Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | Senior VP, CTO | February 07, 2025 | February 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 07, 2025 · Filed February 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,889 |
Ending reported balance
After 2025-02-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-07 · Exercise / conversion · Acquired 1,960 · Balance 9,915 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. Row 2 · 2025-02-07 · Sale · Disposed 1,026 · Balance 8,889 F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-02-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-07 · Exercise / conversion · Disposed 1,960 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,200 |
Reported balance
After 2025-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-10 · Grant · Acquired 3,815 · Balance 10,200 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F4: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025.
F4: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,860 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,010 Underlying: Common Stock · 2,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,345 | $43.96 | $59,126.20 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,518 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,860 | $43.96 | $125,725.60 |
DisclosureSEC source: 0000091142-20-000023 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,863 F1 · shares: 2,860 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,860 Restricted Stock Units vested on 02/13/20220. As a result of vesting, the Company is obligated to deliver 2,860 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:05 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,540 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000008 · edgar.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,870 Underlying: Common Stock · 3,540 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:05 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 18,425 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000008 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,731 Underlying: Common Stock · 18,425 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| October 30, 2019 Filed Feb 12, 2020 20:05 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000008 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,003 F1 · price: Gift Read SEC document |
| May 10, 2019 Filed Feb 12, 2020 20:05 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-20-000008 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,203 F1 · price: Gift Read SEC document |
| May 03, 2019 Filed May 3, 2019 16:35 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,362 F1 · price: Gift Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,073 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,306 Underlying: Common Stock · 6,073 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 6,073 | $52.14 | $316,648.65 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,912 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.03 to $52.46. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 02, 2019 Filed May 3, 2019 16:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,073 | $31.67 | $192,331.91 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | GrantStock Options (Right to Buy) · Derivative | 13,865 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 7 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,379 Underlying: Common Stock · 13,865 shares Expires 2029-02-11 F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 3,040 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 6 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,330 Underlying: Common Stock · 3,040 shares Expires not disclosed F4 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F4 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,530 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,290 Underlying: Common Stock · 4,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person. F3 · derivative.expiration_date: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,213 | $48.72 | $107,817.36 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,912 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 4,530 | $48.72 | $220,701.60 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 F3 · shares: 4,530 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,530 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,530 shares of Common Stock to the reporting person. F2 · balance_after: Mr. Heideman is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock. Read SEC document |
| February 06, 2019 Filed May 3, 2019 16:35 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000036 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,912 F1 · price: Gift Read SEC document |
| November 16, 2018 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 687 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,589 F1 · price: Gift Read SEC document |
| August 06, 2018 Filed Feb 12, 2019 20:20 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 14,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-19-000008 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,276 F1 · price: Gift Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,669 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-18-000048 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,514 Underlying: Common Stock · 3,669 shares Expires 2027-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:35 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 3,669 | $63.76 | $233,942.04 |
DisclosureSEC source: 0000091142-18-000048 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $63.50 to $63.91. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 18:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 3,669 | $50.16 | $184,037.04 |
DisclosureSEC source: 0000091142-18-000048 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options · Derivative | 6,073 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-18-000023 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,183 Underlying: Common Stock · 6,073 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,533 | $0.00 Strike: $30.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000023 · edgar.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,256 Underlying: Common Stock · 5,533 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:08 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 11,606 | $61.74 | $716,547.48 |
DisclosureSEC source: 0000091142-18-000023 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,566 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.42 to $62.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,073 | $31.67 | $192,331.91 |
DisclosureSEC source: 0000091142-18-000023 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:08 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 5,533 | $30.76 | $170,195.08 |
DisclosureSEC source: 0000091142-18-000023 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP-Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantStock Options (Right to Buy) · Derivative | 10,105 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000012 · edgar.xml · derivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,789 Underlying: Common Stock · 10,105 shares Expires 2028-02-12 F3 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,430 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000012 · edgar.xml · derivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,820 Underlying: Common Stock · 2,430 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,630 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000012 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,390 Underlying: Common Stock · 4,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,630 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,630 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,630 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,630 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,630 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,630 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 2,249 | $60.11 | $135,187.39 |
DisclosureSEC source: 0000091142-18-000012 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,566 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,630 | $60.11 | $278,309.30 |
DisclosureSEC source: 0000091142-18-000012 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,630 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,630 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 4,630 shares of Common Stock to the reporting person. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,074 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 8 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,684 Underlying: Common Stock · 6,074 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 11,067 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 7 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,758 Underlying: Common Stock · 11,067 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 13,000 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · derivative · entry 6 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,825 Underlying: Common Stock · 13,000 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | GiftCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 5 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,185 F1 · price: Gift Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 30,141 | $53.90 | $1,624,542.63 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 4 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 6,074 | $31.67 | $192,363.58 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 11,067 | $30.77 | $340,531.59 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 2, 2017 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 13,000 | $23.24 | $302,120.00 |
DisclosureSEC source: 0000091142-17-000053 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP - Chief Techology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:44 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,860 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000029 · edgar.xml · derivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,020 Underlying: Common Stock · 2,860 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:44 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 11,005 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000029 · edgar.xml · derivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,825 Underlying: Common Stock · 11,005 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 4,600 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,160 Underlying: Common Stock · 4,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,717 | $49.86 | $85,609.62 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,600 | $49.86 | $229,356.00 |
DisclosureSEC source: 0000091142-17-000012 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 4,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,600 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,820 Underlying: Common Stock · 16,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. F3 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 31,910 additional Employee Stock Options. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 16,000 | $49.28 | $788,480.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,612 Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:35 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 16,000 | $17.46 | $279,392.00 |
DisclosureSEC source: 0000091142-17-000007 · edgar.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP Engineering & Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 11,806 additional shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.