Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | EVP and Vice Chairman | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 242,823 |
Reported balance
After 2025-02-28 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-02-28 · Exercise / conversion · Acquired 6,869 · Balance 242,823 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 239,483 |
Reported balance
After 2025-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-02-28 · Tax withholding · Disposed 3,340 · Balance 239,483 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 247,875 |
Reported balance
After 2025-02-28 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2025-02-28 · Exercise / conversion · Acquired 8,392 · Balance 247,875 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 243,792 |
Reported balance
After 2025-02-28 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2025-02-28 · Tax withholding · Disposed 4,083 · Balance 243,792 F2: Represents shares withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | Direct | 248,345 |
Reported balance
After 2025-02-28 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2025-02-28 · Exercise / conversion · Acquired 8,868 · Balance 248,345 F1: Represents the vesting of previously awarded restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 239,477 |
Reported balance
After 2025-02-28 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2025-02-28 · Tax withholding · Disposed 4,315 · Balance 239,477 F2: Represents shares withheld for the payment of taxes. |
| 2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-28 · Exercise / conversion · Disposed 6,869 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 8,393 |
Reported balance
After 2025-02-28 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-02-28 · Exercise / conversion · Disposed 8,392 · Balance 8,393 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,738 |
Reported balance
After 2025-02-28 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-02-28 · Exercise / conversion · Disposed 8,868 · Balance 17,738 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 692 |
Reported balance
Holding disclosure · report date 2025-02-28 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 692 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 3,580 |
Reported balance
Holding disclosure · report date 2025-02-28 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 3,580 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2023 Filed Feb 16, 2023 21:32 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 37,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005552 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2021 Restricted Stock Units · Derivative | 9,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007595 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,422 Underlying: Common Stock · 9,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 4,482 | $111.66 | $500,460.12 |
DisclosureSEC source: 0001127602-22-007595 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,675 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 18:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 9,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007595 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2019 Performance Shares · Derivative | 21,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004319 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Performance Shares · Derivative | 61,815 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004319 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,815 Underlying: Common Stock · 61,815 shares Expires not disclosed F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2022 Restricted Stock Units · Derivative | 20,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004319 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,605 Underlying: Common Stock · 20,605 shares Expires not disclosed F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 19,292 | $121.33 | $2,340,698.36 |
DisclosureSEC source: 0001127602-22-004319 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,947 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 37,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004319 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 10,687 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · derivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,687 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2016. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2014 Employee Stock Option (Right to Buy) · Derivative | 7,504 | $0.00 Strike: $84.53 | $0.00 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,504 shares Expires 2024-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 11, 2015. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 9,869 | $115.00 | $1,134,935.00 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,479 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 93,479 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 124,360 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 10,687 | $78.08 | $834,440.96 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 7,031 | $115.00 | $808,565.00 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,661 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 21:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 7,504 | $84.53 | $634,313.12 |
DisclosureSEC source: 0001127602-22-001249 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 10,474 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · derivative · entry 14 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,474 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · derivative · entry 13 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,474 Underlying: Common Stock · 20,000 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · derivative · entry 12 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,474 Underlying: Common Stock · 20,000 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 9, 2017. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Employee Stock Option (Right to Buy) · Derivative | 9,526 | $0.00 Strike: $78.08 | $0.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · derivative · entry 11 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687 Underlying: Common Stock · 9,526 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 10, 2016. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 9,363 | $114.00 | $1,067,382.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,188 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 92,188 shares directly and 653 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 142,551 vested stock options, 71,617 unvested stock options, 27,632 unvested restricted stock units and 164,498 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 10,474 | $63.59 | $666,041.66 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 17,904 | $113.00 | $2,023,152.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,077 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 20,000 | $63.59 | $1,271,800.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 17,929 | $112.00 | $2,008,048.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,981 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 20,000 | $63.59 | $1,271,800.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 8,811 | $114.00 | $1,004,454.00 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,910 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 19:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 9,526 | $78.08 | $743,790.08 |
DisclosureSEC source: 0001127602-22-001066 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2018 Performance Shares · Derivative | 9,845 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-21-005276 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Performance Shares · Derivative | 82,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005276 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,894 Underlying: Common Stock · 82,894 shares Expires not disclosed F7 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F8 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. F8 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2021 Restricted Stock Units · Derivative | 27,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005276 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,632 Underlying: Common Stock · 27,632 shares Expires not disclosed F5 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 8,853 | $81.43 | $720,899.79 |
DisclosureSEC source: 0001127602-21-005276 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,195 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:55 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 20,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005276 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Employee Stock Option (Right to Buy) · Derivative | 50,474 | $0.00 Strike: $63.59 | $0.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · derivative · entry 10 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,474 shares Expires 2026-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 9, 2017. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Performance Share · Derivative | 41,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · derivative · entry 9 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,306 Underlying: Common Stock · 41,306 shares Expires not disclosed F8 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F9 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. F9 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Employee Stock Option (Right to Buy) · Derivative | 74,325 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · derivative · entry 8 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,325 Underlying: Common Stock · 74,325 shares Expires 2030-02-11 F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Performance Shares · Derivative | 11,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · derivative · entry 7 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | SaleCommon Stock | 39,748 | $96.44 | $3,833,297.12 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · nonDerivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,822 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $96.45 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F5 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 84,822 shares directly and 605 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 86,751 vested stock options, 136,943 unvested stock options and 101,294 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 50,474 | $63.59 | $3,209,641.66 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · nonDerivative · entry 3 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 11,300 | $95.87 | $1,083,331.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,096 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 22,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005395 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares based upon performance relative to the average Return On Equity (ROE) goals and relative to the ROE achievement of certain life insurance peer companies for the 2017 through 2019 performance period. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| November 07, 2019 Filed Dec 18, 2019 19:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GiftCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035351 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,128 F1 · shares: Gift to a 501(c)(3) charitable foundation. F2 · balance_after: Following the transactions reported on this Form 4, Mr. Falzon continues to hold 63,128 shares directly and 599 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 106,490 vested stock options, 93,353 unvested stock options and 42,434 target performance shares (the exact number awarded being dependent on achievement of performance goals). Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 21:11 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | PurchaseCommon Stock | 3,580 | $83.98 | $300,648.40 |
DisclosureSEC source: 0001127602-19-028140 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,580 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Performance Shares · Derivative | 21,209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006048 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,209 Underlying: Common Stock · 21,209 shares Expires not disclosed F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F6 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. F6 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Employee Stock Option (Right to Buy) · Derivative | 66,199 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-19-006048 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,199 Underlying: Common Stock · 66,199 shares Expires 2029-02-12 F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Performance Shares · Derivative | 16,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006048 · form4.xml · derivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,623 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 7,114 | $93.36 | $664,163.04 |
DisclosureSEC source: 0001127602-19-006048 · form4.xml · nonDerivative · entry 2 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,228 F2 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 18,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006048 · form4.xml · nonDerivative · entry 1 FALZON ROBERT · CIK 0001256465 · EVP and Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee awarded these shares, the grant of which was made on February 9, 2016, and originally reported on a Form 4 filed with the SEC on February 11, 2016, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2016 through 2018 performance period. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Performance Shares · Derivative | 9,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 6 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845 Underlying: Common Stock · 9,845 shares Expires not disclosed F4 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F5 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F5 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Employee Stock Option (Right to Buy) · Derivative | 26,008 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 5 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,008 Underlying: Common Stock · 26,008 shares Expires 2028-02-13 F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2015 Performance Shares · Derivative | 10,949 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006381 · form4.xml · derivative · entry 4 FALZON ROBERT · CIK 0001256465 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.exercise_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. F1 · derivative.expiration_date: The Compensation Committee awarded these shares, the grant of which was made on February 10, 2015, and originally reported on a Form 4 filed with the SEC on February 12, 2015, based upon performance relative to the average Return On Equity (ROE) goals modified by ROE, EPS Growth and Book Value Per Share Growth relative to certain life insurance peers during the 2015 through 2017 performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.