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GGV Capital VII L.L.C.

Disclosed activity across 1 company

Tapewire entity
82657
SEC CIK
0001897812

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-02-27 · Other · Disposed 174,152 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2: The shares were held of record by GGV Capital V L.L.C

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-27 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-02-27 · Other · Disposed 8,172 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F4: The shares were held of record by GGV Capital LLC

Class A Common StockSEC Table I · non-derivativeIndirectBy GGV Capital Select L.P.0 Reported balance After 2025-02-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-02-27 · Other · Disposed 476,666 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital V L.P.0 Reported balance After 2025-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-27 · Other · Disposed 9,444,116 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital V Entrepreneurs Fund L.P.0 Reported balance After 2025-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-27 · Other · Disposed 346,599 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital Select L.P.0 Reported balance After 2025-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-27 · Other · Disposed 6,277,066 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV VII Investments L.L.C.0 Reported balance After 2025-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-27 · Other · Disposed 864,448 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV VII Plus Investments L.L.C.0 Reported balance After 2025-02-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-02-27 · Other · Disposed 835,632 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2: The shares were held of record by GGV Capital V L.L.C

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F4: The shares were held of record by GGV Capital LLC

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 835,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV VII Plus Investments L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 835,632 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F10 · ownership.nature: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV VII Investments L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 864,448 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F9 · ownership.nature: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 6,277,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,277,066 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F3 · ownership.nature: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 346,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 346,599 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F8 · ownership.nature: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 9,444,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,444,116 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F7 · ownership.nature: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 8,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F4 · ownership.direct: The shares were held of record by GGV Capital LLC

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 476,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F3 · ownership.nature: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 174,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2 · ownership.direct: The shares were held of record by GGV Capital V L.L.C

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 835,632 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 25

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 835,632

Underlying: Class A Common Stock · 835,632 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 24

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 864,448

Underlying: Class A Common Stock · 864,448 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 770,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 23

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 770,220

Underlying: Class A Common Stock · 770,220 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 6,277,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 22

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,277,066

Underlying: Class A Common Stock · 6,277,066 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 20,986,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 21

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,986,922

Underlying: Class A Common Stock · 20,986,922 shares

Expires not disclosed

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries E Convertible Stock Preferred · Derivative 259,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 20

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 259,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries E Convertible Stock Preferred · Derivative 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 19

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 864,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Stock Preferred · Derivative 86,040 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 18

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 86,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries B Convertible Stock Preferred · Derivative 558,720 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 17

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 558,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries A Convertible Stock Preferred · Derivative 83,870 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 16

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 83,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries D Convertible Stock Preferred · Derivative 2,075,184 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 15

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,075,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Stock Preferred · Derivative 2,067,482 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 14

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,067,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries C Convertible Stock Preferred · Derivative 2,344,436 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 13

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,344,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries B Convertible Stock Preferred · Derivative 15,223,956 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 12

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 15,223,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionSeries A Convertible Stock Preferred · Derivative 2,285,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 11

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,285,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 835,632 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 10

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 9

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 770,220 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 6,277,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 OtherCommon Stock 20,986,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 259,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 835,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 864,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 728,630 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 770,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 4,142,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,277,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 20:29 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionCommon Stock 19,853,608 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,986,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.