Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HA Sustainable Infrastructure Capital, Inc.
Report date March 01, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | IndirectBy HASI Management HoldCo LLC | 311,541 |
Reported balance
After 2025-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-01 · Grant · Acquired 40,608 · Balance 311,541 F2: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan. F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments. F4: N/A F5: Previously included in this total were 25,484 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met. F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 3,000 |
Reported balance
Holding disclosure · report date 2025-03-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,000 F1: These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 148,164 |
Reported balance
Holding disclosure · report date 2025-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 148,164 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
F2: 253,417 units of limited partner interest ("OP Units") in Hannon Armstrong Sustainable Infrastructure, LP (the "Partnership") are issuable upon the vesting and conversion of 253,417 long-term incentive plan units ("LTIP Units") in the Partnership. The LTIP Units were granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan, as amended, and the Issuer's 2022 Equity Incentive Plan.
F3: Vested LTIP Units, after achieving parity with OP Units (as described in the Partnership's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement")), are eligible to be converted into OP Units on a one-for-one basis upon the satisfaction of conditions set forth in the Partnership Agreement. Upon conversion of LTIP Units into OP Units, the Reporting Person will have the right to cause the Partnership to redeem a portion of the Reporting Person's OP Units for cash in an amount equal to the market value (as defined in the Partnership Agreement) of an equivalent number of shares of common stock, par value $0.01 per share, of Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Issuer"), or at the Issuer's option, shares of the Issuer's common stock on a one-for-one basis, subject to certain adjustments.
F4: N/A
F5: Previously included in this total were 25,484 LTIP Units which did not vest, as certain performance targets for the performance period ended December 31, 2024 were not met.
F6: These LTIP Units are held by HASI Management HoldCo LLC ("HoldCo LLC"). The Reporting Person is a member of HoldCo LLC. The LTIP Units reported represent only the number of LTIP Units in which the Reporting Person has a pecuniary interest in accordance with his proportionate interest in HoldCo LLC. The Reporting Person is voluntarily reporting his proportionate interest in HoldCo LLC's ownership of LTIP Units. The Reporting Person disclaims beneficial ownership other than to the extent of his pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 18, 2016 22:28 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | SaleCommon stock, par value $0.01 per share | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0000899243-16-033913 · doc4.xml · nonDerivative · entry 1 Rose Nathaniel · CIK 0001574203 · EVP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,828 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan, dated September 7, 2016. Read SEC document |
| January 09, 2015 Filed Feb 25, 2020 00:36 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 186.432 | $14.17 | $2,641.74 |
DisclosureSEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 3 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,345.206 F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan. F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
| October 09, 2014 Filed Feb 25, 2020 00:36 UTC | HA Sustainable Infrastructure Capital, Inc. HASI · Entity 3894 | PurchaseCommon stock, par value $0.01 per share | 158.774 | $13.86 | $2,200.61 |
DisclosureSEC source: 0001561894-20-000009 · wf-form4_158259096516446.xml · nonDerivative · entry 2 Rose Nathaniel · CIK 0001574203 · EVP & CIO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 10,158.774 F3 · shares: Represents Common Stock acquired through a brokerage dividend reinvestment plan. F4 · balance_after: These shares are held by the reporting person's spouse. The reporting person disclaims ownership other than to the extent of his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.