Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Altisource Asset Management CorpAAMC · Entity 111602 | Director | June 05, 2023 | June 13, 2023 |
| IMAGEWARE SYSTEMS INCIWSY · Entity 125373 | Director | February 20, 2019 | February 21, 2019 |
| KINGSWAY CorpKFS · Entity 5976 | Director | September 24, 2024 | February 18, 2025 |
| RAIT Financial TrustRASFQ · Entity 155141 | 10% owner | September 04, 2019 | September 05, 2019 |
| REGIONAL HEALTH PROPERTIES, INCRHE-A · Entity 8343 | 10% owner | January 17, 2023 | January 18, 2023 |
| Regional Health Properties,Inc. - OldRHE-A · Entity 121797 | 10% owner | December 07, 2022 | December 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Altisource Asset Management Corp
Report date June 05, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,000 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 49,000 |
| Common StockSEC Table I · non-derivative | IndirectIRA | 1,653 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,653 |
IMAGEWARE SYSTEMS INC
Report date February 20, 2019 · Filed February 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.87 · Expires 2029-02-20 | Direct | 10,000 |
Reported balance
After 2019-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-20 · Grant · Acquired 10,000 · Balance 10,000 F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter.
KINGSWAY Corp
Report date September 24, 2024 · Filed February 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2031-09-24 | Direct | 4,000 |
Reported balance
After 2024-09-24 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-09-24 · Grant · Acquired 4,000 · Balance 4,000 F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.
F2: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch.
RAIT Financial Trust
Report date September 04, 2019 · Filed September 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RAIT Common StockSEC Table I · non-derivative | IndirectPlease see footnote one | 5,092 |
Reported balance
After 2019-09-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-09-04 · Sale · Disposed 283,008 · Balance 5,092 F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares.
REGIONAL HEALTH PROPERTIES, INC
Report date January 17, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | IndirectPlease see footnote 1 | 479,673 |
Reported balance
After 2023-01-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-01-17 · Purchase · Acquired 7,294 · Balance 479,673 F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner.
Regional Health Properties,Inc. - Old
Report date December 07, 2022 · Filed December 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Regional Health Properties Preferred ASEC Table I · non-derivative | Indirect12,373 shares held in IRA | 423,453 |
Reported balance
After 2022-12-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-12-07 · Purchase · Acquired 6,000 · Balance 423,453 F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 24, 2024 Filed Sep 27, 2024 13:21 UTC | KINGSWAY Corp KFS · Entity 5976 | GrantClass B Preferred Stock · Derivative | 4,000 | $25.00 Strike: $9.50 | $100,000.00 |
DisclosureSEC source: 0001127602-24-024528 · form4.xml · derivative · entry 4 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 10,526.4 shares Expires 2031-09-24 F1 · derivative.exercise_price: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F1 · derivative.expiration_date: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F1 · derivative.underlying_shares: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. Read SEC document |
| September 24, 2024 Filed Feb 18, 2025 21:07 UTC Amendment | KINGSWAY Corp KFS · Entity 5976 | GrantClass B Preferred Stock · Derivative | 4,000 | $25.00 Strike: $9.50 | $100,000.00 |
DisclosureSEC source: 0001127602-25-005196 · form4a.xml · derivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 10,526.32 shares Expires 2031-09-24 F1 · derivative.exercise_price: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F1 · derivative.expiration_date: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F1 · derivative.underlying_shares: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031. F2 · derivative.underlying_shares: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 20:15 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 4,100 | $8.32 | $34,112.00 |
DisclosureSEC source: 0001127602-23-024160 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,600,898 Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 19:59 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 3,900 | $8.50 | $33,150.00 |
DisclosureSEC source: 0001127602-23-024062 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By IRA-R Disclosed balance after: 234,900 Read SEC document |
| May 19, 2023 Filed May 22, 2023 20:01 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommon Stock | 12,520 | $8.39 | $105,042.80 |
DisclosureSEC source: 0001127602-23-016426 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,596,798 Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 17:29 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 7,294 | $3.27 | $23,851.38 |
DisclosureSEC source: 0001402258-23-000004 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 479,673 F1 · ownership.direct: Includes 456,300 shares held individually, 12,373 held in IRAs and 11,000 shares held in the Libby Frischer Family Partnership, of which, filer is the general partner. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 23:45 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 700 | $3.10 | $2,170.00 |
DisclosureSEC source: 0001402258-23-000003 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote one Disclosed balance after: 472,379 F1 · ownership.direct: Includes 449,006 shares held individually, 12,373 shares held in IRSs and 11,000 shares by the Libby Frischer Family Partnership, of which, filer is the general partner. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 17:33 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 10,606 | $3.00 | $31,818.00 |
DisclosureSEC source: 0001402258-23-000001 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote one Disclosed balance after: 471,679 F1 · ownership.direct: Includes 448,306 held individually, 12,373 shares held in IRAs and 11,000 shares held by the Libby Frischer Family Partnership, of which, filer is the general partner. Read SEC document |
| December 29, 2022 Filed Dec 29, 2022 22:03 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 4,400 | $2.76 | $12,144.00 |
DisclosureSEC source: 0001402258-22-000008 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 461,073 Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:03 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 2,900 | $2.87 | $8,323.00 |
DisclosureSEC source: 0001402258-22-000008 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 456,673 F1 · ownership.direct: Includes 437,700 shares held individually, 12,373 shares held in IRAs and 11,000 shares held by the Libby Frischer Family Partnership, of which, filer is the general partner. Read SEC document |
| December 27, 2022 Filed Dec 27, 2022 20:44 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 6,158 | $2.79 | $17,180.82 |
DisclosureSEC source: 0001402258-22-000007 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 453,773 Read SEC document |
| December 23, 2022 Filed Dec 27, 2022 20:44 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 1,700 | $2.31 | $3,927.00 |
DisclosureSEC source: 0001402258-22-000007 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 447,615 F1 · ownership.direct: Includes 430,400 shares held individually, 12,373 held in IRAs and 11,000 held by the Libby Frischer Family Partnership, of which, the filer is the general partner. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 18:04 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 8,280 | $2.00 | $16,560.00 |
DisclosureSEC source: 0001402258-22-000006 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 12,373 shares held in IRA Disclosed balance after: 445,915 F1 · ownership.direct: Includes 428,488 shares individually held, 12,373 held in IRAs and 11,000 held by Libby Frischer Family Partnership, of which, the filer is the general partner. Read SEC document |
| December 08, 2022 Filed Dec 8, 2022 21:42 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 14,182 | $1.70 | $24,109.40 |
DisclosureSEC source: 0001402258-22-000005 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote one Disclosed balance after: 437,635 Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 21:12 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 3,457 | $7.13 | $24,648.41 |
DisclosureSEC source: 0001127602-22-027180 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584,278 Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 16:43 UTC | Regional Health Properties,Inc. - Old RHE-A · Entity 121797 | PurchaseRegional Health Properties Preferred A | 6,000 | $1.65 | $9,900.00 |
DisclosureSEC source: 0001402258-22-000004 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 12,373 shares held in IRA Disclosed balance after: 423,453 F1 · ownership.direct: Includes 400,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnerhship, of which, the filed is the general partner. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 21:42 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties Preferred A | 6,000 | $1.65 | $9,900.00 |
DisclosureSEC source: 0001402258-22-000005 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 12,373 shares held in IRA Disclosed balance after: 423,453 F1 · ownership.direct: Includes 420,208 shares individually held, 12,373 held in IRAs and 11,000 held by the Libby Frischer Family Partnership, of which, the filer is the general partner. Read SEC document |
| December 07, 2022 Filed Dec 8, 2022 21:00 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 11,723 | $7.13 | $83,637.74 |
DisclosureSEC source: 0001127602-22-027074 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580,821 Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 21:44 UTC | REGIONAL HEALTH PROPERTIES, INC rhe-a · Entity 8343 | PurchaseRegional Health Properties Preferred | 7,200 | $1.65 | $11,880.00 |
DisclosureSEC source: 0001402258-22-000003 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 12,373 shares held in IRA Disclosed balance after: 417,453 F1 · ownership.direct: includes 394,080 shares owned individually, 12,373 in IRAs and 11,000 held by the Libby Frischer Family Partnership, of which, the filer is the general partner. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 21:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 2,000 | $7.20 | $14,400.00 |
DisclosureSEC source: 0001127602-22-026968 · form4.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569,098 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 19:19 UTC | REGIONAL HEALTH PROPERTIES, INC rhe-a · Entity 8343 | PurchaseRegional Health Properties Preferred A | 12,272 | $1.67 | $20,494.24 |
DisclosureSEC source: 0001402258-22-000002 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · 12,373 shares held in IRA Disclosed balance after: 410,253 F1 · ownership.direct: Includes 386,880 shares owned individually, 12,373 in IRAs and 11,000 held by Libby Frischer Family Partnership LP, of which, the filer is the general partner. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 21:09 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 5,000 | $7.23 | $36,150.00 |
DisclosureSEC source: 0001127602-22-026968 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,567,098 Read SEC document |
| June 09, 2022 Filed Jun 9, 2022 20:00 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 11,000 | $5.35 | $58,850.00 |
DisclosureSEC source: 0001127602-22-017106 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA-R Disclosed balance after: 231,000 Read SEC document |
| June 02, 2022 Filed Jun 2, 2022 20:03 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 27,000 | $5.40 | $145,800.00 |
DisclosureSEC source: 0001127602-22-016358 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA-R Disclosed balance after: 220,000 Read SEC document |
| May 26, 2022 Filed May 26, 2022 20:04 UTC | KINGSWAY Corp KFS · Entity 5976 | PurchaseCommoon Stock | 10,500 | $5.40 | $56,700.00 |
DisclosureSEC source: 0001127602-22-015759 · form4.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA-R Disclosed balance after: 193,000 Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 14:57 UTC | RAIT Financial Trust RASFQ · Entity 155141 | SaleRAIT Common Stock | 283,008 | $0.05 | $14,150.40 |
DisclosureSEC source: 0001402258-19-000011 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote one Disclosed balance after: 5,092 F1 · ownership.nature: Of the total amount sold, Libby Frischer Family Partnership sold 133,408 shares and Charles Frischer sold 4,600 shares from his IRA. These were done in a number of open market transaction, with the largest trade being 20,000 shares. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 17:12 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | GrantStock Options · Derivative | 10,000 | $0.87 Strike: $0.87 | $8,700.00 |
DisclosureSEC source: 0001415889-19-000203 · form4-02212019_020209.xml · derivative · entry 1 Frischer Charles L · CIK 0001402258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-02-20 F1 · derivative.exercise_date: One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Read SEC document |
| January 11, 2019 Filed Jan 12, 2019 00:06 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 1,045 | $3.75 | $3,918.75 |
DisclosureSEC source: 0001402258-19-000009 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 394,982 F1 · ownership.direct: Charles Frischer owns 370,859 shares directly, 13,123 are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, he is the sole General Partner. Read SEC document |
| January 07, 2019 Filed Jan 7, 2019 22:45 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 1,076 | $3.15 | $3,389.40 |
DisclosureSEC source: 0001402258-19-000006 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 387,623 F1 · ownership.direct: Charles Frischer owns 363,500 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| January 04, 2019 Filed Jan 5, 2019 02:11 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 4,854 | $2.68 | $13,008.72 |
DisclosureSEC source: 0001402258-19-000002 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 386,547 F1 · ownership.direct: Charles Frischer owns 362,424 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 21:43 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 3,701 | $2.35 | $8,697.35 |
DisclosureSEC source: 0001402258-19-000005 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 353,526 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 124,117 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 21:34 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 100 | $2.55 | $255.00 |
DisclosureSEC source: 0001402258-19-000004 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 229,800 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 69,100 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| January 04, 2019 Filed Jan 4, 2019 21:30 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 2,910 | $2.51 | $7,304.10 |
DisclosureSEC source: 0001402258-19-000003 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 888,410 F1 · ownership.direct: Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 362,710 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 00:16 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 5,092 | $2.25 | $11,457.00 |
DisclosureSEC source: 0001402258-19-000001 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 381,693 F1 · ownership.direct: Charles Frischer owns 357,570 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 27, 2018 Filed Dec 28, 2018 23:07 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 18,077 | $1.44 | $26,030.88 |
DisclosureSEC source: 0001402258-18-000054 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 376,601 F1 · ownership.direct: Charles Frischer owns 352,478 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 15:18 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 90,200 | $2.10 | $189,420.00 |
DisclosureSEC source: 0001402258-18-000053 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 885,500 F1 · ownership.direct: Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 359,800 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 20:46 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 16,442 | $0.62 | $10,194.04 |
DisclosureSEC source: 0001402258-18-000052 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 288,100 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 133,408 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 20:40 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 2,200 | $2.29 | $5,038.00 |
DisclosureSEC source: 0001402258-18-000051 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 795,300 F1 · ownership.direct: Charles Frischer owns 479,800 directly, 45,900 shares are held in his IRA and 269,600 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 09:07 UTC | RAIT Financial Trust RASFO · Entity 155141 | PurchaseRAIT Preferred Class B | 6,324 | $2.60 | $16,442.40 |
DisclosureSEC source: 0001402258-18-000050 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 349,825 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 shares are held in his IRA and 120,416 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 09:02 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 2,476 | $0.84 | $2,079.84 |
DisclosureSEC source: 0001402258-18-000049 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 271,658 Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 18:29 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 16,159 | $2.20 | $35,549.80 |
DisclosureSEC source: 0001402258-18-000048 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 358,524 F1 · ownership.direct: Charles Frischer owns 334,401 shares directly, 13,123 shares are held in his IRA and 11,000 shares are owned by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 09:02 UTC | RAIT Financial Trust RASF · Entity 155141 | PurchaseRAIT Financial Trust Common Stock | 9 | $0.60 | $5.40 |
DisclosureSEC source: 0001402258-18-000049 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 269,182 F1 · ownership.direct: Charles Frischer owns 145,660 shares directly, 9,032 shares are held in his IRA and 116,966 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 15:51 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 3,227 | $3.15 | $10,165.05 |
DisclosureSEC source: 0001402258-18-000047 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 229,700 Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 15:45 UTC | RAIT Financial Trust RASF0 · Entity 155141 | PurchaseRAIT Preferred Class B | 4,884 | $3.17 | $15,482.28 |
DisclosureSEC source: 0001402258-18-000046 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 343,501 Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 15:39 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 3,016 | $3.15 | $9,500.40 |
DisclosureSEC source: 0001402258-18-000045 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 793,100 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:51 UTC | RAIT Financial Trust RASFN · Entity 155141 | PurchaseRAIT Preferred Class C | 200 | $3.20 | $640.00 |
DisclosureSEC source: 0001402258-18-000047 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 226,473 F1 · ownership.direct: Charles Frischer owns 138,700 shares directly, 22,000 shares are held in his IRA and 69,000 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:45 UTC | RAIT Financial Trust RASF0 · Entity 155141 | PurchaseRAIT Preferred Class B | 3,000 | $3.20 | $9,600.00 |
DisclosureSEC source: 0001402258-18-000046 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 338,617 F1 · ownership.direct: Charles Frischer owns 228,075 shares directly, 1,334 are held in his IRA and 114,092 are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 15:39 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 3,000 | $3.20 | $9,600.00 |
DisclosureSEC source: 0001402258-18-000045 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 790.084 F1 · ownership.direct: Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 267,400 shares are held by the Libby Frischer Family Partnership, L.P. of which, Charles Frischer is the sole General Partner. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 20:15 UTC | REGIONAL HEALTH PROPERTIES, INC RHE-A · Entity 8343 | PurchaseRegional Health Properties, Inc. Series A Preferred | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001402258-18-000042 · primary_doc.xml · nonDerivative · entry 1 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 342,365 F1 · price: Charles Frischer owns 318,242 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. These 750 shares were acquired via inheritance. F1 · ownership.direct: Charles Frischer owns 318,242 shares directly, 13,123 shares are held in his IRA and 11,000 shares are held by the Libby Frischer Family Partnership, L.P, of which, Charles Frischer is the sole General Partner. These 750 shares were acquired via inheritance. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 19:40 UTC | RAIT Financial Trust RASFP · Entity 155141 | PurchaseRAIT Preferred Class A | 8,000 | $3.50 | $28,000.00 |
DisclosureSEC source: 0001402258-18-000044 · primary_doc.xml · nonDerivative · entry 2 Frischer Charles L · CIK 0001402258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Please see footnote 1 Disclosed balance after: 787,084 F1 · ownership.direct: Charles Frischer owns 479,800 shares directly, 45,900 shares are held in his IRA and 261,384 shares are held by the Libby Frischer Family Partnership, L.P., of which, Charles Frischer is the sole General Partner. 2,000 of the shares acquired on 11/29/2018 were acquired via inheritance. 6,000 shares purchased on 11/29/2018 had a cost of $3.50. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.