Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | Pres & CEO Hawaiian A/L | February 13, 2025 | February 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date February 13, 2025 · Filed February 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 19,389 |
Ending reported balance
After 2025-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-13 · Exercise / conversion · Acquired 4,543 · Balance 21,070 F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. Row 2 · 2025-02-13 · Tax withholding · Disposed 1,681 · Balance 19,389 F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,087 |
Reported balance
After 2025-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-13 · Exercise / conversion · Disposed 4,543 · Balance 9,087 F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis. F4: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027. |
| COMMON STOCK 401(K)SEC Table I · non-derivative | IndirectESOP TRUST | 7,049 |
Reported balance
Holding disclosure · report date 2025-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,049 F3: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) convert to common stock on a one-for-one basis.
F2: The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
F3: COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST.
F4: The restricted stock units vesting were from a grant of 13,630 shares that vested or will vest in three equal installments as follows: 4,543 shares on February 13, 2025; 4,543 shares on February 13, 2026; and 4,544 shares on February 13, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2020 Filed Sep 3, 2020 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 3,190 | $0.00 Strike: $38.76 | $0.00 |
DisclosureSEC source: 0001246360-20-001515 · form.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 3,190 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,380 | $0.00 Strike: $24.40 | $0.00 |
DisclosureSEC source: 0001246360-20-001515 · form.xml · derivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,380 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 4,570 | $39.04 | $178,417.83 |
DisclosureSEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,254 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,380 | $24.40 | $33,672.00 |
DisclosureSEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:42 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 3,190 | $38.76 | $123,628.45 |
DisclosureSEC source: 0001246360-20-001515 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,830 | $0.00 Strike: $64.55 | $0.00 |
DisclosureSEC source: 0001246360-20-000512 · form.xml · derivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,830 Underlying: COMMON STOCK · 1,830 shares Expires 2030-02-11 F4 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/11/2021, 02/11/2022, 02/11/2023 and 02/11/2024). Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000512 · form.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420 Underlying: COMMON STOCK · 420 shares Expires 2030-02-11 F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE-BASIS. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 168 | $64.55 | $10,844.40 |
DisclosureSEC source: 0001246360-20-000512 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,254 F5 · kind: SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/11/2020. F6 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000512 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,422 F2 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/19 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/14/2017 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/11/2020. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 22:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 3,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002417 · form.xml · derivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,390 Underlying: COMMON STOCK · 3,390 shares Expires 2029-11-07 F3 · derivative.exercise_date: RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 22:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 14,130 | $0.00 Strike: $70.93 | $0.00 |
DisclosureSEC source: 0001246360-19-002417 · form.xml · derivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · PRESIDENT, HORIZON AIR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,130 Underlying: COMMON STOCK · 14,130 shares Expires 2029-11-07 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (11/07/2020, 11/07/2021, 11/07/2022 AND 11/07/2023). Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 500 | $91.74 | $45,867.50 |
DisclosureSEC source: 0001246360-17-002146 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,691 F2 · security: INCLUDES 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F4 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $91.54 TO $91.925, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 6,500 | $90.78 | $590,079.75 |
DisclosureSEC source: 0001246360-17-002146 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,191 F2 · security: INCLUDES 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F3 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $90.53 TO $91.25, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| May 12, 2017 Filed May 16, 2017 23:28 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 647 | $85.59 | $55,376.73 |
DisclosureSEC source: 0001246360-17-001884 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,691 F2 · security: INCLUDES 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F3 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 05/12/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 01:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 2,101 | $96.11 | $201,927.11 |
DisclosureSEC source: 0001246360-17-000893 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,338 F2 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F3 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 01:49 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 3,000 | $96.12 | $288,360.00 |
DisclosureSEC source: 0001246360-17-000893 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,439 F2 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 01:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 1,293 | $96.99 | $125,408.07 |
DisclosureSEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,439 F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F7 · kind: SALE OF SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 1,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000816 · form.xml · derivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480 Underlying: COMMON STOCK · 1,480 shares Expires 2027-02-14 F5 · derivative.exercise_price: RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 791 | $96.30 | $76,173.30 |
DisclosureSEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,732 F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F6 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 2,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000816 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523 F3 · security: INCLUDES 1,540, 1,550 and 1,750 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 5/12/2014, 2/10/2015 and 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. F4 · kind: COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Tax withholdingCOMMON STOCK | 487 | $97.35 | $47,409.45 |
DisclosureSEC source: 0001246360-17-000656 · form.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,791 F4 · kind: COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS. F5 · shares: PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | OtherRESTRICTED STOCK UNIT | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000656 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,840 F3 · kind: FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK. Read SEC document |
| February 11, 2017 Filed Feb 15, 2017 02:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantCOMMON STOCK | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000656 · form.xml · nonDerivative · entry 2 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,278 F2 · kind: COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 882 | $0.00 Strike: $65.37 | $0.00 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · derivative · entry 9 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,648 Underlying: COMMON STOCK · 882 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 883 ON 02/10/2017; 882 ON 02/10/2018; AND 883 ON 02/10/2019. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 1,410 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · derivative · entry 8 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: COMMON STOCK · 1,410 shares Expires 2024-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 704 ON 05/12/2017 AND 706 ON 05/12/2018. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 170 | $0.00 Strike: $38.76 | $0.00 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · derivative · entry 7 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190 Underlying: COMMON STOCK · 170 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: REMAINING OPTIONS VEST AS FOLLOWS: 840 ON 02/11/2017 AND 840 ON 02/11/2018. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 9,482 | $87.23 | $827,160.37 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 6 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 F6 · shares: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.9831 TO $87.9525, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 882 | $65.37 | $57,656.34 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 1,410 | $48.95 | $69,012.45 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 4 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 00:21 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | Exercise / conversionCOMMON STOCK | 170 | $38.76 | $6,588.35 |
DisclosureSEC source: 0001246360-16-007396 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:14 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 6,667 | $75.00 | $500,025.00 |
DisclosureSEC source: 0001246360-16-007120 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,518 F3 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 22:35 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | SaleCOMMON STOCK | 6,666 | $75.00 | $499,950.00 |
DisclosureSEC source: 0001246360-16-006989 · form.xml · nonDerivative · entry 3 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,185 F3 · kind: SALE OF ALK COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. SPRAGUE ON 4/27/2016. Read SEC document |
| February 14, 2014 Filed Feb 17, 2017 01:56 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantEMPLOYEE STOCK OPTION (RT TO BUY) · Derivative | 3,390 | $0.00 Strike: $96.30 | $0.00 |
DisclosureSEC source: 0001246360-17-000816 · form.xml · derivative · entry 5 SPRAGUE JOSEPH A · CIK 0001544031 · SR VP/COMM & EXT RELATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,390 Underlying: COMMON STOCK · 3,390 shares Expires 2027-02-14 F2 · derivative.exercise_date: OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.