 · shares: These employee restricted stock units were granted on the transaction date. 100% of the restricted stock units will vest on the first anniversary of the grant date. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,800 | $7.60 Strike: $7.60 | $272,080.00 |
DisclosureSEC source: 0001421517-23-000155 · wk-form4_1693519253.xml · derivative · entry 6 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,800 shares Expires 2029-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on January 31, 2019. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,331 | $7.50 Strike: $7.50 | $114,982.50 |
DisclosureSEC source: 0001421517-23-000155 · wk-form4_1693519253.xml · derivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,331 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 51,131 | $27.92 | $1,427,424.13 |
DisclosureSEC source: 0001421517-23-000155 · wk-form4_1693519253.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,812 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $27.870 to $28.020 per share. The reporting person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 35,800 | $7.60 | $272,080.00 |
DisclosureSEC source: 0001421517-23-000155 · wk-form4_1693519253.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2023 Filed Aug 31, 2023 22:01 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,331 | $7.50 | $114,982.50 |
DisclosureSEC source: 0001421517-23-000155 · wk-form4_1693519253.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 20:03 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 18,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-23-000136 · wk-form4_1690488180.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,812 F1 · shares: Represents the grant of restricted stock units to the reporting person. Each restrictive stock unit represents a contingent right to receive one (1) share of the issuer's common stock at settlement. F2 · shares: These employee restricted stock units were granted on the transaction date. One third of the restricted stock units will vest on each of the first three anniversaries of the grant date. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:31 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 987 | $22.75 | $22,458.20 |
DisclosureSEC source: 0001421517-23-000029 · wf-form4_167581266741301.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,873 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $22.51 to $22.89 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 3,390 | $22.57 | $76,525.86 |
DisclosureSEC source: 0001421517-23-000020 · wf-form4_167545911187857.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,860 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $22.38 to $22.77 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 860 | $21.79 | $18,739.40 |
DisclosureSEC source: 0001421517-23-000020 · wf-form4_167545911187857.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,250 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $21.62 to $22.13 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 23:32 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 7,589 | $21.41 | $162,480.49 |
DisclosureSEC source: 0001421517-23-000014 · wf-form4_167529435431239.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,110 F1 · security: These employee restricted stock units were granted on the transaction date. 25% of the restricted stock units will vests on the first four anniversaries of the grant date. F2 · shares: Each restricted stock unit represents the right to receive, at settlement, one (1) share of the Company's common stock. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 01:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 2,611 | $19.64 | $51,276.38 |
DisclosureSEC source: 0001421517-22-000023 · wf-form4_164393667392049.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,521 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F3 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.45 to $19.82 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 01:04 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Tax withholdingCommon Stock | 3,625 | $19.57 | $70,934.36 |
DisclosureSEC source: 0001421517-22-000023 · wf-form4_164393667392049.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,132 F1 · security: Payment of tax obligation by selling securities incident to the vesting of securities in accordance with Rule 16b-3(e). F2 · price: Represents the weighted average stock price of the shares sold to cover tax obligation for restricted stock unit award vesting. The weighted average sales price includes multiple trades ranging from $19.19 to $19.72 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantEmployee Stock Option (Right to Buy) · Derivative | 21,983 | $18.99 Strike: $18.99 | $417,457.17 |
DisclosureSEC source: 0001421517-22-000011 · wf-form4_164375389698357.xml · derivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,983 Underlying: Common Stock · 21,983 shares Expires 2032-01-28 F2 · derivative.exercise_date: This employee stock option was granted on the transaction date. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 22:18 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantCommon Stock | 8,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001421517-22-000011 · wf-form4_164375389698357.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,757 F1 · security: This employee restricted stock unit was granted on the transaction date. 25% of the restricted stock unit will vests on the first four anniversaries of the grant date. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,383 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 15 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,383 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F5 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,389 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 14 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,119 Underlying: Common Stock · 7,389 shares Expires 2027-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable. F5 · derivative.exercise_date: This employee stock option was granted on February 2, 2017. All of the options are fully vested and exercisable. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 9,383 | $17.00 | $159,511.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 10 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 9,383 | $17.00 | $159,511.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 9 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 7,389 | $17.00 | $125,613.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 8 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 7,389 | $17.00 | $125,613.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 7 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,791 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 13 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,791 shares Expires 2026-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,456 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 12 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,456 shares Expires 2026-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: This employee stock option was granted on March 8, 2016. All of the options are fully vested and exercisable. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · derivative · entry 11 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 8,000 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. 25% of the options will vest on the 1st anniversary of the grant date; thereafter, the remaining 75% vest 1/36th per month. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 14,791 | $16.00 | $236,656.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 6 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 14,791 | $16.00 | $236,656.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 5 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 11,456 | $16.00 | $183,296.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 4 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 11,456 | $16.00 | $183,296.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 3 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 8,000 | $16.00 | $128,000.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 2 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,430 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 02:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 8,000 | $16.00 | $128,000.00 |
DisclosureSEC source: 0001437749-21-004163 · rdgdoc.xml · nonDerivative · entry 1 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $16.00 to $16.01 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,476 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 15 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,476 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F4 · derivative.exercise_date: This employee stock option was granted on February 1, 2018. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,510 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 14 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,510 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,438 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · derivative · entry 13 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,438 shares Expires 2024-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. F3 · derivative.exercise_date: This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 8,476 | $15.00 | $127,140.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 10 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 8,476 | $7.50 | $63,570.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 9 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 11,510 | $15.00 | $172,650.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 8 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,816 F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
| February 12, 2021 Filed Feb 13, 2021 02:48 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 11,510 | $6.00 | $69,060.00 |
DisclosureSEC source: 0001437749-21-002872 · rdgdoc.xml · nonDerivative · entry 7 Ghasripoor Farshad · CIK 0001723522 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 14, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.