TapewireFind a company

person · Reporting owner

Rathbun Joel R.

Disclosed activity across 1 company

Tapewire entity
83090
SEC CIK
0001661555

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AVIENT CORPAVNT · Entity 4061SVP, Mergers & AcquisitionsFebruary 14, 2025February 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVIENT CORP

Report date February 14, 2025 · Filed February 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,909 Reported balance After 2025-02-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-02-14 · Exercise / conversion · Acquired 4,550 · Balance 4,909

F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2: Includes dividend equivalents earned with respect to the vested restricted stock units.

Common StockSEC Table I · non-derivativeDirect2,731 Reported balance After 2025-02-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2025-02-14 · Tax withholding · Disposed 2,178 · Balance 2,731

F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-02-14Direct0 Reported balance After 2025-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-14 · Exercise / conversion · Disposed 4,550 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Common StockSEC Table I · non-derivativeIndirectSupplemental Plan28,765.197 Reported balance Holding disclosure · report date 2025-02-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 28,765.197

F4: The information in this report is based on a plan statement as of February 14, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2: Includes dividend equivalents earned with respect to the vested restricted stock units.

F3: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2025.

F4: The information in this report is based on a plan statement as of February 14, 2025.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 22:21 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 4,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005602 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,550 shares

Expires 2025-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:21 UTC AVIENT CORP AVNT · Entity 4061 Tax withholdingCommon Stock 2,178 $42.99 $93,632.22
Disclosure

SEC source: 0001127602-25-005602 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,731

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2025.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 22:21 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 4,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005602 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 17,150 $0.00 Strike: $31.54 $0.00
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · derivative · entry 8

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,150

Underlying: Common Stock · 17,150 shares

Expires 2029-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 10,100 $0.00 Strike: $34.10 $0.00
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · derivative · entry 7

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,100 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $34.10 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 SaleCommon Stock 5,762 $51.45 $296,431.85
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · nonDerivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.44 to $51.452, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 13,452 $51.45 $692,132.30
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · nonDerivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,762

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 17,150 $31.54 $540,911.00
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · nonDerivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 8,036 $51.44 $413,371.84
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064

Read SEC document
November 07, 2024 Filed Nov 12, 2024 14:33 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 10,100 $34.10 $344,410.00
Disclosure

SEC source: 0001127602-24-026897 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 10,400 $0.00 Strike: $24.98 $0.00
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · derivative · entry 8

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,400 shares

Expires 2026-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $24.98 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 2,500 $0.00 Strike: $38.27 $0.00
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · derivative · entry 7

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $38.27 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 SaleCommon Stock 11,698 $43.36 $507,218.26
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · nonDerivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.21 to $43.54, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 7,257 $43.66 $316,840.62
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · nonDerivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,698

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 10,400 $24.98 $259,792.00
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · nonDerivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 2,285 $43.58 $99,580.30
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,555

Read SEC document
August 07, 2024 Filed Aug 9, 2024 17:13 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 2,500 $38.27 $95,675.00
Disclosure

SEC source: 0001127602-24-021925 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 18:57 UTC AVIENT CORP AVNT · Entity 4061 GrantRestricted Stock Units · Derivative 7,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006805 · form4.xml · derivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,850

Underlying: Common Stock · 7,850 shares

Expires 2027-02-22

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 18:57 UTC AVIENT CORP AVNT · Entity 4061 GrantStock Appreciation Rights · Derivative 25,400 $0.00 Strike: $39.27 $0.00
Disclosure

SEC source: 0001127602-24-006805 · form4.xml · derivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,400

Underlying: Common Stock · 25,400 shares

Expires 2034-02-22

F1 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $39.27 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:37 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 5,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004598 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,050 shares

Expires 2024-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:37 UTC AVIENT CORP AVNT · Entity 4061 Tax withholdingCommon Stock 2,552 $37.01 $94,449.52
Disclosure

SEC source: 0001127602-24-004598 · form4.xml · nonDerivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,340

F4 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 8, 2024.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:37 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 5,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004598 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F3 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 22:41 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 2,400 $0.00 Strike: $35.07 $0.00
Disclosure

SEC source: 0001127602-24-001134 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2024-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 22:41 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 2,259 $38.55 $87,073.16
Disclosure

SEC source: 0001127602-24-001134 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,475

Read SEC document
January 08, 2024 Filed Jan 9, 2024 22:41 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 2,400 $35.07 $84,168.00
Disclosure

SEC source: 0001127602-24-001134 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:06 UTC AVIENT CORP AVNT · Entity 4061 SaleCommon Stock 6,743 $38.98 $262,819.21
Disclosure

SEC source: 0001127602-23-023880 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,334

F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $38.80 per share to a high of $39.11. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 16:54 UTC AVIENT CORP AVNT · Entity 4061 GrantStock Appreciation Rights · Derivative 23,250 $0.00 Strike: $42.93 $0.00
Disclosure

SEC source: 0001127602-23-006159 · form4.xml · derivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,250

Underlying: Common Stock · 23,250 shares

Expires 2033-02-17

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of twenty consecutive trading days) from the grant date closing price of $42.93 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 16:54 UTC AVIENT CORP AVNT · Entity 4061 GrantRestricted Stock Units · Derivative 6,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006159 · form4.xml · derivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,850

Underlying: Common Stock · 6,850 shares

Expires 2026-02-17

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 18:24 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 6,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005080 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,150 shares

Expires 2023-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 18:24 UTC AVIENT CORP AVNT · Entity 4061 Tax withholdingCommon Stock 3,061 $37.88 $115,950.68
Disclosure

SEC source: 0001127602-23-005080 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,077

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 10, 2023.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 18:24 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 6,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005080 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:10 UTC AVIENT CORP AVNT · Entity 4061 GrantStock Appreciation Rights · Derivative 16,000 $0.00 Strike: $52.64 $0.00
Disclosure

SEC source: 0001127602-22-005055 · form4.xml · derivative · entry 6

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2032-02-14

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $52.64 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 14, 2022 Filed Feb 15, 2022 22:10 UTC AVIENT CORP AVNT · Entity 4061 GrantRestricted Stock Units · Derivative 4,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-005055 · form4.xml · derivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 4,550 shares

Expires 2025-02-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005055 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires 2022-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC AVIENT CORP AVNT · Entity 4061 Tax withholdingCommon Stock 2,705 $52.64 $142,391.20
Disclosure

SEC source: 0001127602-22-005055 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 11, 2022.

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005055 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
May 14, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 SaleCommon Stock 4,494 $53.05 $238,406.25
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 6

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

F2 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $52.86 per share to a high of $53.22. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 3,600 $0.00 Strike: $23.08 $0.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · derivative · entry 9

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionStock Appreciation Rights · Derivative 6,000 $0.00 Strike: $14.61 $0.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · derivative · entry 8

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2022-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 2,170 $52.77 $114,510.90
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 5

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 3,600 $23.08 $83,088.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Disposition to issuerCommon Stock 2,936 $52.77 $154,932.72
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 3

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,398

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 6,000 $14.61 $87,660.00
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:15 UTC AVIENT CORP AVNT · Entity 4061 SaleCommon Stock 5,773 $52.24 $301,599.99
Disclosure

SEC source: 0001127602-21-017022 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

F1 · price: The sale price is a weighted average for the sale transactions. The sales prices range from a low of $51.95 per share to a high of $52.45. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionRestricted Stock Units · Derivative 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · derivative · entry 4

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires 2021-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC AVIENT CORP AVNT · Entity 4061 Tax withholdingCommon Stock 1,841 $44.17 $81,316.97
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · nonDerivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,107

F3 · shares: Represents shares of Avient common stock that were withheld solely to satisfy the tax withholding obligation applicable to the vesting of restricted stock units on February 14, 2021.

Read SEC document
February 14, 2021 Filed Feb 17, 2021 00:14 UTC AVIENT CORP AVNT · Entity 4061 Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006025 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

F2 · balance_after: Includes dividend equivalents earned with respect to the vested restricted stock units.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:35 UTC AVIENT CORP AVNT · Entity 4061 GrantStock Appreciation Rights · Derivative 20,150 $0.00 Strike: $42.27 $0.00
Disclosure

SEC source: 0001127602-21-004641 · form4.xml · derivative · entry 2

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,150

Underlying: Common Stock · 20,150 shares

Expires 2031-02-08

F2 · derivative.exercise_date: SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $42.27 per share and no more than one-third of the grant can vest per year during the first three years.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 20:35 UTC AVIENT CORP AVNT · Entity 4061 GrantRestricted Stock Units · Derivative 5,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004641 · form4.xml · derivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050

Underlying: Common Stock · 5,050 shares

Expires 2024-02-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Avient common stock.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:27 UTC AVIENT CORP AVNT · Entity 4061 OtherCommon Stock 2,992.892 $26.73 $80,000.00
Disclosure

SEC source: 0001127602-20-024277 · form4.xml · nonDerivative · entry 1

Rathbun Joel R. · CIK 0001661555 · SVP, Mergers & Acquisitions

10b5-1 filing: Not disclosed

Ownership: Indirect · Supplemental Plan

Disclosed balance after: 25,918.412

F1 · balance_after: Reflects the investment by the reporting person in Avient stock under the Supplemental Plan.

F2 · ownership.nature: The information in this report is based on a plan statement as of August 25, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.