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GGV Capital V L.P.

Disclosed activity across 3 companies

Tapewire entity
82653
SEC CIK
0001605612

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Commerce.com, Inc.BIGC · Entity 6337DirectorMarch 15, 2021March 17, 2021
Poshmark, Inc.POSH · Entity 12085410% ownerSeptember 09, 2021September 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Commerce.com, Inc.

Report date March 15, 2021 · Filed March 17, 2021

Jointly reported with Richards Jeffrey Gordon, GGV Capital V Entrepreneurs Fund L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Series 1 Common StockSEC Table I · non-derivativeIndirectBy GGV Capital V Entrepreneurs Fund L.P.91,883 Last balance in matching sequence After 2021-03-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-03-15 · Sale · Disposed 39 · Balance 94,563

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4.

F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P.

Row 2 · 2021-03-15 · Sale · Disposed 2,680 · Balance 91,883

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.

F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P.

Series 1 Common StockSEC Table I · non-derivativeIndirectBy GGV Capital V L.P.2,503,644 Last balance in matching sequence After 2021-03-15 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2021-03-15 · Sale · Disposed 1,061 · Balance 2,576,682

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4.

F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P.

Row 4 · 2021-03-15 · Sale · Disposed 73,038 · Balance 2,503,644

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.

F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4.

F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.

F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P.

Poshmark, Inc.

Report date September 09, 2021 · Filed September 13, 2021

Jointly reported with GGV Capital V L.L.C., GGV Capital V Entrepreneurs Fund L.P.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote163,768 Reported balance After 2021-09-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-09-09 · Sale · Disposed 74 · Balance 163,768

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote4,462,308 Reported balance After 2021-09-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2021-09-09 · Sale · Disposed 2,026 · Balance 4,462,308

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote163,324 Reported balance After 2021-09-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2021-09-10 · Sale · Disposed 444 · Balance 163,324

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote4,450,226 Reported balance After 2021-09-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2021-09-10 · Sale · Disposed 12,082 · Balance 4,450,226

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-02-27 · Other · Disposed 174,152 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2: The shares were held of record by GGV Capital V L.L.C

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-27 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-02-27 · Other · Disposed 8,172 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F4: The shares were held of record by GGV Capital LLC

Class A Common StockSEC Table I · non-derivativeIndirectBy GGV Capital Select L.P.0 Reported balance After 2025-02-27 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-02-27 · Other · Disposed 476,666 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital V L.P.0 Reported balance After 2025-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-27 · Other · Disposed 9,444,116 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital V Entrepreneurs Fund L.P.0 Reported balance After 2025-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-02-27 · Other · Disposed 346,599 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV Capital Select L.P.0 Reported balance After 2025-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-02-27 · Other · Disposed 6,277,066 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV VII Investments L.L.C.0 Reported balance After 2025-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-27 · Other · Disposed 864,448 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy GGV VII Plus Investments L.L.C.0 Reported balance After 2025-02-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-02-27 · Other · Disposed 835,632 · Balance 0

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2: The shares were held of record by GGV Capital V L.L.C

F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F4: The shares were held of record by GGV Capital LLC

F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 835,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV VII Plus Investments L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 835,632 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F10 · ownership.nature: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 864,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV VII Investments L.L.C.

Disclosed balance after: 0

Underlying: Class A Common Stock · 864,448 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F9 · ownership.nature: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 6,277,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,277,066 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F3 · ownership.nature: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 346,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 346,599 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F8 · ownership.nature: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass B Common Stock · Derivative 9,444,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · derivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,444,116 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F6 · price: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.

F5 · derivative.exercise_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F5 · derivative.expiration_date: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.

F7 · ownership.nature: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 8,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F4 · ownership.direct: The shares were held of record by GGV Capital LLC

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 476,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital Select L.P.

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F3 · ownership.nature: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 17:59 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 174,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006245 · form4-03032025_100355.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner

GGV Capital Select L.P. · CIK 0001634608 · 10% owner

GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner

GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner

GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner

GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner

GGV Capital LLC · CIK 0001829132 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.

F2 · ownership.direct: The shares were held of record by GGV Capital V L.L.C

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 38,511 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 346,599

Underlying: Class A Common Stock · 38,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 1,049,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 9,444,116

Underlying: Class A Common Stock · 1,049,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 213,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,152

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.

F7 · ownership.direct: The shares are held of record by GGV V LLC.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 242,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,703

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.direct: The shares are held of record by GGV V LLC.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 38,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,049,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 38,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 38,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 19:00 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 1,049,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052798 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 1,049,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 38,511 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 385,110

Underlying: Class A Common Stock · 38,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 1,049,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 10,493,462

Underlying: Class A Common Stock · 1,049,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 213,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,088

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.

F7 · ownership.direct: The shares are held of record by GGV V LLC.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 242,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,161

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.direct: The shares are held of record by GGV V LLC.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 38,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,049,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 38,511 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 38,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:30 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 1,049,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048856 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 1,049,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 77,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 423,621

Underlying: Class A Common Stock · 77,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 2,098,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 11,542,808

Underlying: Class A Common Stock · 2,098,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 426,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,701

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.

F7 · ownership.direct: The shares are held of record by GGV V LLC.

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June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 485,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682,846

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.direct: The shares are held of record by GGV V LLC.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 77,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 2,098,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 77,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 77,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:31 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 2,098,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037541 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 2,098,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 77,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 500,643

Underlying: Class A Common Stock · 77,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 2,098,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 13,641,500

Underlying: Class A Common Stock · 2,098,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 77,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 2,098,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 77,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 77,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 2,098,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 2,098,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 57,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 577,665

Underlying: Class A Common Stock · 57,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 1,574,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 15,740,192

Underlying: Class A Common Stock · 1,574,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 301,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,155

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.

F7 · ownership.direct: The shares are held of record by GGV V LLC.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 343,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,288

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.direct: The shares are held of record by GGV V LLC.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 57,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 4

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 1,574,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 3

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 57,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 2

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 57,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 19, 2022 Filed Dec 21, 2022 16:22 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass A Common Stock 1,574,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062334 · doc4.xml · nonDerivative · entry 1

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 1,574,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 19, 2022 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 401,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 6

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,616

F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.

F7 · ownership.direct: The shares are held of record by GGV V LLC.

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December 19, 2022 Filed Mar 15, 2023 16:19 UTC HashiCorp, Inc. HCP · Entity 82557 OtherClass A Common Stock 457,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018902 · doc4.xml · nonDerivative · entry 5

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,129

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4).

F7 · ownership.direct: The shares are held of record by GGV V LLC.

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December 08, 2022 Filed Dec 12, 2022 17:39 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 57,767 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060741 · doc4.xml · derivative · entry 8

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P.

Disclosed balance after: 635,431

Underlying: Class A Common Stock · 57,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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December 08, 2022 Filed Dec 12, 2022 17:39 UTC HashiCorp, Inc. HCP · Entity 82557 ConversionClass B Common Stock · Derivative 1,574,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-060741 · doc4.xml · derivative · entry 7

GGV Capital V L.L.C. · CIK 0001766305 · 10% owner

GGV Capital V L.P. · CIK 0001605612 · 10% owner

GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By GGV Capital V L.P.

Disclosed balance after: 17,314,211

Underlying: Class A Common Stock · 1,574,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.

F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.

F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.