MFP INVESTORS LLC

SEC source: 0001209191-18-062268 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526,718

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-060967 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,525,024

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-060967 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,514,859

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-059773 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,945,017

F1 · kind: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · kind: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F1 · price: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · price: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F1 · ownership.direct: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · ownership.direct: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

SEC source: 0001209191-18-059773 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · kind: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F1 · price: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · price: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F1 · ownership.direct: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2)

F2 · ownership.direct: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

SEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 4

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,510,446

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,507,946

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-056227 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,235

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein. The Preferred Stock is automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval, but is not convertible absent such approval. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Preferred Stock; however, each such Reporting Person disclaims beneficial ownership of such Preferred Stock or any Common Stock issuable upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issuable upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,503,095

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498,095

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-055484 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,497,393

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-055484 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,497,245

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 5

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,492,245

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 4

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,491,938

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486,900

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480,900

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480,674

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 6

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479,839

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 5

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,479,726

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 4

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,477,981

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050028 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710,017

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,476,391

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475,970

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,474,896

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,474,796

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472,296

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469,796

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-048097 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,467,396

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-048097 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465,396

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-038225 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102,300

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-036359 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,097,171

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-036359 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,030,627

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 4

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020,627

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,982,472

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968,977

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,948,839

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-029733 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946,339

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-020627 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner

MFP INVESTORS LLC · CIK 0001105685 · 10% owner

PRICE MICHAEL F · CIK 0000918537 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531,369

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-020627 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner

MFP INVESTORS LLC · CIK 0001105685 · 10% owner

PRICE MICHAEL F · CIK 0000918537 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,454,316

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-011399 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,464,896

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-011399 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,460,417

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360,417

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner

MFP INVESTORS LLC · CIK 0001105685 · 10% owner

PRICE MICHAEL F · CIK 0000918537 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375,616

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,359,217

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner

MFP INVESTORS LLC · CIK 0001105685 · 10% owner

PRICE MICHAEL F · CIK 0000918537 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,398

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,349,881

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner

MFP INVESTORS LLC · CIK 0001105685 · 10% owner

PRICE MICHAEL F · CIK 0000918537 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349,098

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 3

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348,281

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 2

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,347,100

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

SEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 1

MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks

MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks

PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,324,244

F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.

F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.