Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Altisource Asset Management CorpAAMC · Entity 111602 | Director | June 05, 2023 | June 13, 2023 |
| IMAGEWARE SYSTEMS INCIWSY · Entity 125373 | Director | February 20, 2019 | February 21, 2019 |
| KINGSWAY CorpKFS · Entity 5976 | Director | September 24, 2024 | February 18, 2025 |
| RAIT Financial TrustRASFQ · Entity 155141 | 10% owner | September 04, 2019 | September 05, 2019 |
| REGIONAL HEALTH PROPERTIES, INCRHE-A · Entity 8343 | 10% owner | January 17, 2023 | January 18, 2023 |
| Regional Health Properties,Inc. - OldRHE-A · Entity 121797 | 10% owner | December 07, 2022 | December 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Altisource Asset Management Corp
Report date June 05, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,000 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 49,000 |
| Common StockSEC Table I · non-derivative | IndirectIRA | 1,653 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,653 |
IMAGEWARE SYSTEMS INC
Report date February 20, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2029-02-20 | Direct | 10,000 |
Reported balance
After 2019-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-20 · Grant · Acquired 10,000 · Balance 10,000 F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.
KINGSWAY Corp
Report date September 24, 2024 · Filed February 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2031-09-24 | Direct | 4,000 |
Reported balance
After 2024-09-24 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-09-24 · Grant · Acquired 4,000 · Balance 4,000 F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.
F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch.
RAIT Financial Trust
Report date September 04, 2019 · Filed September 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RAIT Common StockSEC Table I · non-derivative | IndirectPlease see footnote one | 5,092 |
Reported balance
After 2019-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-04 · Sale · Disposed 283,008 · Balance 5,092 F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares.
REGIONAL HEALTH PROPERTIES, INC
Report date January 17, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | IndirectPlease see footnote 1 | 479,673 |
Reported balance
After 2023-01-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-01-17 · Purchase · Acquired 7,294 · Balance 479,673 F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner.
Regional Health Properties,Inc. - Old
Report date December 07, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | Indirect12,373 shares held in IRA | 423,453 |
Reported balance
After 2022-12-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-12-07 · Purchase · Acquired 6,000 · Balance 423,453 F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2018 Filed Nov 29, 2018 19:28 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 2,500 | $3.50 | $8,750.00 |
DisclosureSEC source: 0001402258-18-000043 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 335,617 Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 19:40 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 4,478 | $3.48 | $15,583.44 |
DisclosureSEC source: 0001402258-18-000044 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 779,084 Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 19:28 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 7,708 | $3.24 | $24,973.92 |
DisclosureSEC source: 0001402258-18-000043 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 333,117 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 106,208 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 16, 2018 Filed Nov 16, 2018 21:22 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 3,360 | $3.98 | $13,372.80 |
DisclosureSEC source: 0001402258-18-000041 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 325,409 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 96,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 17:01 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 747 | $2.40 | $1,792.80 |
DisclosureSEC source: 0001402258-18-000040 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 269,173 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 114,481 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 16:55 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 5,200 | $3.87 | $20,124.00 |
DisclosureSEC source: 0001402258-18-000039 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 226,273 Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 16:23 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 4,136 | $3.79 | $15,675.44 |
DisclosureSEC source: 0001402258-18-000037 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 774,606 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 250,906 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 14, 2018 Filed Nov 14, 2018 17:51 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 2,092 | $2.40 | $5,020.80 |
DisclosureSEC source: 0001402258-18-000036 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 268,426 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 113,734 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 16:55 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 4,100 | $3.80 | $15,580.00 |
DisclosureSEC source: 0001402258-18-000039 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 221,073 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 65,573 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 16:46 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 33,986 | $3.81 | $129,486.66 |
DisclosureSEC source: 0001402258-18-000038 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 322,049 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 92,640 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 13, 2018 Filed Nov 13, 2018 20:24 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 3,406 | $2.40 | $8,174.40 |
DisclosureSEC source: 0001402258-18-000035 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 266,334 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 111,642 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 19:18 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 175 | $2.52 | $441.00 |
DisclosureSEC source: 0001402258-18-000033 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 262,928 Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 18:57 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 800 | $5.00 | $4,000.00 |
DisclosureSEC source: 0001402258-18-000032 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 216,973 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 56,273 are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 18:47 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 4,380 | $5.00 | $21,900.00 |
DisclosureSEC source: 0001402258-18-000031 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 770,470 Read SEC document |
| November 08, 2018 Filed Nov 10, 2018 00:57 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 4,182 | $2.22 | $9,284.04 |
DisclosureSEC source: 0001402258-18-000034 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 341,615 F1 · ownership.direct: Charles Frischer owns 318,242 directly, 12,373 shares in held in his IRA and 11,000 shares are owned by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 19:18 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 8,652 | $2.60 | $22,495.20 |
DisclosureSEC source: 0001402258-18-000033 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 262,753 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 108,236 shares are owned by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 18:57 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 400 | $5.06 | $2,024.00 |
DisclosureSEC source: 0001402258-18-000032 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 216,173 Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 18:47 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 3,650 | $5.05 | $18,432.50 |
DisclosureSEC source: 0001402258-18-000031 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 766,820 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 246,770 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 18:34 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 490 | $5.00 | $2,450.00 |
DisclosureSEC source: 0001402258-18-000030 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 288,553 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 59,144 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 18:19 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 6,501 | $2.24 | $14,562.24 |
DisclosureSEC source: 0001402258-18-000029 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 337,433 F1 · ownership.direct: Charles Frischer owns 314,060 shares directly, 12,373 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 12:30 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 8,958 | $2.28 | $20,424.24 |
DisclosureSEC source: 0001402258-18-000028 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 330,932 F1 · ownership.direct: Charles Frischer owns 307,559 shares directly, 12,373 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, of which Charles Frischer is the sole General Partner. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 07:44 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 1,196 | $2.65 | $3,169.40 |
DisclosureSEC source: 0001402258-18-000027 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 254,101 Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 07:44 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 15,002 | $2.75 | $41,255.50 |
DisclosureSEC source: 0001402258-18-000027 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 252,905 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 are held in his IRA and 99,409 shares at held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 17:50 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 41,870 | $2.75 | $115,142.50 |
DisclosureSEC source: 0001402258-18-000026 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 237,903 Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 17:50 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 4,000 | $2.75 | $11,000.00 |
DisclosureSEC source: 0001402258-18-000026 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 196,033 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 83,211 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 12:45 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 715 | $6.10 | $4,361.50 |
DisclosureSEC source: 0001402258-18-000025 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 762,440 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 238,740 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 17:02 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 1,700 | $6.15 | $10,455.00 |
DisclosureSEC source: 0001402258-18-000022 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 761,725 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 17:08 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 700 | $6.16 | $4,312.00 |
DisclosureSEC source: 0001402258-18-000023 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 215,773 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 55,073 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 17:02 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 845 | $6.30 | $5,323.50 |
DisclosureSEC source: 0001402258-18-000022 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 760,024 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 238,025 are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| September 10, 2018 Filed Sep 24, 2018 13:45 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | OtherWarrant · Derivative | 123,795 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001415889-18-001419 · form4-09242018_100954.xml · derivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,795 Underlying: Common Stock · 123,795 shares Expires 2028-09-10 F1 · kind: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein. F1 · price: On September 10, 2018, the Issuer's Board of Directors declared a special dividend, payable to all holders of record of shares of the Issuer's Series A Convertible Preferred Stock ("Series A Preferred") as of September 10, 2018, pursuant to which the Reporting Person received the warrants reported herein. F2 · derivative.exercise_date: The warrants may only be exercised concurrently with the conversion of shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock. F3 · derivative.expiration_date: The warrants will expire on the earliest to occur of (i) the conversion by the Reporting Person of all shares of Series A Preferred held by the Reporting Person into shares of the Issuer's common stock, (ii) the redemption by the Issuer of all outstanding shares of Series A Preferred held by the Reporting Person, (iii) the warrants no longer representing the right to purchase any shares of the Issuer's common stock, or (iv) the tenth anniversary of the date of issuance. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 15:23 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 3,025 | $6.31 | $19,087.75 |
DisclosureSEC source: 0001402258-18-000021 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 288,063 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 58,654 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 15:17 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 1,044 | $6.30 | $6,577.20 |
DisclosureSEC source: 0001402258-18-000020 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 759,180 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 235,480 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 19:31 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Financial Preferred Class C | 5,990 | $6.41 | $38,395.90 |
DisclosureSEC source: 0001402258-18-000018 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 215,073 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 54,373 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 19:26 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Financial Preferred Class B | 3,729 | $6.45 | $24,052.05 |
DisclosureSEC source: 0001402258-18-000017 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 285,038 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 55,629 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 19:26 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Financial Preferred Class C | 7,732 | $5.88 | $45,464.16 |
DisclosureSEC source: 0001402258-18-000016 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 209.083 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares in his IRA and 48,383 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 20:14 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Financial Preferred Class C | 2,651 | $6.82 | $18,079.82 |
DisclosureSEC source: 0001402258-18-000015 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 201,351 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 40,651 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner Read SEC document |
| June 13, 2018 Filed Jun 13, 2018 19:33 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Financial Preferred Class B | 8,900 | $6.76 | $60,164.00 |
DisclosureSEC source: 0001402258-18-000014 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 281,309 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 51,900 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:22 UTC | RAIT Financial Trust RAS PRB · Entity 155141 | PurchaseRAIT Financial Preferred Class B | 2,050 | $12.25 | $25,112.50 |
DisclosureSEC source: 0001402258-18-000013 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 272,409 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 43,000 shares are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:09 UTC | RAIT Financial Trust RAS PRA · Entity 155141 | PurchaseRAIT Financial Preferred Class A | 20,436 | $11.93 | $243,801.48 |
DisclosureSEC source: 0001402258-18-000012 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 758.136 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 234,436 shares are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner. Read SEC document |
| May 08, 2018 Filed May 8, 2018 18:56 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRAIT Financial Preferred Class C | 5,720 | $12.14 | $69,440.80 |
DisclosureSEC source: 0001402258-18-000011 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 198,700 Read SEC document |
| May 07, 2018 Filed May 8, 2018 18:56 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRait Financial Preferred Class C | 3,004 | $12.00 | $36,048.00 |
DisclosureSEC source: 0001402258-18-000011 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 192,980 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 38,001 shares are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| May 02, 2018 Filed May 2, 2018 17:34 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRAIT Financial Preferred Class C | 1,800 | $12.06 | $21,708.00 |
DisclosureSEC source: 0001402258-18-000010 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 189,976 Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:34 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRaIT Financial Preferred Class C | 745 | $12.00 | $8,940.00 |
DisclosureSEC source: 0001402258-18-000010 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 188,176 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 29,276 are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:26 UTC | RAIT Financial Trust RAS PRB · Entity 155141 | PurchaseRAIT Financial Preferred Class B | 3,950 | $12.05 | $47,597.50 |
DisclosureSEC source: 0001402258-18-000009 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 270,359 F1 · balance_after: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 40.950 shares are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:18 UTC | RAIT Financial Trust RAS PRA · Entity 155141 | PurchaseRAIT Financial Preferred Class A | 2,400 | $11.83 | $28,392.00 |
DisclosureSEC source: 0001402258-18-000008 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 737,700 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 214,000 are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 20:02 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRaIT Financial Preferred Class C | 3,379 | $12.45 | $42,068.55 |
DisclosureSEC source: 0001402258-18-000007 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 187,431 Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 20:02 UTC | RAIT Financial Trust RAS PRC · Entity 155141 | PurchaseRaIT Financial Preferred Class C | 200 | $12.51 | $2,502.00 |
DisclosureSEC source: 0001402258-18-000007 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 184,052 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 26,731 are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 14:17 UTC | RAIT Financial Trust RAS PRA · Entity 155141 | PurchaseRAIT Financial Preferred Class A | 10,600 | $10.85 | $115,010.00 |
DisclosureSEC source: 0001402258-18-000006 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 735,300 F1 · ownership.direct: Charles Frischer owns 477,800 shares directly, 45,900 shares are held in his IRA and 211,600 are held by the Libby Frischer Family Partnership, LP, of which, Charles Frischer is the sole General Partner Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:32 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 36,000 | $1.75 Strike: $1.75 | $63,000.00 |
DisclosureSEC source: 0001415889-18-000171 · form4-02022018_020221.xml · derivative · entry 2 Frischer Charles · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will begin vesting immediately, and will vest ratably over the next 12 months. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:32 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 10,000 | $1.75 Strike: $1.75 | $17,500.00 |
DisclosureSEC source: 0001415889-18-000171 · form4-02022018_020221.xml · derivative · entry 1 Frischer Charles · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-01-31 F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.