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Chiarello Guy

Disclosed activity across 2 companies

Tapewire entity
82865
SEC CIK
0001654667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FISERV INCFI · Entity 3167Chief Operating OfficerFebruary 21, 2025February 25, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FISERV INC

Report date February 21, 2025 · Filed February 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect209,427 Ending reported balance After 2025-02-23 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-02-21 · Tax withholding · Disposed 4,426 · Balance 223,285

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Row 2 · 2025-02-22 · Tax withholding · Disposed 6,953 · Balance 216,332

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Row 3 · 2025-02-23 · Tax withholding · Disposed 6,905 · Balance 209,427

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Common StockSEC Table I · non-derivativeIndirectBy Trust37,381 Reported balance Holding disclosure · report date 2025-02-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 37,381

F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FIRST DATA CORP

Report date July 29, 2019 · Filed July 29, 2019

Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-07-29 transaction · row 1
1 source row

Row 1 · 2019-07-29 · Disposition to issuer · Disposed 1,120,588 · Balance 0

F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).

F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-07-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-07-29 · Disposition to issuer · Disposed 410,881 · Balance 0

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-07-11Direct0 Reported balance After 2019-07-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-07-29 · Disposition to issuer · Disposed 1,581,822 · Balance 0

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F4: These stock options are fully vested and exercisable.

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10Direct0 Reported balance After 2019-07-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-07-29 · Disposition to issuer · Disposed 138,409 · Balance 0

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F4: These stock options are fully vested and exercisable.

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-14Direct0 Reported balance After 2019-07-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F4: These stock options are fully vested and exercisable.

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15Direct0 Reported balance After 2019-07-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-07-29 · Disposition to issuer · Disposed 790,911 · Balance 0

F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.

F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24Direct0 Reported balance After 2019-07-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-07-29 · Disposition to issuer · Disposed 203,970 · Balance 0

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F4: These stock options are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).

F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).

F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

F4: These stock options are fully vested and exercisable.

F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.

F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.

F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2022 Filed Mar 29, 2022 20:26 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 10,000 $36.54 $365,400.00
Disclosure

SEC source: 0001209191-22-021486 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:16 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-22-016223 · doc4.xml · derivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 10,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F4 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:16 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $100.00 $1,000,000.00
Disclosure

SEC source: 0001209191-22-016223 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,864

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:16 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 10,000 $36.54 $365,400.00
Disclosure

SEC source: 0001209191-22-016223 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
February 26, 2022 Filed Mar 1, 2022 21:22 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 2,856 $98.05 $280,030.80
Disclosure

SEC source: 0001209191-22-014002 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,864

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 21:23 UTC FISERV INC FISV · Entity 3167 GrantCommon Stock 40,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013171 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,720

F1 · shares: One-third of these restricted stock units vest on each anniversary of the grant date.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:44 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 10,730 $97.07 $1,041,561.10
Disclosure

SEC source: 0001209191-22-010219 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,223

F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,408 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · derivative · entry 10

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,000

Underlying: Common Stock · 8,408 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F6 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 8,408 $105.00 $882,840.00
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 6

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,953

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 8,408 $36.54 $307,228.32
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
January 29, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 Tax withholdingCommon Stock 6,422 $104.89 $673,603.58
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,953

F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,592 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · derivative · entry 9

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,408

Underlying: Common Stock · 12,592 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F6 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 2,592 $105.00 $272,160.00
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,375

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $100.40 $1,004,000.00
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,967

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 22:59 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 12,592 $36.54 $460,111.68
Disclosure

SEC source: 0001209191-22-005999 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:07 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-22-000124 · doc4.xml · derivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 21,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F5 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:07 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 12,844 $105.09 $1,349,775.96
Disclosure

SEC source: 0001209191-22-000124 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,375

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:07 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 8,156 $104.54 $852,628.24
Disclosure

SEC source: 0001209191-22-000124 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,219

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $104.06 to $104.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 21:07 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 21,000 $36.54 $767,340.00
Disclosure

SEC source: 0001209191-22-000124 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:12 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 43,292 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-070254 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Underlying: Common Stock · 43,292 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:12 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 43,292 $104.81 $4,537,434.52
Disclosure

SEC source: 0001209191-21-070254 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,375

F1 · price: This transaction was executed in multiple trades at prices ranging from $104.76 to $104.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:12 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 43,292 $36.54 $1,581,889.68
Disclosure

SEC source: 0001209191-21-070254 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:09 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-068512 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,375

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:09 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-068512 · doc4.xml · derivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:09 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $103.26 $2,065,200.00
Disclosure

SEC source: 0001209191-21-068512 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F1 · price: This transaction was executed in multiple trades at prices ranging from $103.25 to $103.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:09 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001209191-21-068512 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 22:25 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-067922 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,292

Underlying: Common Stock · 60,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 22:25 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 60,000 $100.18 $6,010,800.00
Disclosure

SEC source: 0001209191-21-067922 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F1 · price: This transaction was executed in multiple trades at prices ranging from $100.00 to $100.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 03, 2021 Filed Dec 3, 2021 22:25 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 60,000 $36.54 $2,192,400.00
Disclosure

SEC source: 0001209191-21-067922 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · derivative · entry 9

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $117.64 $2,352,800.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 6

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F3 · price: This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · derivative · entry 8

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,292

Underlying: Common Stock · 40,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 40,000 $117.71 $4,708,400.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F2 · price: This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 40,000 $36.54 $1,461,600.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,381

F1 · ownership.nature: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.

Read SEC document
May 12, 2021 Filed Aug 23, 2021 20:27 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052959 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · derivative · entry 7

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F4 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 20,000 $124.94 $2,498,800.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 6

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

F2 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $124.57 to $125.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 20,000 $36.54 $730,800.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 5

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

Read SEC document
April 01, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 37,381

Read SEC document
April 01, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 37,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,375

Read SEC document
March 18, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 26,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,118

F1 · ownership.nature: Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee.

Read SEC document
March 18, 2021 Filed Apr 16, 2021 20:53 UTC FISERV INC FISV · Entity 3167 GiftCommon Stock 26,118 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026969 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,756

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:20 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-020455 · doc4.xml · derivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,292

Underlying: Common Stock · 30,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:20 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 30,000 $125.67 $3,770,100.00
Disclosure

SEC source: 0001209191-21-020455 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,874

F1 · price: This transaction was executed in multiple trades at prices ranging from $125.57 to $125.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:20 UTC FISERV INC FISV · Entity 3167 Exercise / conversionCommon Stock 30,000 $36.54 $1,096,200.00
Disclosure

SEC source: 0001209191-21-020455 · doc4.xml · nonDerivative · entry 1

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:28 UTC FISERV INC FISV · Entity 3167 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $36.54 $0.00
Disclosure

SEC source: 0001209191-21-019474 · doc4.xml · derivative · entry 4

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,292

Underlying: Common Stock · 20,000 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F4 · derivative.exercise_date: This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:28 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $123.57 $1,235,650.00
Disclosure

SEC source: 0001209191-21-019474 · doc4.xml · nonDerivative · entry 3

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,874

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.40 to $123.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:28 UTC FISERV INC FISV · Entity 3167 SaleCommon Stock 10,000 $122.91 $1,229,100.00
Disclosure

SEC source: 0001209191-21-019474 · doc4.xml · nonDerivative · entry 2

Chiarello Guy · CIK 0001654667 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,874

F1 · shares: This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.40 to $123.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.