Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Altisource Asset Management CorpAAMC · Entity 111602 | Director | June 05, 2023 | June 13, 2023 |
| IMAGEWARE SYSTEMS INCIWSY · Entity 125373 | Director | February 20, 2019 | February 21, 2019 |
| KINGSWAY CorpKFS · Entity 5976 | Director | September 24, 2024 | February 18, 2025 |
| RAIT Financial TrustRASFQ · Entity 155141 | 10% owner | September 04, 2019 | September 05, 2019 |
| REGIONAL HEALTH PROPERTIES, INCRHE-A · Entity 8343 | 10% owner | January 17, 2023 | January 18, 2023 |
| Regional Health Properties,Inc. - OldRHE-A · Entity 121797 | 10% owner | December 07, 2022 | December 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Altisource Asset Management Corp
Report date June 05, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,000 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 49,000 |
| Common StockSEC Table I · non-derivative | IndirectIRA | 1,653 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,653 |
IMAGEWARE SYSTEMS INC
Report date February 20, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2029-02-20 | Direct | 10,000 |
Reported balance
After 2019-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-20 · Grant · Acquired 10,000 · Balance 10,000 F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.
KINGSWAY Corp
Report date September 24, 2024 · Filed February 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2031-09-24 | Direct | 4,000 |
Reported balance
After 2024-09-24 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-09-24 · Grant · Acquired 4,000 · Balance 4,000 F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.
F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch.
RAIT Financial Trust
Report date September 04, 2019 · Filed September 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RAIT Common StockSEC Table I · non-derivative | IndirectPlease see footnote one | 5,092 |
Reported balance
After 2019-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-04 · Sale · Disposed 283,008 · Balance 5,092 F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares.
REGIONAL HEALTH PROPERTIES, INC
Report date January 17, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | IndirectPlease see footnote 1 | 479,673 |
Reported balance
After 2023-01-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-01-17 · Purchase · Acquired 7,294 · Balance 479,673 F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner.
Regional Health Properties,Inc. - Old
Report date December 07, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | Indirect12,373 shares held in IRA | 423,453 |
Reported balance
After 2022-12-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-12-07 · Purchase · Acquired 6,000 · Balance 423,453 F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2018 Filed Jan 10, 2019 21:32 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 6,314 | $3.68 | $23,235.52 |
DisclosureSEC source: 0001402258-19-000008 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 393,937 F1 · ownership.direct: Charles Frischer owns 369,814 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. Read SEC document |
| January 10, 2018 Filed Jan 10, 2019 16:15 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 4,570 | $3.00 | $13,710.00 |
DisclosureSEC source: 0001402258-19-000007 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 892,980 F1 · ownership.direct: Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 367,280 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:48 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantSeries A Convertible Preferred Stock · Derivative | 3,105 | Not disclosed Strike: $1.15 | Not disclosed |
DisclosureSEC source: 0001415889-17-001553 · form4-09212017_060949.xml · derivative · entry 3 Frischer Charles · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,105 Underlying: Common Stock · 2,700,000 shares Expires not disclosed F2 · price: Pursuant to the terms and conditions of an Exchange Agreement by and between the Reporting Person and the Issuer, the Reporting Person cancelled all shares of Series E Preferred and Series G Preferred held, in exchange for the same number of shares of Series A Convertible Preferred Stock ("Series A Preferred"). F3 · derivative.expiration_date: Shares of Series A Preferred remain convertible so long as the shares remain issued and outstanding. F4 · derivative.underlying_shares: Each share of Series A Preferred has a liquidation preference of $1,000 per share ("Liquidation Preference"), and is convertible, at the option of the holder, into that number of shares of the Issuer's common stock equal to the Liquidation Preference, divided by $1.15. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:48 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | Disposition to issuerSeries G Convertible Preferred Stock · Derivative | 469 | Not disclosed Strike: $1.50 | Not disclosed |
DisclosureSEC source: 0001415889-17-001553 · form4-09212017_060949.xml · derivative · entry 2 Frischer Charles · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 312,667 shares Expires not disclosed F2 · price: Pursuant to the terms and conditions of an Exchange Agreement by and between the Reporting Person and the Issuer, the Reporting Person cancelled all shares of Series E Preferred and Series G Preferred held, in exchange for the same number of shares of Series A Convertible Preferred Stock ("Series A Preferred"). F1 · derivative.expiration_date: Both Series E Convertible Preferred Stock ("Series E Preferred") and the Series G Convertible Preferred Stock ("Series G Preferred") remain convertible so long as the shares remain issued and outstanding. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 21:48 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | Disposition to issuerSeries E Convertible Preferred Stock · Derivative | 2,636 | Not disclosed Strike: $1.90 | Not disclosed |
DisclosureSEC source: 0001415889-17-001553 · form4-09212017_060949.xml · derivative · entry 1 Frischer Charles · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,387,368 shares Expires not disclosed F2 · price: Pursuant to the terms and conditions of an Exchange Agreement by and between the Reporting Person and the Issuer, the Reporting Person cancelled all shares of Series E Preferred and Series G Preferred held, in exchange for the same number of shares of Series A Convertible Preferred Stock ("Series A Preferred"). F1 · derivative.expiration_date: Both Series E Convertible Preferred Stock ("Series E Preferred") and the Series G Convertible Preferred Stock ("Series G Preferred") remain convertible so long as the shares remain issued and outstanding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.