Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFI · Entity 3167 | Chief Operating Officer | February 21, 2025 | February 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date February 21, 2025 · Filed February 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,427 |
Ending reported balance
After 2025-02-23 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-21 · Tax withholding · Disposed 4,426 · Balance 223,285 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Row 2 · 2025-02-22 · Tax withholding · Disposed 6,953 · Balance 216,332 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Row 3 · 2025-02-23 · Tax withholding · Disposed 6,905 · Balance 209,427 F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 37,381 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 37,381 F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units.
F2: Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 1,120,588 · Balance 0 F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 410,881 · Balance 0 F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-07-11 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 1,581,822 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 138,409 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-14 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 790,911 · Balance 0 F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-07-29 · Disposition to issuer · Disposed 203,970 · Balance 0 F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F4: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 105,456 shares of restricted stock previously subject to time-based vesting which were accelerated in full and settled in Fiserv, Inc. (Fiserv) common stock based on the exchange ratio (defined in footnote (2)), (ii) 882,919 restricted stock units previously subject to time-based vesting which were converted into units denominated in shares of Fiserv common stock based on the exchange ratio and will continue to be governed by the same terms and conditions as were applicable at the effective time, and (iii) 105,455 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (the Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement among Issuer, Fiserv, and Merger Sub, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F4: These stock options are fully vested and exercisable.
F5: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F6: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F7: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective date multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Upon the effective time of the Merger, 263,638 options subject to time-based vesting that were not fully vested were accelerated. With respect to the 263,637 options subject to performance vesting criteria, they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2019 Filed Jul 31, 2019 21:54 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 464,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043892 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,030 F1 · shares: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. F2 · shares: Consists of (i) 164,556 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 267,522 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 31,952 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number). F3 · shares: As converted and as applicable, these restricted stock units and shares of restricted stock will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that the shares of restricted stock subject to performance-vesting will be eligible to vest upon satisfaction of an adjusted performance condition based on a target price per share of the Issuer's common stock equal to $32.00 divided by the Exchange Ratio, in each case, in accordance with the Merger Agreement. F4 · shares: The 267,522 restricted stock units subject to time-based vesting will vest as follows: 60,600 on August 15, 2019; 41,538 on February 15, 2020; 31,718 on February 20, 2020; 60,600 on August 15, 2020; 52,048 on February 15, 2021; and 21,018 on February 15, 2022. F1 · price: Reflects shares of common stock, par value $0.01, of Fiserv, Inc. (the "Issuer") acquired on July 29, 2019, upon the completion of the merger (the "Merger") of 300 Holdings, Inc., a wholly owned subsidiary of the Issuer, with and into First Data Corporation ("First Data"), pursuant to the Agreement and Plan of Merger, dated as of January 16, 2019 (the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), each share of First Data Class A common stock and First Data Class B common stock (the "First Data common stock") issued and outstanding immediately prior to the Effective Time (other than certain shares) was converted into the right to receive 0.303 of a share (the "Exchange Ratio") of the Issuer's common stock, with cash payable in lieu of any fractional share of the Issuer's common stock. F2 · price: Consists of (i) 164,556 shares of the Issuer's common stock acquired by the Reporting Person upon the completion of the Merger, (ii) 267,522 restricted stock units of the Issuer subject to time-based vesting, which were converted in the Merger from units denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number), and (iii) 31,952 shares of the Issuer's restricted stock subject to performance-vesting, which were converted in the Merger from awards denominated in shares of First Data common stock based on the Exchange Ratio (rounded to the nearest whole number). Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:32 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 53,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020052 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,881 Underlying: Class A Common Stock · 53,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:32 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass A Common Stock | 203,647 | $25.85 | $5,264,213.86 |
DisclosureSEC source: 0001209191-19-020052 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,588 F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.64 to $25.92, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:32 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 53,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020052 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,324,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 18:19 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 173,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014693 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,157 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2020, 40% on February 15, 2021, and 40% on February 15, 2022. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 17:29 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 63,651 | $25.27 | $1,608,460.77 |
DisclosureSEC source: 0001209191-19-013637 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097,745 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:42 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 51,556 | $25.24 | $1,301,273.44 |
DisclosureSEC source: 0001209191-19-012610 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161,396 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:30 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 19,351 | $25.58 | $494,998.58 |
DisclosureSEC source: 0001209191-19-011710 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,212,952 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:42 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 25,969 | $16.91 | $439,135.79 |
DisclosureSEC source: 0001209191-19-001210 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,303 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 50,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048205 · doc4.xml · derivative · entry 3 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,959 Underlying: Class A Common Stock · 50,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass A Common Stock | 150,000 | $25.06 | $3,758,985.00 |
DisclosureSEC source: 0001209191-18-048205 · doc4.xml · nonDerivative · entry 2 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258,272 F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.00 to $25.18, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 50,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048205 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:53 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 49,250 | $23.77 | $1,170,672.50 |
DisclosureSEC source: 0001209191-18-047411 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,673 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| May 17, 2018 Filed May 21, 2018 16:51 UTC | FIRST DATA CORP FDC · Entity 15928 | SaleClass A Common Stock | 100,000 | $19.42 | $1,942,340.00 |
DisclosureSEC source: 0001209191-18-031918 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406,923 F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $19.40 to $19.50, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 17:16 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 63,651 | $16.04 | $1,020,962.04 |
DisclosureSEC source: 0001209191-18-014015 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,923 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:15 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 25,780 | $15.82 | $407,839.60 |
DisclosureSEC source: 0001209191-18-012373 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,574 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:55 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 256,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011746 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,354 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 15, 2019, 40% on February 15, 2020, and 40% on February 15, 2021. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:07 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 39,931 | $16.71 | $667,247.01 |
DisclosureSEC source: 0001209191-18-001062 · doc4.xml · derivative · entry 2 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,558 Underlying: Class A Common Stock · 39,931 shares Expires not disclosed F2 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F2 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 17:07 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 27,339 | $16.71 | $456,834.69 |
DisclosureSEC source: 0001209191-18-001062 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,325 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 18:03 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046101 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,664 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on August 15, 2018, 40% on August 15, 2019, and 40% on August 15, 2020. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:22 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 39,722 | $16.27 | $646,276.94 |
DisclosureSEC source: 0001209191-17-015358 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,447 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 24, 2017 Filed Jun 27, 2017 16:56 UTC Amendment | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 33,505 | $16.27 | $545,126.35 |
DisclosureSEC source: 0001209191-17-041967 · doc4a.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,664 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F2 · shares: Due to an administrative error, the number of shares withheld was overstated by 6,217 shares. F3 · balance_after: Due to an administrative error, the number of shares owned was understated by 6,217 shares. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 17:50 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 261,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007770 · doc4.xml · nonDerivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,169 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 20, 2018, 40% on February 20, 2019, and 40% on February 20, 2020. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 17:54 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 176,104 | $14.19 | $2,498,915.76 |
DisclosureSEC source: 0001209191-17-001307 · doc4.xml · derivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,387 Underlying: Class A Common Stock · 176,104 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Includes 94,910 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Includes 94,910 shares of restricted Class B common stock. F4 · balance_after: This Form 4 corrects the Form 4 filed on April 13, 2016, which inadvertently included 207,614 shares twice. Read SEC document |
| January 01, 2017 Filed Jun 27, 2017 16:56 UTC Amendment | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 147,002 | $14.19 | $2,085,958.38 |
DisclosureSEC source: 0001209191-17-041968 · doc4a.xml · derivative · entry 1 Chiarello Guy · CIK 0001654667 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,489 Underlying: Class A Common Stock · 147,002 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F3 · shares: Due to an administrative error, the number of shares withheld was overstated by 29,102 shares. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F4 · derivative.exercise_date: Includes 94,910 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F4 · derivative.expiration_date: Includes 94,910 shares of restricted Class B common stock. F5 · balance_after: Due to an administrative error, the number of shares owned was understated by 29,102 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.