Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&W Seed CoSANW · Entity 81242 | 10% owner · See remarks below | February 18, 2022 | February 23, 2022 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | 10% owner · See remarks | October 22, 2021 | October 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&W Seed Co
Report date February 18, 2022 · Filed February 23, 2022
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Redeemable Convertible Non-Voting Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 | Direct | 1,695 |
Reported balance
After 2022-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-18 · Grant · Acquired 1,695 · Balance 1,695 F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2027-08-18 | Direct | 559,350 |
Reported balance
After 2022-02-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-18 · Grant · Acquired 559,350 · Balance 559,350 F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date.
F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022.
F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Trinity Place Holdings Inc.
Report date October 22, 2021 · Filed October 25, 2021
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 8,813,801 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Grant · Acquired 2,105,263 · Balance 8,813,801 F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Papa Murphy's Holdings, Inc.
Report date May 23, 2019 · Filed June 14, 2019
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-23 · Other · Disposed 2,531,369 · Balance 0 F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2022 Filed Feb 23, 2022 19:09 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock Purchase Warrant · Derivative | 559,350 | $2,950.00 Strike: $5.00 | $1,650,082,500.00 |
DisclosureSEC source: 0001209191-22-012398 · doc4.xml · derivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,350 Underlying: Common Stock · 559,350 shares Expires 2027-08-18 F1 · price: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2 · price: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F2 · derivative.underlying_shares: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F1 · ownership.direct: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2 · ownership.direct: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4 · ownership.direct: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 19:09 UTC | S&W Seed Co SANW · Entity 81242 | GrantSeries B Redeemable Convertible Non-Voting Preferred Stock · Derivative | 1,695 | $2,950.00 Strike: $2.95 | $5,000,250.00 |
DisclosureSEC source: 0001209191-22-012398 · doc4.xml · derivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 Underlying: Common Stock · 1,695,000 shares Expires not disclosed F1 · price: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2 · price: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F1 · derivative.expiration_date: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2 · derivative.underlying_shares: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F1 · ownership.direct: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2 · ownership.direct: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4 · ownership.direct: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 21:07 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | GrantCommon Stock, par value $0.01 per share | 2,105,263 | $1.90 | $3,999,999.70 |
DisclosureSEC source: 0001209191-21-061526 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,813,801 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 17:27 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock, par value $0.01 per share | 1,391,941 | $2.73 | $3,799,998.93 |
DisclosureSEC source: 0001209191-21-060733 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,442,726 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 25, 2020 Filed Nov 25, 2020 16:42 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 10,060 | $2.40 | $24,144.00 |
DisclosureSEC source: 0001209191-20-060526 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,050,785 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 16:42 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 19,826 | $2.44 | $48,375.44 |
DisclosureSEC source: 0001209191-20-060526 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,040,725 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 16:42 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 42,894 | $2.30 | $98,656.20 |
DisclosureSEC source: 0001209191-20-060526 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,020,899 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 13, 2020 Filed Nov 25, 2020 16:42 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 514 | $2.27 | $1,166.78 |
DisclosureSEC source: 0001209191-20-060526 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,978,005 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 16:55 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 9,106 | $2.50 | $22,765.00 |
DisclosureSEC source: 0001209191-20-018138 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,977,491 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 16:44 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 1,083 | $2.60 | $2,815.80 |
DisclosureSEC source: 0001209191-20-015276 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,968,385 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 16:46 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 2,649 | $2.60 | $6,887.40 |
DisclosureSEC source: 0001209191-20-012000 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,967,302 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:46 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 17,378 | $2.50 | $43,445.00 |
DisclosureSEC source: 0001209191-20-012000 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964,653 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 16:46 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.01 per share | 2,258 | $2.36 | $5,328.88 |
DisclosureSEC source: 0001209191-20-012000 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,947,275 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:02 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,127,146 | $3.60 | $7,657,725.60 |
DisclosureSEC source: 0001209191-19-036431 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708,538 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 23, 2019 Filed Jun 14, 2019 15:31 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | OtherCommon Stock, par value $0.01 per share | 2,531,369 | $6.45 | $16,327,330.05 |
DisclosureSEC source: 0001209191-19-037070 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:58 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 520 | $4.50 | $2,340.00 |
DisclosureSEC source: 0001209191-18-063703 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,581,392 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:58 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 12,865 | $4.40 | $56,606.00 |
DisclosureSEC source: 0001209191-18-063703 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,580,872 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 22:13 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 22,108 | $4.42 | $97,717.36 |
DisclosureSEC source: 0001209191-18-062993 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,568,007 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 22:13 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,596 | $4.50 | $25,182.00 |
DisclosureSEC source: 0001209191-18-062993 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,545,899 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 12, 2018 Filed Dec 12, 2018 22:28 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,913 | $4.60 | $17,999.80 |
DisclosureSEC source: 0001209191-18-062268 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,540,303 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 22:28 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,790 | $4.68 | $17,737.20 |
DisclosureSEC source: 0001209191-18-062268 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,536,390 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 22:28 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,882 | $4.75 | $27,939.50 |
DisclosureSEC source: 0001209191-18-062268 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,532,600 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 06, 2018 Filed Dec 12, 2018 22:28 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,694 | $4.65 | $7,877.10 |
DisclosureSEC source: 0001209191-18-062268 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,526,718 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 22:25 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 10,165 | $4.90 | $49,808.50 |
DisclosureSEC source: 0001209191-18-060967 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,525,024 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 22:25 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 4,413 | $4.92 | $21,711.96 |
DisclosureSEC source: 0001209191-18-060967 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,514,859 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 17:07 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock | 7,235,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059773 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,945,017 F1 · kind: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · kind: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1 · price: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · price: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1 · ownership.direct: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · ownership.direct: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 17:07 UTC | S&W Seed Co SANW · Entity 81242 | Tax withholdingSeries A Convertible Preferred Stock | 7,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059773 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · kind: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1 · price: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · price: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F1 · ownership.direct: MFP Partners was the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein, until the shares of Preferred Stock were automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval. The Preferred Stock was not convertible absent such approval. Immediately upon the conversion of the Preferred Stock, MFP Partners automatically became the direct beneficial owner of the shares of Common Stock reported herein without any payment by any Reporting Person for the Common Stock beyond the automatic surrender and conversion of the Preferred Stock. Each Reporting Person other than MFP Partners may have been deemed to be the indirect beneficial owner of such Preferred Stock and may be deemed to be the indirect beneficial owner of such Common Stock upon such conversion; however, each such Reporting Person disclaims beneficial ownership (continued in footnote 2) F2 · ownership.direct: of such Preferred Stock or any Common Stock issued upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issued upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. Read SEC document |
| October 24, 2018 Filed Oct 24, 2018 21:10 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $5.65 | $14,125.00 |
DisclosureSEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,510,446 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 24, 2018 21:10 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 4,851 | $5.67 | $27,505.17 |
DisclosureSEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507,946 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 19:54 UTC | S&W Seed Co SANW · Entity 81242 | GrantSeries A Convertible Preferred Stock | 7,235 | $3.11 | $22,500.85 |
DisclosureSEC source: 0001209191-18-056227 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of Series A Convertible Preferred Stock of the Company ("Preferred Stock") reported herein. The Preferred Stock is automatically converted into common stock of the Company ("Common Stock") upon receipt of shareholder approval, but is not convertible absent such approval. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Preferred Stock; however, each such Reporting Person disclaims beneficial ownership of such Preferred Stock or any Common Stock issuable upon conversion of such Preferred Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Preferred Stock described herein or any Common Stock issuable upon conversion of such Preferred Stock for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 21:10 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $5.85 | $29,250.00 |
DisclosureSEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503,095 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 24, 2018 21:10 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 702 | $5.85 | $4,106.70 |
DisclosureSEC source: 0001209191-18-056077 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498,095 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 12:08 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 148 | $5.85 | $865.80 |
DisclosureSEC source: 0001209191-18-055484 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497,393 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 15, 2018 Filed Oct 18, 2018 12:08 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,000 | $5.90 | $29,500.00 |
DisclosureSEC source: 0001209191-18-055484 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,497,245 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2018 Filed Sep 20, 2018 20:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 307 | $5.90 | $1,811.30 |
DisclosureSEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 5 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,492,245 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 20:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 5,038 | $5.95 | $29,976.10 |
DisclosureSEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,491,938 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 20:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 6,000 | $5.99 | $35,940.00 |
DisclosureSEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,486,900 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 17, 2018 Filed Sep 20, 2018 20:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 226 | $6.00 | $1,356.00 |
DisclosureSEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480,900 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 12, 2018 Filed Sep 20, 2018 20:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 835 | $5.99 | $5,001.65 |
DisclosureSEC source: 0001209191-18-051804 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480,674 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 07, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 113 | $6.00 | $678.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 6 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,479,839 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,745 | $6.00 | $10,470.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 5 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,479,726 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,590 | $6.00 | $9,540.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,477,981 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 15:09 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock, par value $0.001 per share | 1,607,717 | $3.11 | $4,999,999.87 |
DisclosureSEC source: 0001209191-18-050028 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,710,017 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 04, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 421 | $6.00 | $2,526.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,476,391 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 31, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,074 | $6.00 | $6,444.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,475,970 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 30, 2018 Filed Sep 7, 2018 20:19 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 100 | $6.00 | $600.00 |
DisclosureSEC source: 0001209191-18-050053 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474,896 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 00:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $6.04 | $15,100.00 |
DisclosureSEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,474,796 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 00:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,500 | $6.10 | $15,250.00 |
DisclosureSEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,472,296 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 23, 2018 Filed Aug 28, 2018 00:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,400 | $6.13 | $14,712.00 |
DisclosureSEC source: 0001209191-18-048578 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,469,796 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 20, 2018 Filed Aug 23, 2018 01:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,000 | $6.20 | $12,400.00 |
DisclosureSEC source: 0001209191-18-048097 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,467,396 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.