organization · Reporting owner
GGV Capital V Entrepreneurs Fund L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Commerce.com, Inc.BIGC · Entity 6337 | Director | March 15, 2021 | March 17, 2021 |
| Poshmark, Inc.POSH · Entity 120854 | 10% owner | September 09, 2021 | September 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Commerce.com, Inc.
Report date March 15, 2021 · Filed March 17, 2021
Jointly reported with Richards Jeffrey Gordon, GGV Capital V L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V Entrepreneurs Fund L.P. | 91,883 |
Last balance in matching sequence
After 2021-03-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-03-15 · Sale · Disposed 39 · Balance 94,563 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4. F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P. Row 2 · 2021-03-15 · Sale · Disposed 2,680 · Balance 91,883 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4. F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P. |
| Series 1 Common StockSEC Table I · non-derivative | IndirectBy GGV Capital V L.P. | 2,503,644 |
Last balance in matching sequence
After 2021-03-15 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2021-03-15 · Sale · Disposed 1,061 · Balance 2,576,682 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4. F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P. Row 4 · 2021-03-15 · Sale · Disposed 73,038 · Balance 2,503,644 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4. F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 2 to this Form 4.
F2: The reported securities are held directly by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V Entrepreneurs Fund L.P.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.99, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 1 to this Form 4.
F4: The reported securities are held directly by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. The Reporting Person is the managing director of GGV Capital V L.L.C., and, as a result, may be deemed to have voting and dispositive power over the shares held by by GGV Capital V L.P.
Poshmark, Inc.
Report date September 09, 2021 · Filed September 13, 2021
Jointly reported with GGV Capital V L.L.C., GGV Capital V L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 163,768 |
Reported balance
After 2021-09-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-09-09 · Sale · Disposed 74 · Balance 163,768 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,462,308 |
Reported balance
After 2021-09-09 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-09-09 · Sale · Disposed 2,026 · Balance 4,462,308 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 163,324 |
Reported balance
After 2021-09-10 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2021-09-10 · Sale · Disposed 444 · Balance 163,324 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,450,226 |
Reported balance
After 2021-09-10 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2021-09-10 · Sale · Disposed 12,082 · Balance 4,450,226 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F3: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HashiCorp, Inc.
Report date February 27, 2025 · Filed March 03, 2025
Jointly reported with GGV Capital V L.L.C., GGV Capital V L.P., GGV Capital Select L.L.C., GGV Capital Select L.P., GGV Capital VII L.L.C., GGV VII Investments, L.L.C., GGV Capital VII Plus L.L.C., GGV VII Plus Investments, L.L.C., GGV Capital LLC
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-02-27 · Other · Disposed 174,152 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F2: The shares were held of record by GGV Capital V L.L.C |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-27 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-02-27 · Other · Disposed 8,172 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F4: The shares were held of record by GGV Capital LLC |
| Class A Common StockSEC Table I · non-derivative | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-02-27 · Other · Disposed 476,666 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes. F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital V L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-02-27 · Other · Disposed 9,444,116 · Balance 0 F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital V Entrepreneurs Fund L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-02-27 · Other · Disposed 346,599 · Balance 0 F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV Capital Select L.P. | 0 |
Reported balance
After 2025-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-02-27 · Other · Disposed 6,277,066 · Balance 0 F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-02-27 · Other · Disposed 864,448 · Balance 0 F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy GGV VII Plus Investments L.L.C. | 0 |
Reported balance
After 2025-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-02-27 · Other · Disposed 835,632 · Balance 0 F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date. F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes. F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated April 24, 2024, between the Issuer, International Business Machines Corporation and McCloud Merger Sub, Inc. (the "Merger Agreement"), each share of Issuer Class A common stock was canceled and converted into the right to receive $35.00 per share in cash (the "Merger Consideration" or the "Per Share Price"), without interest and subject to applicable withholding taxes.
F2: The shares were held of record by GGV Capital V L.L.C
F3: The shares were held of record by GGV Capital Select L.P. ("GGV Select LP"). GGV Capital Select L.L.C. ("GGV Select LLC") serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F4: The shares were held of record by GGV Capital LLC
F5: Each share of Class B common stock was convertible into one share of Class A common stock at the option of the holder and had no expiration date.
F6: Pursuant to the Merger Agreement, each share of Issuer Class B common stock was canceled and converted into the right to receive the Per Share Price, without interest and subject to applicable withholding taxes.
F7: The shares were held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F8: The shares were held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F9: The shares were held of record by GGV VII Investments, L.L.C. ("GGV VII Investments"). GGV Capital VII L.L.C. ("GGV Capital VII") is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F10: The shares were held of record by GGV VII Plus Investments, L.L.C. ("GGV Plus Investments"). GGV Capital VII Plus L.L.C. ("GGV Capital VII Plus") is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 301,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 6 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,808 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.direct: The shares are held of record by GGV V LLC. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 343,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 5 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,941 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.direct: The shares are held of record by GGV V LLC. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 57,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 1,574,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 3 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 57,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 2 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 57,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 17:39 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 1,574,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060741 · doc4.xml · nonDerivative · entry 1 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 1,574,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 77,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · derivative · entry 8 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 693,198 Underlying: Class A Common Stock · 77,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass B Common Stock · Derivative | 2,098,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · derivative · entry 7 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 18,888,230 Underlying: Class A Common Stock · 2,098,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F9 · price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 401,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 6 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,461 F8 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration. F7 · ownership.direct: The shares are held of record by GGV V LLC. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 457,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 5 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,974 F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (4). F7 · ownership.direct: The shares are held of record by GGV V LLC. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 0 F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 3 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 0 F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 77,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 2 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V Entrepreneurs Fund L.P. Disclosed balance after: 77,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F3 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 16:23 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionClass A Common Stock | 2,098,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049315 · doc4.xml · nonDerivative · entry 1 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By GGV Capital V L.P. Disclosed balance after: 2,098,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date. F2 · ownership.nature: The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 835,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 25 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,632 Underlying: Class A Common Stock · 835,632 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 24 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 864,448 Underlying: Class A Common Stock · 864,448 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 770,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 23 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,220 Underlying: Class A Common Stock · 770,220 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 6,277,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 22 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,277,066 Underlying: Class A Common Stock · 6,277,066 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherClass B Common Stock · Derivative | 20,986,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 21 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,986,922 Underlying: Class A Common Stock · 20,986,922 shares Expires not disclosed F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F12 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F12 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 259,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 20 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 259,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries E Convertible Stock Preferred · Derivative | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 19 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 864,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.exercise_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F8 · derivative.expiration_date: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 86,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 18 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 86,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 558,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 17 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 558,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries A Convertible Stock Preferred · Derivative | 83,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 16 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 83,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries D Convertible Stock Preferred · Derivative | 2,075,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 15 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,075,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 2,067,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 14 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,067,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries C Convertible Stock Preferred · Derivative | 2,344,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 13 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,344,436 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.exercise_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · derivative.expiration_date: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries B Convertible Stock Preferred · Derivative | 15,223,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 12 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 15,223,956 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionSeries A Convertible Stock Preferred · Derivative | 2,285,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · derivative · entry 11 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,285,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 835,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 10 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 9 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 770,220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 8 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 6,277,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 7 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | OtherCommon Stock | 20,986,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 6 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F11 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F11 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 259,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 5 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 835,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F10 · ownership.nature: The shares are held of record by GGV VII Plus Investments, L.L.C. (GGV Plus Investments). GGV Capital VII Plus L.L.C. (GGV Capital VII Plus) is the Manager of GGV Plus Investments and may be deemed to have voting and dispositive power over the shares held by GGV Plus Investments. GGV Capital VII Plus disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 864,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 864,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F9 · ownership.nature: The shares are held of record by GGV VII Investments, L.L.C. (GGV VII Investments). GGV Capital VII L.L.C. (GGV Capital VII) is the Manager of GGV VII Investments and may be deemed to have voting and dispositive power over the shares held by GGV VII Investments. GGV Capital VII disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 728,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 3 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 770,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F7 · ownership.nature: The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. (GGV Entrepreneurs). GGV V LLC serves as the General Partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 4,142,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 2 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,277,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F5 · price: Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F6 · ownership.nature: The shares are held of record by GGV Capital Select L.P. (GGV Select LP). GGV Capital Select L.L.C. (GGV Select LLC) serves as the General Partner of GGV Select LP and may be deemed to have voting and dispositive power over the shares held by GGV Select LP. GGV Select LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 20:29 UTC | HashiCorp, Inc. HCP · Entity 82557 | ConversionCommon Stock | 19,853,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-048449 · doc4.xml · nonDerivative · entry 1 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital Select L.L.C. · CIK 0001766307 · 10% owner GGV Capital Select L.P. · CIK 0001634608 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner GGV Capital VII L.L.C. · CIK 0001897812 · 10% owner GGV VII Investments, L.L.C. · CIK 0001897811 · 10% owner GGV Capital VII Plus L.L.C. · CIK 0001897814 · 10% owner GGV VII Plus Investments, L.L.C. · CIK 0001897810 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,986,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F2 · price: Each share of Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F3 · price: Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by GGV Capital V L.P. (GGV V LP). GGV Capital V L.L.C. (GGV V LLC) serves as the General Partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 17:23 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 12,082 | $25.28 | $305,432.96 |
DisclosureSEC source: 0001209191-21-055705 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,450,226 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 17:23 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 444 | $25.28 | $11,224.32 |
DisclosureSEC source: 0001209191-21-055705 · doc4.xml · nonDerivative · entry 3 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 163,324 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.22 to $25.38 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 17:23 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 2,026 | $27.03 | $54,762.78 |
DisclosureSEC source: 0001209191-21-055705 · doc4.xml · nonDerivative · entry 2 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,462,308 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 09, 2021 Filed Sep 13, 2021 17:23 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 74 | $27.03 | $2,000.22 |
DisclosureSEC source: 0001209191-21-055705 · doc4.xml · nonDerivative · entry 1 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 163,768 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 17:20 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 53,196 | $27.15 | $1,444,271.40 |
DisclosureSEC source: 0001209191-21-055180 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,464,334 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.68 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 07, 2021 Filed Sep 8, 2021 17:20 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 1,952 | $27.15 | $52,996.80 |
DisclosureSEC source: 0001209191-21-055180 · doc4.xml · nonDerivative · entry 3 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 163,842 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.68 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 17:20 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 53,749 | $27.15 | $1,459,285.35 |
DisclosureSEC source: 0001209191-21-055180 · doc4.xml · nonDerivative · entry 2 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,517,530 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 17:20 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 1,973 | $27.15 | $53,566.95 |
DisclosureSEC source: 0001209191-21-055180 · doc4.xml · nonDerivative · entry 1 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 165,794 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.60 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 02, 2021 Filed Sep 2, 2021 20:56 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 27,043 | $28.78 | $778,297.54 |
DisclosureSEC source: 0001209191-21-054606 · doc4.xml · nonDerivative · entry 6 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,571,279 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $29.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 02, 2021 Filed Sep 2, 2021 20:56 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 992 | $28.78 | $28,549.76 |
DisclosureSEC source: 0001209191-21-054606 · doc4.xml · nonDerivative · entry 5 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 167,767 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $29.06 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V Entrepreneurs Fund L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V Entrepreneurs Fund L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
| September 02, 2021 Filed Sep 2, 2021 20:56 UTC | Poshmark, Inc. POSH · Entity 120854 | SaleClass A Common Stock | 64,671 | $27.98 | $1,809,494.58 |
DisclosureSEC source: 0001209191-21-054606 · doc4.xml · nonDerivative · entry 4 GGV Capital V L.L.C. · CIK 0001766305 · 10% owner GGV Capital V L.P. · CIK 0001605612 · 10% owner GGV Capital V Entrepreneurs Fund L.P. · CIK 0001605614 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,598,322 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.58 to $28.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: These shares are held by GGV Capital V L.P. GGV Capital V L.L.C. is the general partner of GGV Capital V L.P. and may be deemed to have voting and dispositive power over the shares held by GGV Capital V L.P. GGV Capital V L.L.C. disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.