Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&W Seed CoSANW · Entity 81242 | 10% owner | December 19, 2024 | December 23, 2024 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | 10% owner | February 06, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&W Seed Co
Report date December 19, 2024 · Filed December 23, 2024
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 993,187 |
Reported balance
After 2024-12-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-12-19 · Sale · Disposed 200,000 · Balance 993,187 F1: S&W Seed Company (the "Company") acquired the Common Stock reported herein directly from MFP Partners, L.P. ("MFP Partners") pursuant to a Stock Purchase Agreement dated December 19, 2024. F2: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3: MFP Partners is the direct beneficial owner of the Common Stock reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Common Stock reported herein; however, each such Reporting Person disclaims beneficial ownership of such Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: S&W Seed Company (the "Company") acquired the Common Stock reported herein directly from MFP Partners, L.P. ("MFP Partners") pursuant to a Stock Purchase Agreement dated December 19, 2024.
F2: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors.
F3: MFP Partners is the direct beneficial owner of the Common Stock reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Common Stock reported herein; however, each such Reporting Person disclaims beneficial ownership of such Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Trinity Place Holdings Inc.
Report date February 06, 2025 · Filed February 10, 2025
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 8,232,617 |
Reported balance
After 2025-02-06 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-02-06 · Sale · Disposed 300,000 · Balance 8,232,617 F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors.
F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2025 Filed Feb 10, 2025 21:32 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 300,000 | $0.05 | $15,000.00 |
DisclosureSEC source: 0000950170-25-017118 · ownership.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,232,617 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 19, 2024 Filed Dec 23, 2024 10:24 UTC | S&W Seed Co SANW · Entity 81242 | SaleCommon Stock, par value $0.001 per share | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0000950170-24-139332 · ownership.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 993,187 F1 · ownership.direct: S&W Seed Company (the "Company") acquired the Common Stock reported herein directly from MFP Partners, L.P. ("MFP Partners") pursuant to a Stock Purchase Agreement dated December 19, 2024. F2 · ownership.direct: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3 · ownership.direct: MFP Partners is the direct beneficial owner of the Common Stock reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Common Stock reported herein; however, each such Reporting Person disclaims beneficial ownership of such Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:11 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 86,668 | $0.23 | $19,933.64 |
DisclosureSEC source: 0000950172-24-000332 · form4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,532,617 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 20:11 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 55,403 | $0.12 | $6,648.36 |
DisclosureSEC source: 0000950172-24-000332 · form4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,619,285 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:11 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 207,929 | $0.14 | $29,110.06 |
DisclosureSEC source: 0000950172-24-000332 · form4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,674,688 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 17, 2024 Filed May 20, 2024 20:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 124,609 | $0.16 | $19,937.44 |
DisclosureSEC source: 0000950172-24-000295 · form4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,882,617 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 217,927 | $0.15 | $32,689.05 |
DisclosureSEC source: 0000950172-24-000295 · form4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,007,226 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 15, 2024 Filed May 20, 2024 20:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 7,464 | $0.14 | $1,044.96 |
DisclosureSEC source: 0000950172-24-000295 · form4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner Price Jennifer C. · CIK 0001930102 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,225,153 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 17:30 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock Purchase Warrant · Derivative | 1,300,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001209191-23-021108 · doc4.xml · derivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 1,300,000 shares Expires 2028-03-22 F1 · price: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on March 22, 2023, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022, as amended on October 28, 2022 and December 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $2.15 per share. F1 · balance_after: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on March 22, 2023, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022, as amended on October 28, 2022 and December 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $2.15 per share. F1 · ownership.direct: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on March 22, 2023, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022, as amended on October 28, 2022 and December 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $2.15 per share. F2 · ownership.direct: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3 · ownership.direct: MFP Partners is the direct beneficial owner of the Warrant reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Warrant reported herein, including the Common Stock issuable upon conversion or exercise of the Warrant; however, each such Reporting Person disclaims beneficial ownership of such Warrant or any Common Stock issuable upon conversion or exercise of such Warrant except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Warrant described herein or any Common Stock issuable upon conversion or exercise of such Warrant for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 27, 2022 Filed Dec 28, 2022 16:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,300 | $0.70 | $3,710.00 |
DisclosureSEC source: 0001209191-22-062773 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,227,800 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 15:09 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock Purchase Warrant · Derivative | 666,700 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-22-062594 · doc4.xml · derivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,700 Underlying: Common Stock · 666,700 shares Expires 2027-12-22 F1 · price: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant") directly from S&W Seed Company (the "Company") on December 22, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022 and amended on October 28, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F1 · balance_after: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant") directly from S&W Seed Company (the "Company") on December 22, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022 and amended on October 28, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F1 · ownership.direct: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant") directly from S&W Seed Company (the "Company") on December 22, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022 and amended on October 28, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F2 · ownership.direct: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3 · ownership.direct: MFP Partners is the direct beneficial owner of the Warrant reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Warrant reported herein, including the Common Stock issuable upon conversion or exercise of the Warrant; however, each such Reporting Person disclaims beneficial ownership of such Warrant or any Common Stock issuable upon conversion or exercise of such Warrant except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Warrant described herein or any Common Stock issuable upon conversion or exercise of such Warrant for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 16:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,109 | $0.70 | $2,176.30 |
DisclosureSEC source: 0001209191-22-062773 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,222,500 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 21, 2022 Filed Dec 28, 2022 16:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,891 | $0.70 | $1,323.70 |
DisclosureSEC source: 0001209191-22-062773 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219,391 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 20, 2022 Filed Dec 28, 2022 16:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $0.70 | $1,750.00 |
DisclosureSEC source: 0001209191-22-062773 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217,500 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 16:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 8,110 | $0.70 | $5,677.00 |
DisclosureSEC source: 0001209191-22-062099 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,215,000 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,930 | $0.72 | $1,389.60 |
DisclosureSEC source: 0001209191-22-062099 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,206,980 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 15, 2022 Filed Dec 20, 2022 16:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 100 | $0.70 | $70.00 |
DisclosureSEC source: 0001209191-22-062099 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,204,960 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 14, 2022 Filed Dec 20, 2022 16:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,800 | $0.74 | $2,072.00 |
DisclosureSEC source: 0001209191-22-062099 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,204,860 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 13:56 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 12,556 | $0.66 | $8,286.96 |
DisclosureSEC source: 0001209191-22-061095 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,202,060 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 13:56 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,813 | $0.75 | $1,359.75 |
DisclosureSEC source: 0001209191-22-061095 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,189,504 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 06, 2022 Filed Dec 7, 2022 14:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 7,841 | $0.75 | $5,880.75 |
DisclosureSEC source: 0001209191-22-060132 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187,691 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 14:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,949 | $0.80 | $3,159.20 |
DisclosureSEC source: 0001209191-22-060132 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,179,850 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 28, 2022 Filed Nov 1, 2022 17:39 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock Purchase Warrant · Derivative | 166,700 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-22-055099 · doc4.xml · derivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,700 Underlying: Common Stock · 166,700 shares Expires 2027-10-27 F1 · price: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on October 28, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F1 · balance_after: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on October 28, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F1 · ownership.direct: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company") on October 28, 2022, as compensation for amending the letter of credit previously issued by MFP Partners pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. F2 · ownership.direct: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3 · ownership.direct: MFP Partners is the direct beneficial owner of the Warrant reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Warrant reported herein, including the Common Stock issuable upon conversion or exercise of the Warrant; however, each such Reporting Person disclaims beneficial ownership of such Warrant or any Common Stock issuable upon conversion or exercise of such Warrant except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Warrant described herein or any Common Stock issuable upon conversion or exercise of such Warrant for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2022 Filed Oct 7, 2022 16:33 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock Purchase Warrant · Derivative | 500,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001209191-22-053114 · doc4.xml · derivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks Price Jennifer C. · CIK 0001930102 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2027-09-22 F1 · price: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company"), as compensation for providing a letter of credit pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. The Warrant may be reduced by up to one half if draws are made to the letter of credit, at which time the Company will be obligated to issue MFP Partners additional common stock purchase warrants at $1.60 per share. F1 · balance_after: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company"), as compensation for providing a letter of credit pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. The Warrant may be reduced by up to one half if draws are made to the letter of credit, at which time the Company will be obligated to issue MFP Partners additional common stock purchase warrants at $1.60 per share. F1 · ownership.direct: MFP Partners, L.P. ("MFP Partners") acquired the Common Stock Purchase Warrant reported herein (the "Warrant) directly from S&W Seed Company (the "Company"), as compensation for providing a letter of credit pursuant to a Subordinate Loan and Security Agreement between MFP Partners and the Company, dated September 22, 2022. The Warrant is currently exercisable through the 5-year anniversary of its issuance at $1.60 per share. The Warrant may be reduced by up to one half if draws are made to the letter of credit, at which time the Company will be obligated to issue MFP Partners additional common stock purchase warrants at $1.60 per share. F2 · ownership.direct: This report is filed jointly by MFP Partners, MFP Investors LLC ("MFP Investors") and Jennifer Cook Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with the Company. MFP Investors is the general partner of MFP Partners. Ms. Price is managing director of MFP Partners and managing member and managing director of MFP Investors. F3 · ownership.direct: MFP Partners is the direct beneficial owner of the Warrant reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Warrant reported herein, including the Common Stock issuable upon conversion or exercise of the Warrant; however, each such Reporting Person disclaims beneficial ownership of such Warrant or any Common Stock issuable upon conversion or exercise of such Warrant except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Warrant described herein or any Common Stock issuable upon conversion or exercise of such Warrant for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.