person · Reporting owner

Chiarello Guy

Disclosed activity across 2 companies

Tapewire entity: 82865
SEC CIK: 0001654667

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FISERV INCFI · Entity 3167	Chief Operating Officer	February 21, 2025	February 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FISERV INC

Report date February 21, 2025 · Filed February 25, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	209,427	Ending reported balance After 2025-02-23 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2025-02-21 · Tax withholding · Disposed 4,426 · Balance 223,285 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Row 2 · 2025-02-22 · Tax withholding · Disposed 6,953 · Balance 216,332 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Row 3 · 2025-02-23 · Tax withholding · Disposed 6,905 · Balance 209,427 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
Common StockSEC Table I · non-derivative	IndirectBy Trust	37,381	Reported balance Holding disclosure · report date 2025-02-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 37,381 F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FIRST DATA CORP

Report date July 29, 2019 · Filed July 29, 2019

Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-07-29 transaction · row 1 1 source row Row 1 · 2019-07-29 · Disposition to issuer · Disposed 1,120,588 · Balance 0 F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
Class B Common StockSEC Table II · derivative / convertible security	Direct	Reported balance After 2019-07-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-07-29 · Disposition to issuer · Disposed 410,881 · Balance 0 F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-07-11	Direct	Reported balance After 2019-07-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-07-29 · Disposition to issuer · Disposed 1,581,822 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10	Direct	Reported balance After 2019-07-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-07-29 · Disposition to issuer · Disposed 138,409 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-14	Direct	Reported balance After 2019-07-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15	Direct	Reported balance After 2019-07-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-07-29 · Disposition to issuer · Disposed 790,911 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24	Direct	Reported balance After 2019-07-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-07-29 · Disposition to issuer · Disposed 203,970 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).

F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

F4: These stock options are fully vested and exercisable.

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.

F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 09, 2021 Filed Mar 10, 2021 21:28 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	20,000	$36.54	$730,800.00	Disclosure SEC source: 0001209191-21-019474 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:15 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	2,833	$115.37	$326,843.21	Disclosure SEC source: 0001209191-21-015884 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,874 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:54 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	25,930	$109.99	$2,852,040.70	Disclosure SEC source: 0001209191-21-011319 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,707 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:16 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	20,000	$0.00 Strike: $36.54	$0.00	Disclosure SEC source: 0001209191-21-009208 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,292 Underlying: Common Stock · 20,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:16 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	20,000	$112.65	$2,253,000.00	Disclosure SEC source: 0001209191-21-009208 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,637 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
February 09, 2021 Filed Feb 10, 2021 21:16 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	20,000	$36.54	$730,800.00	Disclosure SEC source: 0001209191-21-009208 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
January 29, 2021 Filed Feb 2, 2021 21:48 UTC	FISERV INC FISV · Entity 3167	GrantCommon Stock	39,277	$0.00	$0.00	Disclosure SEC source: 0001209191-21-006809 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,637 F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date. Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:11 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	20,000	$0.00 Strike: $36.54	$0.00	Disclosure SEC source: 0001209191-21-002913 · doc4.xml · derivative · entry 4 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,292 Underlying: Common Stock · 20,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F4 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:11 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	8,578	$115.52	$990,930.56	Disclosure SEC source: 0001209191-21-002913 · doc4.xml · nonDerivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,360 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F3 · price: This transaction was executed in multiple trades at prices ranging from $115.36 to $115.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:11 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	11,422	$114.92	$1,312,616.24	Disclosure SEC source: 0001209191-21-002913 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,938 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $114.48 to $115.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:11 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	20,000	$36.54	$730,800.00	Disclosure SEC source: 0001209191-21-002913 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
December 11, 2020 Filed Dec 11, 2020 22:25 UTC	FISERV INC FISV · Entity 3167	GiftCommon Stock	440	$0.00	$0.00	Disclosure SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,360 Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	20,000	$0.00 Strike: $36.54	$0.00	Disclosure SEC source: 0001209191-20-063016 · doc4.xml · derivative · entry 4 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,292 Underlying: Common Stock · 20,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F3 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	20,000	$115.25	$2,305,000.00	Disclosure SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,800 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F2 · price: This transaction was executed in multiple trades at prices ranging from $115.12 to $115.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
December 09, 2020 Filed Dec 11, 2020 22:25 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	20,000	$36.54	$730,800.00	Disclosure SEC source: 0001209191-20-063016 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	30,000	$0.00 Strike: $36.54	$0.00	Disclosure SEC source: 0001209191-20-057632 · doc4.xml · derivative · entry 4 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,292 Underlying: Common Stock · 30,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	10,000	$109.95	$1,099,500.00	Disclosure SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,800 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	20,000	$110.00	$2,200,000.00	Disclosure SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,800 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:19 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	30,000	$36.54	$1,096,200.00	Disclosure SEC source: 0001209191-20-057632 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
October 09, 2020 Filed Oct 14, 2020 20:30 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	10,000	$0.00 Strike: $36.54	$0.00	Disclosure SEC source: 0001209191-20-054783 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,292 Underlying: Common Stock · 10,000 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013. Read SEC document
October 09, 2020 Filed Oct 14, 2020 20:30 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	10,000	$105.00	$1,050,000.00	Disclosure SEC source: 0001209191-20-054783 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,800 F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
October 09, 2020 Filed Oct 14, 2020 20:30 UTC	FISERV INC FISV · Entity 3167	Exercise / conversionCommon Stock	10,000	$36.54	$365,400.00	Disclosure SEC source: 0001209191-20-054783 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:10 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	30,997	$99.77	$3,092,570.69	Disclosure SEC source: 0001209191-20-047179 · doc4.xml · nonDerivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,800 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
July 30, 2020 Filed Aug 18, 2020 20:10 UTC	FISERV INC FISV · Entity 3167	GiftCommon Stock	500	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047179 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,797 Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:46 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	10,000	$103.72	$1,037,200.00	Disclosure SEC source: 0001209191-20-038254 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,775 F1 · price: This transaction was executed in multiple trades at prices ranging from $103.31 to $104.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:45 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	10,000	$109.60	$1,096,000.00	Disclosure SEC source: 0001209191-20-035337 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,775 F2 · price: This transaction was executed in multiple trades at prices ranging from $109.51 to $109.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:45 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	10,000	$108.32	$1,083,200.00	Disclosure SEC source: 0001209191-20-035337 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,775 F1 · price: This transaction was executed in multiple trades at prices ranging from $108.29 to $108.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
May 06, 2020 Filed Aug 18, 2020 20:10 UTC	FISERV INC FISV · Entity 3167	GiftCommon Stock	478	$0.00	$0.00	Disclosure SEC source: 0001209191-20-047179 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,297 Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:00 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	71,266	$0.00 Strike: $112.87	$0.00	Disclosure SEC source: 0001209191-20-013976 · doc4.xml · derivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,266 Underlying: Common Stock · 71,266 shares Expires 2030-02-26 F2 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date. Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:00 UTC	FISERV INC FISV · Entity 3167	GrantCommon Stock	22,150	$0.00	$0.00	Disclosure SEC source: 0001209191-20-013976 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,775 F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date. Read SEC document
February 20, 2020 Filed Feb 24, 2020 22:20 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	15,891	$121.84	$1,936,159.44	Disclosure SEC source: 0001209191-20-012087 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,625 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:19 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	19,587	$122.32	$2,395,881.84	Disclosure SEC source: 0001209191-20-010514 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,516 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:22 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	30,000	$115.96	$3,478,800.00	Disclosure SEC source: 0001209191-19-058538 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,103 F1 · price: This transaction was executed in multiple trades at prices ranging from $115.50 to $116.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:52 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	16,344	$106.68	$1,743,577.92	Disclosure SEC source: 0001209191-19-049063 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,103 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock. Read SEC document
August 29, 2019 Filed Sep 3, 2019 22:02 UTC	FISERV INC FISV · Entity 3167	SaleCommon Stock	46,000	$107.70	$4,954,200.00	Disclosure SEC source: 0001209191-19-048019 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,447 F1 · price: This transaction was executed in multiple trades at prices ranging from $107.51 to $107.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:55 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	29,846	$105.49	$3,148,454.54	Disclosure SEC source: 0001209191-19-046680 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,447 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerStock Options (right to buy) · Derivative	203,970	Not disclosed Strike: $12.52	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 7 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 203,970 shares Expires 2026-02-24 F5 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerStock Options (right to buy) · Derivative	790,911	Not disclosed Strike: $16.00	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 6 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 790,911 shares Expires 2025-10-15 F7 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F6 · derivative.exercise_date: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerStock Options (right to buy) · Derivative	158,182	Not disclosed Strike: $14.23	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 5 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 158,182 shares Expires 2025-01-14 F5 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4 · derivative.exercise_date: These stock options are fully vested and exercisable. F3 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerStock Options (right to buy) · Derivative	138,409	Not disclosed Strike: $12.65	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 4 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 138,409 shares Expires 2024-02-10 F5 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4 · derivative.exercise_date: These stock options are fully vested and exercisable. F3 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerStock Options (right to buy) · Derivative	1,581,822	Not disclosed Strike: $11.07	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,581,822 shares Expires 2023-07-11 F5 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4 · derivative.exercise_date: These stock options are fully vested and exercisable. F3 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerClass B Common Stock · Derivative	410,881	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · derivative · entry 2 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 410,881 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · price: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3 · derivative.exercise_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document
July 29, 2019 Filed Jul 29, 2019 17:12 UTC	FIRST DATA CORP FDC · Entity 15928	Disposition to issuerClass A Common Stock	1,120,588	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-043531 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F1 · price: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2 · price: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	61,802	Not disclosed Strike: $41.33	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 8 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,802 Underlying: Common Stock · 61,802 shares Expires 2026-02-24 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	159,764	Not disclosed Strike: $52.81	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 7 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,764 Underlying: Common Stock · 159,764 shares Expires 2025-10-15 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F9 · derivative.exercise_date: Of these stock options, (i) half became vested and exercisable pursuant to their terms in equal portions on each of December 31, 2017 and 2018, and (ii) the remaining half, which would have vested in equal portions on each of December 31, 2019 and 2020, was subject to accelerated vesting and became immediately vested and exercisable upon completion of the Merger. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	79,882	Not disclosed Strike: $52.81	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 6 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,882 Underlying: Common Stock · 79,882 shares Expires 2025-10-15 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F8 · derivative.exercise_date: These stock options will become vested and exercisable upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in accordance with the Merger Agreement. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	47,929	Not disclosed Strike: $46.97	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 5 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,929 Underlying: Common Stock · 47,929 shares Expires 2025-01-14 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	41,937	Not disclosed Strike: $41.75	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 4 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,937 Underlying: Common Stock · 41,937 shares Expires 2024-02-10 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	GrantEmployee Stock Option (right to buy) · Derivative	479,292	Not disclosed Strike: $36.54	Not disclosed	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,292 Underlying: Common Stock · 479,292 shares Expires 2023-07-11 F7 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F6 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document
July 29, 2019 Filed Jul 31, 2019 21:54 UTC	FISERV INC FISV · Entity 3167	Tax withholdingCommon Stock	15,737	$104.64	$1,646,719.68	Disclosure SEC source: 0001209191-19-043892 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,293 F5 · shares: Shares withheld by the Issuer to pay tax liability incident to the vesting of First Data restricted stock in the Merger and receipt of shares of the Issuer's common stock in the Merger. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.