Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIENT CORPAVNT · Entity 4061 | SVP, Mergers & Acquisitions | February 14, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIENT CORP
Report date February 14, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,909 |
Reported balance
After 2025-02-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-14 · Exercise / conversion · Acquired 4,550 · Balance 4,909 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. F2: Includes dividend equivalents earned with respect to the vested restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 2,731 |
Reported balance
After 2025-02-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2025-02-14 · Tax withholding · Disposed 2,178 · Balance 2,731 F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2025. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-14 | Direct | 0 |
Reported balance
After 2025-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-14 · Exercise / conversion · Disposed 4,550 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock. |
| Common StockSEC Table I · non-derivative | IndirectSupplemental Plan | 28,765.197 |
Reported balance
Holding disclosure · report date 2025-02-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 28,765.197 F4: The information in this report is based on a plan statement as of February 14, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.
F2: Includes dividend equivalents earned with respect to the vested restricted stock units.
F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2025.
F4: The information in this report is based on a plan statement as of February 14, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 19, 2020 18:59 UTC | AVIENT CORP POL · Entity 4061 | OtherCommon Stock | 9,871.6683 | $10.13 | $100,000.00 |
DisclosureSEC source: 0001127602-20-011443 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Plan Disclosed balance after: 23,500.4458 F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan. F2 · ownership.nature: The information in this report is based on a plan statement as of March 18, 2020. Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 21:34 UTC | AVIENT CORP POL · Entity 4061 | OtherCommon Stock | 13,377.926 | $14.95 | $199,999.99 |
DisclosureSEC source: 0001127602-20-011126 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Indirect · Supplemental Plan Disclosed balance after: 13,377.926 F1 · balance_after: Reflects the investment by the reporting person in PolyOne stock under the Supplemental Plan. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006372 · form4.xml · derivative · entry 3 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,350 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:31 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,029 | $31.49 | $32,403.21 |
DisclosureSEC source: 0001127602-20-006372 · form4.xml · nonDerivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,024 F3 · shares: Represents shares of PolyOne common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 15, 2020. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 20:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 3,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006372 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:52 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 19,200 | $0.00 Strike: $31.48 | $0.00 |
DisclosureSEC source: 0001127602-20-004870 · form4.xml · derivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Underlying: Common Stock · 19,200 shares Expires 2030-02-10 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.48 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 21:52 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 6,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004870 · form4.xml · derivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150 Underlying: Common Stock · 6,150 shares Expires 2023-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 17,150 | $0.00 Strike: $31.54 | $0.00 |
DisclosureSEC source: 0001127602-19-005658 · form4.xml · derivative · entry 5 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,150 Underlying: Common Stock · 17,150 shares Expires 2029-02-11 F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005658 · form4.xml · derivative · entry 4 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2022-02-11 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 1,203 | $31.49 | $37,882.47 |
DisclosureSEC source: 0001127602-19-005658 · form4.xml · nonDerivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,497 Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 3,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005658 · form4.xml · derivative · entry 3 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,450 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 10, 2019 Filed Feb 13, 2019 21:31 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 3,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-005658 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019. F2 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:14 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 10,400 | $0.00 Strike: $41.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006636 · form4.xml · derivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,400 Underlying: Common Stock · 10,400 shares Expires 2028-02-14 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $41.89 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:14 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006636 · form4.xml · derivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,650 Underlying: Common Stock · 3,650 shares Expires 2021-02-14 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:21 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004314 · form4.xml · derivative · entry 3 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2018-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:21 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 328 | $42.88 | $14,064.64 |
DisclosureSEC source: 0001127602-18-004314 · form4.xml · nonDerivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,074 Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 21:21 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-004314 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:48 UTC | AVIENT CORP POL · Entity 4061 | GrantStock Appreciation Rights · Derivative | 10,100 | $0.00 Strike: $34.10 | $0.00 |
DisclosureSEC source: 0001127602-17-006965 · form4.xml · derivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Underlying: Common Stock · 10,100 shares Expires 2027-02-15 F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:48 UTC | AVIENT CORP POL · Entity 4061 | GrantRestricted Stock Units · Derivative | 3,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006965 · form4.xml · derivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,350 Underlying: Common Stock · 3,350 shares Expires 2020-02-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:00 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006115 · form4.xml · derivative · entry 3 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:00 UTC | AVIENT CORP POL · Entity 4061 | Tax withholdingCommon Stock | 394 | $34.59 | $13,628.46 |
DisclosureSEC source: 0001127602-17-006115 · form4.xml · nonDerivative · entry 2 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,457 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 23:00 UTC | AVIENT CORP POL · Entity 4061 | Exercise / conversionCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006115 · form4.xml · nonDerivative · entry 1 Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock. F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.