Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNO Financial Group, Inc.CNO · Entity 576 | SVP and CAO | December 06, 2023 | December 07, 2023 |
| New Mountain Finance CorpNMFC · Entity 5211 | Director · CEO, President and Director | June 10, 2026 | September 11, 2026 |
| New Mountain Private Credit FundNONE · Entity 83207 | Director · President and CEO | December 17, 2024 | February 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNO Financial Group, Inc.
Report date December 06, 2023 · Filed December 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,730 |
Reported balance
After 2023-12-06 transaction · row 1
1 source rowRow 1 · 2023-12-06 · Sale · Disposed 5,757 · Balance 64,730 F1: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023. F2: Reflects weighted average sale price. Sales ranged from $26.87 to $27.20 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a 10b5-1 trading plan adopted on August 17, 2023.
F2: Reflects weighted average sale price. Sales ranged from $26.87 to $27.20 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.
New Mountain Finance Corp
Report date June 10, 2026 · Filed September 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 389,685.15 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Other · Acquired 2,000 · Balance 389,685.15 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024.
New Mountain Private Credit Fund
Report date December 17, 2024 · Filed February 14, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of ben. interest, par value $0.001 per shareSEC Table I · non-derivative | Direct | 30,761.094 |
Reported balance
After 2024-12-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-12-17 · Other · Acquired 30,761.094 · Balance 30,761.094 F2: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions. F1: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation. |
Filing footnotes · ownership attribution and instrument terms
F1: The original Form 4 filed on December 19, 2024 disclosed an estimated number of common shares of beneficial interest, par value $0.001 per share (the "Shares") received based on calculations available as of the date of the filing, and, as a result of such estimation, overstated the number of Shares received by 954.072 Shares. This amendment is being filed to correct the number of Shares received by the Reporting Person and the amount of securities beneficially owned following the reported transaction based on the final calculation.
F2: Reflects Shares that were issued to New Mountain Guardian Investments III, L.L.C. to be held on behalf of its members in connection with the merger agreement between Issuer and New Mountain Guardian III BDC, L.L.C. ("NMG") and related transactions thereto and distributed pro rata to Reporting Person as a member of NMG effective as of the closing of such transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2018 Filed Oct 1, 2018 21:48 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 104 | $21.22 | $2,206.88 |
DisclosureSEC source: 0001250988-18-000026 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,114 F4 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock units. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 21:48 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 3,472 | $21.22 | $73,675.84 |
DisclosureSEC source: 0001250988-18-000026 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,218 F1 · shares: Award of restricted stock units under the CNO Financial Group, Inc. Amended and Restated Long-Term Incentive Plan. F2 · shares: Restricted stock units convert into common stock on a one-for-one basis. F3 · price: The restricted stock units vest in three equal annual installments beginning September 28, 2019. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 20:00 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 243 | $21.24 | $5,161.32 |
DisclosureSEC source: 0001250988-18-000006 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,746 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock units. F2 · balance_after: Includes 3,908 shares underlying restricted stock units that were previously reported in Table II. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantEmployee Stock Option (right to buy) · Derivative | 17,000 | $0.00 Strike: $7.38 | $0.00 |
DisclosureSEC source: 0001250988-18-000001 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-03-08 F2 · derivative.exercise_date: One-half of these options vested on March 8, 2013 and the other one-half vested on March 8, 2014. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 8,773 | $23.43 | $205,551.39 |
DisclosureSEC source: 0001250988-18-000001 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,182 F1 · price: Shares surrendered to CNO Financial Group, Inc. for exercise price and required tax withholding. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:20 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 17,000 | $7.38 | $125,460.00 |
DisclosureSEC source: 0001250988-18-000001 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 5,010 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001252604-18-000010 · edgar.xml · derivative · entry 5 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010 Underlying: Common Stock · 5,010 shares Expires 2028-02-21 F6 · derivative.exercise_date: One-half of these options becomes exercisable on February 21, 2020 and the other one-half becomes exercisable on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingRestricted Stock Units · Derivative | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001252604-18-000010 · edgar.xml · derivative · entry 4 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027 Underlying: Common Stock · 63 shares Expires not disclosed F5 · derivative.exercise_price: Restricted stock units were surrendered to CNO Financial Group, Inc. to cover required tax withholding. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001252604-18-000010 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,090 Underlying: Common Stock · 2,090 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2019. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 2,219 | $23.33 | $51,769.27 |
DisclosureSEC source: 0001252604-18-000010 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 F2 · price: Shares were surrrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of performance share units. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 23:23 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 6,963 | $23.33 | $162,446.79 |
DisclosureSEC source: 0001252604-18-000010 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,174 F1 · price: These shares were acquired upon vesting of performance share units for the 2015-2017 performance period, based on the Issuer's average pre-tax operating income and relative total shareholder return over that period. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 14:22 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 85 | $24.02 | $2,041.70 |
DisclosureSEC source: 0001252604-17-000004 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,211 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on restricted stock. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:53 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionStock Options · Derivative | 13,500 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001250988-17-000016 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2017-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One-half of these options vested on March 18, 2012 and the other one-half vested on March 18, 2013. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:53 UTC | CNO Financial Group, Inc. CNO · Entity 576 | SaleCommon Stock | 13,500 | $20.84 | $281,340.00 |
DisclosureSEC source: 0001250988-17-000016 · edgar.xml · nonDerivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:53 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Exercise / conversionCommon Stock | 13,500 | $6.45 | $87,075.00 |
DisclosureSEC source: 0001250988-17-000016 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantStock Options · Derivative | 8,850 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001250988-17-000011 · edgar.xml · derivative · entry 3 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2027-02-23 F4 · derivative.exercise_date: One-half of these options becomes exercisable on February 23, 2019 and the other one-half becomes exercisable on February 23, 2020. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantRestricted Stock Units · Derivative | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001250988-17-000011 · edgar.xml · derivative · entry 2 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,780 Underlying: Common Stock · 2,780 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 25, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 20:35 UTC | CNO Financial Group, Inc. CNO · Entity 576 | GrantCommon Stock | 1,280 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001250988-17-000011 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 F1 · price: These shares were acquired upon vesting of performance share units for the 2014-2016 performance period, based on the Issuer's average pre-tax operating income over that period. Read SEC document |
| March 25, 2016 Filed Feb 3, 2017 18:13 UTC | CNO Financial Group, Inc. CNO · Entity 576 | Tax withholdingCommon Stock | 355 | $18.06 | $6,411.30 |
DisclosureSEC source: 0001250988-17-000004 · edgar.xml · nonDerivative · entry 1 KLINE JOHN R · CIK 0001256029 · SVP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,016 F1 · price: Shares were surrendered to CNO Financial Group, Inc. to cover required tax withholding on vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.